Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Oct 25 2013	Low Cost Strategies for Meeting the End of the Year "Begin Construction" Requirement for the 30% Investment Tax Credit	Godfrey & Kahn S.C.
Oct 25 2013	Investment Management Legal and Regulatory Update - October 2013	Godfrey & Kahn S.C.
Oct 24 2013	Business and Economic Incentives Primer	Womble Bond Dickinson (US) LLP
Oct 24 2013	Beginning Construction Without Needing to Break Ground: Low Cost Strategies for Investment Tax Credit for Renewable Energy	Godfrey & Kahn S.C.
Oct 24 2013	Steve Jobs Patent on Multitouch User Interface is Affirmed by U.S. Patent and Trademark Office (USPTO) in Re-exam Proceeding	Schwegman, Lundberg & Woessner, P.A.
Oct 24 2013	There May Be Fifty Ways To Leave Your Lover, But In Nevada There Are Four Ways To Change A Corporation	Allen Matkins Leck Gamble Mallory & Natsis LLP
Oct 24 2013	Boston Scientific to Pay $30 Million in Healthcare Fraud Case	Tycko & Zavareei LLP
Oct 24 2013	A Quick Reminder Regarding Complaints in the Workplace	Barnes & Thornburg LLP
Oct 24 2013	New Federal Communication Commission (FCC) Rules to Protect Telephone Consumers from Autodial/Robocalls	Lewis Roca Rothgerber LLP
Oct 24 2013	Top 5 Issues for EB-5 Investors Currently Residing in the United Arab Emirates	Greenberg Traurig, LLP
Oct 23 2013	Does SEC Independence Mean A Lack Of Accountability?	Allen Matkins Leck Gamble Mallory & Natsis LLP
Oct 23 2013	Third Circuit Joins With the Seventh, Ninth and Eleventh Circuits in Holding That Plaintiffs Asserting 1933 Act Claims Need Not Plead Compliance With the Statute of Limitations, Splitting With the First, Eighth and Tenth Circuits	Sheppard, Mullin, Richter & Hampton LLP
Oct 23 2013	Wisconsin Employment Relations Commission (WERC) Enjoined from Enforcing Unconstitutional Parts of Act 10	von Briesen & Roper, s.c.
Oct 23 2013	Tenth Circuit Finds that Jury Must Determine Whether “Notes Are Securities” in a Securities Fraud Action	Sheppard, Mullin, Richter & Hampton LLP
Oct 23 2013	Franchise Businesses Driving Job Growth Nationwide	Armstrong Teasdale
Oct 23 2013	California Cuts Manufacturers Some Slack	Mintz
Oct 22 2013	Legal Risk Management: What Every Manufacturer Should Do Now	Neal, Gerber & Eisenberg LLP
Oct 22 2013	Second Circuit Court of Appeals Will Address Comcast’s Impact on Wage and Hour Class Action Lawsuits	Mintz
Oct 22 2013	Second Circuit Clarifies Scope of Securities Litigation Uniform Standards Act of 1998 (SLUSA) Preclusion	Sheppard, Mullin, Richter & Hampton LLP
Oct 21 2013	Software and Business Methods — Patentable Subject-Matter in Europe?	Mintz
Oct 21 2013	A Tip For Dealing with Automatic Gratuities in 2014	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Oct 21 2013	Federal Reserve and Office of the Comptroller of the Currency (OCC) Issue Final Rules Replacing Existing Risk-Based and Leverage Capital Rules	Katten
Oct 20 2013	Ultimate Prep Accelerates New Bridge Projects	Risk and Insurance Management Society, Inc. (RIMS)
Oct 20 2013	Voluntary Withdrawal of Appeal in Delaware Exclusive Forum Bylaw Case	Katten
Oct 19 2013	Penhall Company Files Complaint Against Competitor Southeast Grinding and Grooving Over "SGG" Trademark	Womble Bond Dickinson (US) LLP
Oct 19 2013	SEC Scores in Accounting Fraud Suit Against BankAtlantic Corp. and Former CEO	Katten
Oct 19 2013	Apocalypse Averted Again: Preliminary Thoughts on Welcoming Workers Back From the Government Shutdown	Mintz
Oct 19 2013	Temporary Exemption from Certain SEC Financial Responsibility Rules Amendments	Morgan, Lewis & Bockius LLP

Subscribe to The 10 Latest Financial, Banking, & SEC Articles

Trending News