Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Jun 23 2013	Delaware Court of Chancery Appoints Receiver to Ensure Stockholders’ Meeting	Katten
Jun 22 2013	Did The FBI Violate The California Securities Laws (CSL)?	Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun 21 2013	National Futures Association (NFA) Issues a Notice Regarding Segregated Account Balance Reporting	Katten
Jun 21 2013	Limited Liability Company Has No First Amendment Right To Send Its Lawyer To Board Meetings	Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun 20 2013	Tax Reform Options for Tax-Exempt Organizations	Morgan, Lewis & Bockius LLP
Jun 19 2013	New Jersey Economic Opportunity Act Will Consolidate Economic Development Incentives	Giordano, Halleran & Ciesla, P.C.
Jun 17 2013	What Makes A Lease "Enforceable" - What You Need to Know	Sheppard, Mullin, Richter & Hampton LLP
Jun 16 2013	If You Pay More, Do You Actually Get More? Re: Limited Partnerships and Limited Liability Companies	Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun 15 2013	“Sophisticated Plaintiff” Found to Be Adequate Class Representative in Securities Litigation Case	Katten
Jun 15 2013	Italian Competition Authority Mandatory Fee Due by 31 July 2014	McDermott Will & Emery
Jun 15 2013	China's First-Ever National Standard on Data Privacy - Best Practices for Companies in China on Managing Data Privacy	Sheppard, Mullin, Richter & Hampton LLP
Jun 14 2013	Movie Production Loans Result In 27-Year Stay At The Greybar Hotel	Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun 14 2013	Texas Jumps On The Uniform Trade Secrets Act Bandwagon	Greenberg Traurig, LLP
Jun 14 2013	Think There Is Not A Reason To Stay Focused on Being Union-Free? Think Again	Barnes & Thornburg LLP
Jun 13 2013	Who Holds the Keys to Your Office Building?	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Jun 13 2013	Ask Yourself Some Questions Before Giving Kid the Business Re: Business Succession Planning	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Jun 13 2013	Will U.S. Corporate Taxation Drive Startups to Incorporate Abroad?	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Jun 13 2013	Sixth Circuit Splits with Second and Ninth Circuits Regarding Need to Allege Defendants' State of Mind for Claims Challenging Soft Information Under Section 11 of the Securities Act of 1933	Sheppard, Mullin, Richter & Hampton LLP
Jun 13 2013	Entity Conversion Is Not So Easy, And So Smooth A Thing . . .	Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun 13 2013	Maturing Shale Plays Help Usher in Recent Increase in Upstream Master Limited Partnerships (MLPs)	Bracewell LLP
Jun 13 2013	Yahoo!/Tumblr Deal and the Tax Cost of Cash Acquisition Payments	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Jun 12 2013	Delaware Chancery Court Finds Business Judgment Rule Applies to Going-Private Transaction with Controlling Shareholder	Hunton Andrews Kurth
Jun 11 2013	National Institutes of Health (NIH) Opens Small Business Innovation Research (SBIR) Program to Majority-Owned Venture Capital Small Business Concerns	Mintz
Jun 11 2013	Renovate or Build New? Factors Healthcare Providers Need to Consider	Womble Bond Dickinson (US) LLP
Jun 11 2013	Total Settlement of Foreign Corrupt Practices Act (FCPA) Charges	Sheppard, Mullin, Richter & Hampton LLP
Jun 11 2013	New Cybersecurity Guidance Released by the National Institute of Standards and Technology: What You Need to Know for Your Business	Mintz
Jun 10 2013	Risk Management: Art or Science?	Risk and Insurance Management Society, Inc. (RIMS)
Jun 10 2013	Are You Falling Down on Following Up?	KLA Marketing Associates

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