Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Nov
2
2023
 UK Supreme Court Ruling: A Look at the Changes to a Series of Unlawful Deductions Vedder Price
Oct
5
2016
 Canadian Appellate Court Confirms Judges Must Consider Evidence From Both Parties when Deciding Motion for Leave to Bring Class Action Mintz
Sep
1
2017
 Speech From the Office of the Investor Advocate Addresses FASB’s Proposals Regarding the Definition of Materiality Katten
Jun
14
2018
 Comptroller Otting comments on short-term, small dollar loan bulletin, special purpose national bank charter for fintech companies, Madden Ballard Spahr LLP
Jan
20
2021
 IRS Guidance on SECURE Act Provisions that Affect Certain Safe Harbor Retirement Plans Foley & Lardner LLP
Jan
20
2023
 Recent First Circuit Opinion in SEC v. Lemelson Provides a Roadmap for Section 10(b) Cases Involving an Opinion Defense Mintz
Jun
20
2014
 Miami Hits JPMorgan with Lawsuit over Discriminatory Lending Practices Bilzin Sumberg
May
20
2016
 United Kingdom: PRA Publishes Meeting Minutes With Notes on the Application of Best Execution to FX Derivatives and FX Spot Transactions Katten
May
24
2017
 CFTC Strengthens Anti-Retaliation Protections for Whistleblowers and Improves CFTC Whistleblower Award Program Zuckerman Law
Feb
13
2018
 CFPB Introduces New Strategic Plan under Acting Director Mulvaney Covington & Burling LLP
Jun
25
2020
 An Abundance of Riches: Do Increasing Deposits Mean Less for Borrowers? K&L Gates LLP
Nov
26
2020
 Further Suspension of UK Wrongful Trading Laws Introduced Squire Patton Boggs (US) LLP
Jul
11
2022
 EU Adopts Pilot Regime for Market Infrastructures Based on Blockchain and Other DLTs Greenberg Traurig, LLP
Mar
11
2024
 The Lesson of Prometheus – A Special Purpose Broker Dealer May Cause Havoc in TradFi by Unilaterally Declaring ETH To Be A Security Katten
Dec
13
2024
 CFPB Release Final Rule on Overdraft Fees Sheppard, Mullin, Richter & Hampton LLP
Mar
23
2013
 SEC Oversight of Financial Industry Regulatory Authority (FINRA) Exempt from FOIA Request Katten
Jan
31
2017
 UK Court of Appeal Rejects Titan Class X Claim: Speedread Q & A Squire Patton Boggs (US) LLP
Feb
15
2019
 CFTC: Exam Policies and Rule Amendment ICE Futures Filing Katten
Oct
10
2019
 Will the Eleventh Circuit Fall in Line with its Sister Circuits in Interpreting Spokeo’s Standing Requirements in FACTA Cases? Bilzin Sumberg
Mar
31
2020
 COVID-19 Update: NYSE and Nasdaq Consider Impact of COVID-19 Cadwalader, Wickersham & Taft LLP
May
4
2020
 COVID-19: Federal Reserve Expands the Main Street Lending Program K&L Gates LLP
Oct
9
2018
 Can a Whistleblower Disclosure About Misleading Earnings Projections Qualify for an SEC Whistleblower Award? Zuckerman Law
Jun
6
2019
 Helping Employers With Their Plumbing Scheme Debt Challenges Squire Patton Boggs (US) LLP
Jan
27
2020
 Weekly IRS Roundup January 20 – 24, 2020 McDermott Will & Schulte LLP
Oct
28
2021
 Treasury Department Steps Up Its Counter-Ransomware Efforts and Simultaneously Issues New Sanctions Compliance Guidance for Virtual Currency Industry Proskauer Rose LLP
Dec
18
2013
 The Critical Role of the Foreclosure Receiver in Wisconsin von Briesen & Roper, s.c.
Dec
7
2017
 New SEC Cyber Unit Obtains Emergency Action Against ICO K&L Gates LLP
Sep
1
2023
 Blocking, Rejecting, and Reporting: 3 Keys to OFAC Compliance for Financial Institutions Oberheiden P.C.
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