Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Apr 18 2014	“Unclear” Testimony About Timing of Golf and Sex Limitations Revives Americans with Disabilities Act (ADA) Claim	Jackson Lewis P.C.
Apr 17 2014	4th Circuit Unmasks Company Doe & Unseals Entire Record in CPSC (Consumer Product Safety Commission) Database Case	Mintz
Apr 17 2014	NLRB Dr. Horton Rehearing Denied--National Labor Relations Board	Barnes & Thornburg LLP
Apr 17 2014	Tax Court Uses A Net Asset Value Method To Determine Decedent's Interest In A Family-Owned Personal Holding Company	Proskauer Rose LLP
Apr 17 2014	Life after Non-Competes in Massachusetts: It’sThe End of the World as We Know It (Why You Should Feel Fine)	Mintz
Apr 17 2014	Directors’ Alleged Breach Of Fiduciary Duty Not Subject To Anti-SLAPP Statute -- Strategic Lawsuit Against Public Participation	Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr 17 2014	Federal Trade Commission (FTC) Continues to Target Pharmaceutical Mergers: Is 4-3 the New 3-2?	Mintz
Apr 17 2014	Tips for Success in the Current Mergers and Acquisitions Environment	Odin, Feldman & Pittleman, P.C.
Apr 16 2014	D.C. Circuit Ruling on Industry Challenge and New SEC (Securities and Exchange Commission) Conflict Minerals Disclosure Guidance	Beveridge & Diamond PC
Apr 16 2014	FMLA (Family Medical Leave Act) Medical Certifications-- A Few Reminders to Avoid Getting Lost in the FMLA Maze	Barnes & Thornburg LLP
Apr 16 2014	A Constructive Mexican Response to Vitro's Reorganization Plan	Greenberg Traurig, LLP
Apr 16 2014	Seventh Circuit Affirms Dismissal of Motorola’s LCD (Liquid Crystal Display) Antitrust Claims Based on Foreign Purchases	Sheppard, Mullin, Richter & Hampton LLP
Apr 16 2014	Foreign Listed Stock Index Futures and Options Approval Chart April 16, 2014	Katten
Apr 16 2014	This Proposed Amendment To DGCL (Delaware General Corporation Law) Section 141(f) Is A Curate’s Egg	Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr 16 2014	UK Deferred Prosecution Agreements Code of Practice Published	Morgan, Lewis & Bockius LLP
Apr 16 2014	Minnesota Increases Minimum Wage	Barnes & Thornburg LLP
Apr 16 2014	EU Commission Proposes to Amend Shareholder Rights Directive	Morgan, Lewis & Bockius LLP
Apr 15 2014	Entrepreneur Hopes to Make a Go of His New Company in Lexington, Kentucky	McBrayer, McGinnis, Leslie and Kirkland, PLLC
Apr 14 2014	D.C. Federal Court Recognizes Limitations on Relator’s Ability to Bring Multiple Suits in U.S. v. Cellco	Proskauer Rose LLP
Apr 14 2014	SEC (Securities and Exchange Commission) Staff Releases Compliance and Disclosure Interpretations Related to Intrastate Crowdfunding	Godfrey & Kahn S.C.
Apr 14 2014	European Union (EU) Commission Proposes Further Harmonisation of Single-Member Companies	Morgan, Lewis & Bockius LLP
Apr 14 2014	Participation of 100 Hours May Be Sufficient to Generate Active Income Exempt from the 3.8 Percent Health Care Tax on Net Investment Income	McDermott Will & Emery
Apr 14 2014	It's Tax Time--What Does That Mean For Settling Employment Claims?	Barnes & Thornburg LLP
Apr 14 2014	Homosexual Male Worker Finds Protection under Title VII as “Sexually-Stereotyped”	Michael Best & Friedrich LLP
Apr 14 2014	Private Equity Firms Face Potential Liability Under Plant Closing Laws	McDermott Will & Emery
Apr 14 2014	PTO Litigation Center Report – April 14, 2014	Sterne, Kessler, Goldstein & Fox P.L.L.C.
Apr 14 2014	Incentivising Management Across the Pond	McDermott Will & Emery
Apr 14 2014	American Icon Amends Stock Plan To Make It Section 25102(o) Eligible – Why?	Allen Matkins Leck Gamble Mallory & Natsis LLP

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