Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Jul 11 2013	Securities and Exchange Commission (SEC) Adopts Rules to Remove Ban on General Solicitation for Rule 506 Offerings	Sheppard, Mullin, Richter & Hampton LLP
Jul 11 2013	Securities and Exchange Commission (SEC) Sanctions Revlon Financial Makeover; Tips for Setting a Strong Foundation for Going Private Transaction Success	Faegre Drinker
Jul 10 2013	Morgan Keegan Directors Settle Securities and Exchange Commission (SEC) Charges	Faegre Drinker
Jul 10 2013	There’s No Such Thing As “Free” Funding for Your Startup	Michael Best & Friedrich LLP
Jul 10 2013	Bureau of Economic Analysis Discontinues Regional Input-output Modeling System II (RIMS II) Model	Greenberg Traurig, LLP
Jul 10 2013	Who Owns Your Company’s Social Media Accounts?	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Jul 9 2013	Consequences of the Rejection of Limited Liability Company (LLC) Operating Agreements and Sale of LLC Membership Interests	Greenberg Traurig, LLP
Jul 9 2013	D.C. District Court Vacates Dodd-Frank Disclosure Rule for Payments by Resource Extraction Issuers	Hunton Andrews Kurth
Jul 9 2013	Getting the Mix Right - the Amenity Mix - From Traditional to Extraordinary	Greenberg Traurig, LLP
Jul 9 2013	Best Practices on Security of Mobile Devices Recently Issued by National Institute of Standards and Technology (“NIST”)	Mintz
Jul 9 2013	New York Issues First New Combined Reporting Law Determination—and It’s Not Pretty	McDermott Will & Emery
Jul 8 2013	Paula Deen and the Impact of Reputation Risks	Risk and Insurance Management Society, Inc. (RIMS)
Jul 7 2013	Barry Diller to Pay $480,000 Fine for Failure to File Hart-Scott-Rodino Notification Re: Trade and Securities	McDermott Will & Emery
Jul 7 2013	English High Court Confirms Enforceability of One-Sided Jurisdiction Clauses in Wake of Rothschild	Vedder Price
Jul 6 2013	A To-Do List for Business Entrepreneurs	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Jul 5 2013	Finding Your Way Out of a Failing Small Business	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Jul 5 2013	IRS Work Group to Explore Definition of Real Estate for Taxation	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Jul 5 2013	Second Circuit Affirms Dismissal of Suits Brought by Madoff Trustee Against Banks Accused of Aiding Madoff Fraud	Sheppard, Mullin, Richter & Hampton LLP
Jul 4 2013	Resurgent Use of Section 5 by Federal Trade Commission (FTC) Raises New Risks to Unwary Businesses — Commissioner Proposes Changes	ArentFox Schiff LLP
Jul 4 2013	Re: California Corporations - Something May Be Missing In Your Affidavit Of Lost Share Certificate	Allen Matkins Leck Gamble Mallory & Natsis LLP
Jul 4 2013	Chancellor Strine Issues Important Decision Validating Board Adoption of Forum Selection Clause in Bylaws	Mintz
Jul 4 2013	Corporate Tax Evaders Focus of G-8 Nations	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Jul 4 2013	Branch or Subsidiary: Tax Planning for Canadian Companies Expanding Operations to the U.S.	Altro LLP
Jul 3 2013	What's New Out There? A Business Regulatory Update	Sheppard, Mullin, Richter & Hampton LLP
Jul 3 2013	Responding To Professor Bainbridge’s Response Re: Exclusive Forum Selection Corporate Bylaws	Allen Matkins Leck Gamble Mallory & Natsis LLP
Jul 3 2013	Small Business Administration (SBA) Removes Limits on Contracts Eligible for Set-Aside for Woman-Owned Small Businesses	Greenberg Traurig, LLP
Jul 3 2013	New Election to Treat Stock Sale as Deemed Asset Sale	Godfrey & Kahn S.C.
Jul 3 2013	Buyer Beware: Important “Supply” Issues For Life Science Companies	Sills Cummis & Gross P.C.

Subscribe to The 10 Latest Financial, Banking, & SEC Articles

Trending News