Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Mar
29
2023
 Updating and Improving the UK Asset Management Regime: An FCA Discussion Paper Greenberg Traurig, LLP
Sep
8
2016
 Massachusetts Supreme Judicial Court Lends Helping Hand to Inadvertent Lender Omissions in Execution of Mortgage Acknowledgements Murtha Cullina
Apr
21
2017
 New York Department of Financial Services Provides Guidance on Cybersecurity Regulation; Colorado Financial Regulator Proposes Cybersecurity Rules Affecting Broker-Dealers and Investment Advisers Proskauer Rose LLP
Dec
21
2022
 Federal Reserve Issues Final Rule Implementing LIBOR Act Cadwalader, Wickersham & Taft LLP
Oct
18
2023
 Bill Would Authorize DFPI To Take Enforcement Actions Before a Violation Occurs Allen Matkins Leck Gamble Mallory & Natsis LLP
Jul
30
2013
 Securities and Exchange Commission (SEC) Lifts Ban on General Solicitations for Certain Private Placements Lowndes, Drosdick, Doster, Kantor & Reed, P.A.
May
12
2015
 Department of Labor Issues New Proposed Rule Defining Fiduciary Investment Advice Vedder Price
May
1
2016
 UK Financial Conduct Authority Trade Association Roundtable on MiFID II Implementation Katten
Aug
9
2024
 Congressional Measure Aims to Undo Recent CFPB Buy Now Pay Later Guidance Sheppard, Mullin, Richter & Hampton LLP
Aug
20
2012
 An Insurance Fund for Futures Customers on the Horizon? Risk and Insurance Management Society, Inc. (RIMS)
Mar
11
2013
 Guidelines Monitoring Group Updates Walker Guidelines Re: Good-Practice Reporting by Private Equity Companies Morgan, Lewis & Bockius LLP
May
21
2018
 Democratic Senators urge CFPB to continue public disclosure of complaint data Ballard Spahr LLP
May
6
2019
 House Financial Services Subcommittee Holds Hearing on Discrimination in Auto Loans and Insurance Ballard Spahr LLP
Aug
14
2023
 White House Issues Executive Order Restricting Outbound Investment Greenberg Traurig, LLP
Feb
22
2024
 SEC Expands Regulatory Oversight of Private Fund Advisers - Amendments to Form PF ArentFox Schiff LLP
May
16
2025
 April 2025 ESG Policy Update—Australia K&L Gates LLP
Sep
4
2025
 Will Payment Stablecoins Mean the End of State Money Transmitter Licensing? K&L Gates LLP
Sep
8
2011
 Baseless Infringement Allegations (by an NPE) Warrants “Exceptional” Case McDermott Will & Schulte LLP
Aug
20
2015
 Securities Exchange Comission Adopts Pay Ratio Disclosure Rule Hunton Andrews Kurth
Jan
26
2018
 CFPB finalizes changes to the Prepaid Account Rule and further delays effective date Ballard Spahr LLP
Feb
13
2025
 NYDFS Fines PayPal $2 Million for Cybersecurity Failures Hunton Andrews Kurth
Sep
17
2018
 Trade Groups Challenging CFPB’s Payday Loan Rule File Preliminary Injunction Motion Ballard Spahr LLP
Mar
30
2023
 The More Things Change, the More They Stay the Same: Banking & Financial Services Newsletter Jones Walker LLP
Dec
22
2023
 Data Broker Rulemaking in Texas and Oregon Sheppard, Mullin, Richter & Hampton LLP
Sep
12
2016
 Hensarling Chooses CHOICE; CFTC Moves Forward with Priorities as Nominees Pending Confirmation, Administration Outlines Approach to Correspondent Banking
Dec
22
2022
 Custodia Bank Is, Once Again, Asking for a Federal Reserve Master Account Proskauer Rose LLP
Oct
19
2023
 CFPB Acts Against Fintech Operator of Mobile App for Illegal International Money Transfers Sheppard, Mullin, Richter & Hampton LLP
Nov
22
2024
 UK Change in Control Regime – New Guidance published by the FCA and PRA Proskauer Rose LLP
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