Corporate, Financial, SEC, & Banking Law Updates

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text		Organization
Sep 23 2014	Dodd-Frank Whistleblower Activity Getting Even Hotter	Barnes & Thornburg LLP
Sep 23 2014	Office of Special Counsel (OSC) Guidance on I-9 Over-Documentation	Greenberg Traurig, LLP
Sep 23 2014	IRS to Amend Cafeteria Plan Regulations to Facilitate Enrollment in Marketplace Coverage	Proskauer Rose LLP
Sep 23 2014	Oxfam America Takes A Stand, But Does It Have Standing?	Allen Matkins Leck Gamble Mallory & Natsis LLP
Sep 22 2014	Second Circuit Holds Forum Selection Clause Supersedes FINRA’s Mandatory Arbitration Rule	Sheppard, Mullin, Richter & Hampton LLP
Sep 22 2014	Recent SEC Enforcement Actions Highlight Risks of Failing to Timely File Reports of Beneficial Ownership	Vedder Price
Sep 22 2014	SEC Advisory Committee To Consider Fee-Shifting Bylaws, But Why?	Allen Matkins Leck Gamble Mallory & Natsis LLP
Sep 21 2014	Financial Industry Regulatory Authority (FINRA) Revises Proposal to Adopt Consolidated FINRA Rule 2231	Katten
Sep 21 2014	Commodity Futures Trading Commission (CFTC) Proposes Margin Rules for Uncleared Swaps	Katten
Sep 20 2014	D.C. Judge Rules in Favor of CFTC on Cross-Border Application of Dodd-Frank Rules	Katten
Sep 19 2014	Council of Institutional Investors Issues Report on Board Evaluation Disclosure	Katten
Sep 19 2014	Delaware Court Denies Dismissal for Disinterested Directors When Entire Fairness Applies	Katten
Sep 19 2014	IRS Considers Whether Management Fees of an LLC Are Subject to Self-Employment Tax	Katten
Sep 19 2014	Introducing Personal Liability Into Corporate Negligence: An Analysis of the Trek Leather Decision	Katten
Sep 18 2014	Delaware Chancery Court Provides Further Support for Forum Selection Bylaws	Hunton Andrews Kurth
Sep 18 2014	SEC Targets Corporate Insiders for Failing to Promptly Disclose Stock Transactions	Morgan, Lewis & Bockius LLP
Sep 18 2014	Growing Trend: Private Investment in Infrastructure and Transportation	Bilzin Sumberg
Sep 18 2014	Oxfam America Sues The SEC (Again) For Dilatory Rule Making	Allen Matkins Leck Gamble Mallory & Natsis LLP
Sep 17 2014	Public Company Accounting Oversight Board (PCAOB) Urges Audit Committee Scrutiny of Revenue Recognition	Morgan, Lewis & Bockius LLP
Sep 17 2014	Perfection and the New Jurisdiction-Hopping Corporations Re: Corporate Restructuring	Greenberg Traurig, LLP
Sep 17 2014	News From Down Under: The Case Against Leighton Holdings Further Highlights Problems with the Facilitation Payments Exception	Barnes & Thornburg LLP
Sep 17 2014	Employer Wellness Programs: Wellness in Mind, Body, Spirit . . . and Wallet	von Briesen & Roper, s.c.
Sep 17 2014	SEC’s Broken Window Enforcement Program Gets a Boost from “Quantitative Analytics” and “Algorithms”	Faegre Drinker
Sep 17 2014	The COPPA Enforcement Actions Are Here! - Children’s Online Privacy Protection Act	Mintz
Sep 17 2014	What's in your Reduction in Force (RIF)? re: Low Performing Employees	Barnes & Thornburg LLP
Sep 17 2014	Federal Court Tosses Out Challenges to CFTC Cross-Border Guidance and Policy Statement	Katten
Sep 17 2014	Red Labor & Employment Flags In M&A Transactions	Much Shelist, P.C.
Sep 17 2014	Public Invited to Offer Comments on Exactly What Constitutes Closely Held Corporation	McBrayer, McGinnis, Leslie and Kirkland, PLLC

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