Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Dec
21
2013
 Does The SEC’s Regulation A Proposal Defy Congress’ Clear Intent? Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr
8
2013
 Federal Reserve Board Approves Final "Predominately Engaged in Financial Activities" Rule Katten
Dec
11
2017
 Many EU Countries Have Not Yet Adopted MiFID II Katten
Jun
12
2019
 FTC rescinds FCRA model forms and disclosures Ballard Spahr LLP
Oct
19
2020
 2021 SEC Priorities in the Fund Space Foley & Lardner LLP
Jan
17
2023
 Weekly Bankruptcy Alert: January 17, 2023 (For the week ending January 15, 2023) Pierce Atwood LLP
Jul
25
2023
 Real Estate Beneficial Ownership Regulatory Alert: Complying with Foreign Ownership Reporting Requirements in US Real Estate K&L Gates LLP
Jun
11
2015
 Georgia Federal Court Rules That SEC Administrative Proceeding Is “Likely Unconstitutional” Mintz
Jan
29
2016
 No-Action Relief Allows Broker-Dealers and OTC Derivatives Dealers to Submit Certain Reports Electronically Katten
Jun
1
2017
 Canada’s TMX Natural Gas Exchange, Blockchain-Powered Networks, CFTC FinTech Initiative: Blockchain Energizer – Volume 5: June 1, 2017 K&L Gates LLP
Sep
12
2017
 Federal Reserve Updates Strategies and Tactics for Promoting Payment System Improvements Covington & Burling LLP
Mar
1
2019
 EBA Publishes Final Report on Outsourcing Guidelines Katten
Jul
18
2022
 Brussels Regulatory Brief: May-June 2022 K&L Gates LLP
May
24
2023
 Bankers' Associations File Challenge to CFPB Small Business Data Collection Rule Katten
Apr
19
2024
 US Supreme Court Holds That Pure Omissions Are Not Actionable Under Federal Anti-Fraud Rule Bracewell LLP
Jul
17
2024
 Protecting Employees’ Tax Position After a Spin-off McDermott Will & Schulte LLP
May
19
2010
 Proposed Amendments to Rule 10b-18 Issuer Repurchase Safe Harbor Dinsmore & Shohl LLP
Feb
3
2015
 Checking in on the United Kingdom's Serious Fraud Office Barnes & Thornburg LLP
Jun
26
2018
 UK Government Consults on Proposals To Reform Limited Partnerships Katten
Oct
22
2018
 Cyber-Fraud Victim or Securities Law Violator? Faegre Drinker
Jan
29
2020
 House Members Strongly Urge Senate Banking Committee to Make “Legal” Cannabis SAFE for Banking Carlton Fields
Apr
21
2022
 Climate Risks Prompting Shifts By Real Estate Investors Mintz
Dec
4
2023
 New York “Denies Access” to Employers Seeking Login Credentials for Employee’s Social Media Accounts Foley & Lardner LLP
Jan
22
2025
 Managing Artificial Intelligence: The Monetary Authority of Singapore's Recommendations on AI Model Risk Management K&L Gates LLP
Jul
3
2014
 U.S. Bank Pays $200 Million in Settlement of Banking Fraud Case Tycko & Zavareei LLP
Jun
1
2021
 New Operational Resilience Requirements for Payment Firms K&L Gates LLP
Sep
27
2023
 Questions to Consider as Regulators Increase Scrutiny of Medical Debt Bradley Arant Boult Cummings LLP
Jul
28
2025
 Art as Collateral: The Legal Landscape of Art-Backed Lending Sheppard, Mullin, Richter & Hampton LLP
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