Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Jun 2 2014	Ringing Regulatory Rumors: Deutsche Telekom Purportedly Agrees to Sell T-Mobile US	McDermott Will & Emery
Jun 2 2014	Fee Shifting Bylaw Provisions May Face Constitutional Limitation	Allen Matkins Leck Gamble Mallory & Natsis LLP
May 30 2014	Commodity Futures Trading Commission (CFTC) Grants Recordkeeping Relief for Certain Swap Execution Facility (SEF) and Designated Contract Market (DCM) Members	Katten
May 30 2014	Proposed Ban on Non-Competes in Massachusetts	McDermott Will & Emery
May 30 2014	Eleventh Circuit Defines “Instrumentality” Under the Foreign Corrupt Practices Act (FCPA)	Katten
May 30 2014	Commodity Futures Trading Commission (CFTC) Proposes to Amend De Minimis Threshold for Swaps with Utility Providers	Katten
May 30 2014	Delaware Legislation Banning Fee-Shifting in Bylaws and Charters	Katten
May 30 2014	Eleventh Circuit Court Adopts Broad Definition of "Instrumentality" as Used in the Foreign Corrupt Practices Act	Barnes & Thornburg LLP
May 30 2014	Changes Coming for North Carolina's Business Court	Womble Bond Dickinson (US) LLP
May 30 2014	Using Delaware Corporate Bylaws and Charters to Set the Rules for Shareholder Litigation	Mintz
May 30 2014	This International Shoe Doesn’t Fit: Subsidiary May Not Be Parent’s Agent	Allen Matkins Leck Gamble Mallory & Natsis LLP
May 29 2014	Microsoft v. DataTern, Inc.: Suppliers May Declaratory Judgment an NPE, But It Won’t Be Easy	McDermott Will & Emery
May 29 2014	Department of Labor (DOL) Advisory Opinion 2013-03A: Guidance on Revenue Sharing	Faegre Drinker
May 29 2014	California Department of Business Oversight (DBO) Filing Procedures Set To Change Big Time	Allen Matkins Leck Gamble Mallory & Natsis LLP
May 28 2014	Conscious Parallelism May Justify A Wolf Pack Pill re: Corporate Activist Shareholders	Covington & Burling LLP
May 28 2014	FTC v. Actavis on Remand: A New Chapter - Federal Trade Commission	Sheppard, Mullin, Richter & Hampton LLP
May 28 2014	Business Implications of the European Elections	Covington & Burling LLP
May 28 2014	CalPERS Allowed To Continue Rating Agency Suit	Allen Matkins Leck Gamble Mallory & Natsis LLP
May 27 2014	Marathon Petroleum Purchases Hess Gas Stations	McBrayer, McGinnis, Leslie and Kirkland, PLLC
May 27 2014	Federal Trade Commission (FTC) and DOJ Release FY 2013 HSR (Hart-Scott-Rodino) Annual Report	McDermott Will & Emery
May 27 2014	Southern District of New York (S.D.N.Y.) Takes Broad Approach To SOX (Sarbanes Oxley) and Dodd-Frank Whistleblower Claims	Proskauer Rose LLP
May 27 2014	Cybercrime & Your Company – Failing To Prepare = Preparing To Fail, Part Two	Barnes & Thornburg LLP
May 27 2014	Great Hill Equity Partners and the Attorney-Client Privilege in Corporate Mergers – Have We Opened Pandora’s Box?	Giordano, Halleran & Ciesla, P.C.
May 27 2014	California Corporate Tax, An Epic Question: Is This Pay Ratio Too Large, Too Small or Just Right?	Allen Matkins Leck Gamble Mallory & Natsis LLP
May 26 2014	Does Your Business Make Payments to Foreign Entities? Attention: Deadline Approaching for Foreign Account Tax Compliance Act (FATCA)	Godfrey & Kahn S.C.
May 26 2014	Corporate Tax Rates in the U.S. are ArguablyToo High	McBrayer, McGinnis, Leslie and Kirkland, PLLC
May 26 2014	Racketeer Influenced and Corrupt Organizations Act (RICO) Liability For The Corporate Defendant	Sills Cummis & Gross P.C.
May 26 2014	What Makes the UK So Attractive to U.S. Corporations as the Location for an International Headquarters?	Vedder Price

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