Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Mar
6
2014
 Division of Investment Management Issues Guidance Regarding Unbundling of Proxy Proposals with Respect to Fund Charter Amendments Vedder Price
Aug
9
2019
 FINRA Issues Regulatory Notice Reminding Members of the SEC’s Adoption of a Best Interest Standard of Conduct Katten
Feb
10
2022
 Benefits of and Best Practices for Protecting Artificial Intelligence and Machine Learning Inventions as Trade Secrets Mintz
May
29
2020
 FINRA Requests Comments on Security-Based Swaps Katten
Sep
29
2023
 NFT Cat Fight: SEC Offensive Against NFTs Continues with Stoner Cats 2, LLC ArentFox Schiff LLP
Jan
10
2025
 The Outlook for US Private Equity in 2025 Foley & Lardner LLP
Jun
14
2013
 Examining Charitable Patient Assistance Programs: Careful Due Diligence Yields Responsible Investment Decisions Mintz
May
26
2021
 Is Greater Than Really Equal To? Sales of Over-Encumbered Property under Section 363(f)(3) Squire Patton Boggs (US) LLP
Apr
19
2018
 Failure to follow deemed consent procedure did not invalidate appointment Squire Patton Boggs (US) LLP
Apr
17
2020
 CFTC Approves Final Rules Regarding Margin Requirements for ESM and Consumer Privacy Katten
Apr
14
2023
 Court’s Ruling Against FTC and SEC May Signal Future Limits on Agency Autonomy: SCOTUS Today Epstein Becker & Green, P.C.
Jan
7
2013
 Home Mortgage Disclosure Act's "HMDA" Regulation C Exemption Limits Increased by Consumer Financial Protection Bureau Katten
Nov
30
2015
 Maryland District Court Rejects Materiality Requirement for Sarbanes-Oxley Whistleblower Actions Zuckerman Law
Feb
26
2011
 The Illinois Securities Law: The Remedy Is Rescission Much Shelist, P.C.
Apr
2
2017
 Financial Sanctions and New Monetary Penalties in the UK K&L Gates LLP
Mar
16
2020
 Federal Regulators Urge Banks to Work with Borrowers Affected by the Coronavirus Ward and Smith, P.A.
Jan
11
2023
 Extending for Success: The Rising Trend of Extension Rounds and the Importance of Due Diligence Mintz
Jul
29
2015
 Education Affiliates Agree to Pay $13 Million for Allegedly Violating the False Claims Act by Submitting False Claims for Federal Student Aid Tycko & Zavareei LLP
Aug
3
2016
 CFTC Proposes Permanent Registration Relief to Certain Non-US Asset Managers Morgan, Lewis & Bockius LLP
Dec
6
2016
 Tale of Two Whistleblowers: Lessons Learned from Today’s SEC Whistleblower Award Zuckerman Law
Oct
26
2017
 IRS Releases 2017-2018 Priority Guidance Plan McDermott Will & Schulte LLP
Oct
11
2022
 OFAC Announces Hefty Settlement with Virtual Currency Exchange / Hosted Wallet Services Provider Sheppard, Mullin, Richter & Hampton LLP
Apr
3
2015
 United States Supreme Court Resolves Circuit Split Regarding Section 11 Claims Predicated Upon Allegedly Misleading Statements of Opinion Sheppard, Mullin, Richter & Hampton LLP
Mar
25
2016
 Regulators Issue New Guidance Related to Certain Prepaid Cards Katten
Jul
16
2017
 Blockchain for the Humanitarian Sector K&L Gates LLP
Dec
21
2018
 Reflections on the TechLaw Issues of 2018…and a Look Forward. Will 2019 Be a Year on the Edge, in the Fog, or Maybe Just in the Cloud? Proskauer Rose LLP
Jul
1
2022
 Community Association Building Blocks – How to Retain Financing for HOAs and COAs [VIDEO] Ward and Smith, P.A.
Jul
31
2020
 European Securities and Markets Authority ESMA Update Katten
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