Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Jun
22
2020
 Further Guidance from ECJ on Insureds Right to Choose Their Own Lawyer Squire Patton Boggs (US) LLP
May
10
2021
 SEC Chairman Testifies About Digital Assets Hunton Andrews Kurth
May
23
2023
 Institutions Subject to FTC’s Enacting Regulations to GLBA Must Implement Information Security Programs by June 9, 2023 Polsinelli PC
Aug
13
2013
 Now That Hedge Funds Can Advertise, What Are Commodity Pools – Chopped Liver? Faegre Drinker
Jan
25
2015
 New Background Check Obligations for Securities Broker-Dealers Are Coming Soon Greenberg Traurig, LLP
Jun
11
2018
 Democratic state attorneys general urge CFPB to continue public disclosure of complaint data Ballard Spahr LLP
Oct
5
2018
 SCOTUS Backs Employee Class Action Waivers: Next Steps for Financial Services Employers Epstein Becker & Green, P.C.
Mar
29
2020
 Total Settlement Dollars & Settlement Size in 2019 Class Action: An Excerpt from Securities Class Action Settlements—2019 Review and Analysis Cornerstone Research
Apr
19
2024
 US Supreme Court Holds That Pure Omissions Are Not Actionable Under Federal Anti-Fraud Rule Bracewell LLP
Mar
21
2013
 Recent SEC Settlements Serve as Cautionary Tale About the Use of Unregistered Broker-Dealers by Investment Advisers Hunton Andrews Kurth
Jan
17
2020
 Simplification of UK Partnership Tax Reporting for Investment Fund Partnerships Proskauer Rose LLP
Nov
19
2021
 SIFMA Conducts Financial Sector Cybersecurity Exercise Cadwalader, Wickersham & Taft LLP
Mar
21
2022
 The Use of Blockchain in ESG Squire Patton Boggs (US) LLP
Nov
18
2022
 Key Takeaways | Carbon Capture Gets a Long Runway for Development McDermott Will & Schulte LLP
Oct
24
2024
 Brussels Regulatory Brief: October 2024 K&L Gates LLP
Sep
6
2015
 U.S. Department of Transportation and Transport Canada Issue New Regulations Intended to Improve Tank Car Safety Vedder Price
Dec
5
2017
 Expect A Busy 2018 On The M&A Front Murtha Cullina
May
20
2022
 CFPB Report on Mortgage Servicers Examines Industry Responses After Pandemic Protections End Sheppard, Mullin, Richter & Hampton LLP
Sep
26
2016
 SEC Adopts New Disclosure and Recordkeeping Requirements for Advisers Vedder Price
May
18
2017
 Financial Regulators to Reassess Volcker Rule Covington & Burling LLP
Sep
26
2019
 Final Hardship Distribution Regulations, Part Two: Implementation Considerations Proskauer Rose LLP
Jun
1
2015
 German Regulator BaFin Opens the Way for Credit Funds in Germany Morgan, Lewis & Bockius LLP
May
13
2016
 More DOL Final Fiduciary Rule Fallout: Some Potential IRS Pitfalls for IRA Custodians and Trustees (Part 1 of 2) Morgan, Lewis & Bockius LLP
Feb
14
2019
 Government Puts Electronic Health Records Companies “on Notice” of Vigorous False Claims Act Enforcement Sheppard, Mullin, Richter & Hampton LLP
May
23
2019
 Model Rule for Securities Administrators Approved by NASAA Robinson & Cole LLP
Oct
15
2020
 Securities and Exchange Commission Adopts Final Fund of Funds Rule Faegre Drinker
May
24
2023
 The Origins and Current State of the Debt Limit (or Debt Ceiling) Squire Patton Boggs (US) LLP
Jan
22
2025
 Managing Artificial Intelligence: The Monetary Authority of Singapore's Recommendations on AI Model Risk Management K&L Gates LLP
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