Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Apr 7 2014	The CIO (Chief Information Officer) and the Battle of the IT Contract Forms: How to Ensure Consistent IT Contracting Terms Within Your Organization	Mintz
Apr 7 2014	Employers, You All Have Secrets: New Report Might Help You Protect Them	Barnes & Thornburg LLP
Apr 7 2014	California’s RULLCA Impossible Pleading Requirement For Derivative Suits - Revised Uniform Limited Liability Company Act	Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr 7 2014	European Commission Holds Goldman Sachs Liable for Former Portfolio Company’s Antitrust Infringement	McDermott Will & Emery
Apr 6 2014	Encouraging Numbers, but We’re Not Celebrating Yet	U.S. Department of Labor
Apr 6 2014	Appeals Court Rules for the Equal Employment Opportunity Commission (EEOC) in Age Bias Lawsuit Against Baltimore County	U.S. Equal Employment Opportunity Commission
Apr 5 2014	New Climate Change Report Highlights Risk Management Strategies	Risk and Insurance Management Society, Inc. (RIMS)
Apr 5 2014	Mining’s Changing Culture — 4 years after UBB (Upper Big Branch)	U.S. Department of Labor
Apr 4 2014	New York Rolls Out Internal Governance Requirements for Non-Profits	Jackson Lewis P.C.
Apr 4 2014	The Organization for Economic Co-operation and Development's (OECD) Base Erosion and Profit Shifting (BEPS) Project – A UK update (Part I)	McDermott Will & Emery
Apr 4 2014	Provisions of United Kingdom Enterprise and Regulatory Reform Act Take Effect	Morgan, Lewis & Bockius LLP
Apr 4 2014	National Labor Relations Board Acting General Counsel Lacked Authority to Serve, But Still had Authority to Act, Court Says	Jackson Lewis P.C.
Apr 4 2014	Gear Up To Play Nice: Internal Revenue Service (IRS) Releases Final "Pay or Play" Rules	von Briesen & Roper, s.c.
Apr 4 2014	President Authorizes Sanctions in Response to Unrest in South Sudan	Faegre Drinker
Apr 4 2014	PTO Litigation Center Report – April 4, 2014	Sterne, Kessler, Goldstein & Fox P.L.L.C.
Apr 4 2014	United Kingdom Employment Tribunal Litigation and Dispute Resolution: Changes in Force From 6 April 2014	McDermott Will & Emery
Apr 4 2014	Supervisor’s Conduct Supported Same-Sex Harassment Claim, California Court Rules	Jackson Lewis P.C.
Apr 4 2014	The Burdens And Standards Of Proof And Review	Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr 4 2014	Spill Prevention under the Proposed Waters of the United States Rule	Bracewell LLP
Apr 4 2014	New Approaches – and Increasing Oversight – for Medicaid Managed Long Term Services and Support	Sheppard, Mullin, Richter & Hampton LLP
Apr 4 2014	San Francisco Releases "Ban the Box" Notice for Posting and Distribution	Proskauer Rose LLP
Apr 4 2014	Office of Federal Contract Compliance Program (OFCCP) v. Healthcare Industry: The Battle Isn’t Over Yet	Jackson Lewis P.C.
Apr 4 2014	Stop Phoning It in on Mobile Security: What Your Business Needs to Know About the Federal Trade Commission's (FTC) Settlements with Fandango and Credit Karma	Mintz
Apr 3 2014	Taxation of Carried Interest Under Chairman Camp’s Tax Reform Proposal	Proskauer Rose LLP
Apr 3 2014	Revitalized National Labor Relations Board (NLRB) Takes on Vigorous Agenda Including Reissued Quickie Union Election Rules And Greater Employee Handbook Scrutiny	Sills Cummis & Gross P.C.
Apr 3 2014	Tweet Success: 7 Tips to Master Twitter	The Rainmaker Institute
Apr 3 2014	Pipeline Still Pushing Through, But Without Eminent Domain Power	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Apr 3 2014	Tri-Agency Health Information Technology Report Issued	Mintz

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