Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text Organization
Oct
22
2015
 Central Bank of Myanmar Revokes Foreign Exchange Licenses Greenberg Traurig, LLP
Dec
11
2020
 CFTC Final Rules Related to Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants & Related to SEFs and Withdraws Comprehensive Proposals Katten
May
31
2022
 Class Victory Vacated as Seventh Circuit Adds to Current Split Over Standing and Intangible Injuries
Sep
18
2013
 Financial Industry Regulatory Authority (FINRA) Provides Guidance on Immigration Due Diligence to Broker-Dealers in EB-5 Offerings Mintz
Mar
3
2015
 Monthly Futures Exchange Issuance Report: February 2015 Bracewell LLP
Jun
30
2016
 Bank Secrecy Act Violations Now Come with Significantly Higher Penalties Morgan, Lewis & Bockius LLP
Jun
29
2017
 UK Regulatory Sandbox’s Second Cohort Announced K&L Gates LLP
Apr
22
2022
 SEC Releases Staff Accounting Bulletin on Accounting, Reporting, and Disclosure Obligations for Crypto-Assets Nelson Mullins
Mar
14
2024
 Ensuring Everything Is Above Board: CFTC Proposes Simplified Rules for SEF and DCM Governance, Independence and Mitigating Conflicts of Interest Katten
Dec
23
2024
 CFPB Calls on Other Enforcement Agencies to Address Bait-and-Switch Credit Card Rewards Practices Sheppard, Mullin, Richter & Hampton LLP
Nov
12
2014
 November 2014 Election Results and Analysis Morgan, Lewis & Bockius LLP
Mar
2
2017
 DOL Proposes Delay of Fiduciary Rule Applicability Date Faegre Drinker
Jul
25
2018
 Commercial Court upholds ISDA English jurisdiction clause over Italian jurisdiction clause in finance agreement Squire Patton Boggs (US) LLP
Nov
2
2020
 National Adjudicatory Council Revises FINRA Sanction Guidelines Mintz
Dec
17
2021
 GAO Identifies Deficiencies in SEC Oversight of FINRA Cadwalader, Wickersham & Taft LLP
Sep
13
2024
 CFTC Whistleblower Program in Danger of Financial Collapse Kohn, Kohn & Colapinto
Nov
2
2010
 District Court Holds No D&O Insurance Coverage for Attorneys' Fees and Costs Incurred in Voluntary Response to SEC Investigation Sheppard, Mullin, Richter & Hampton LLP
Dec
22
2017
 TREASURY, FCA AND EIOPA Issues Statements Regarding Continuity of Activities & Services After BREXIT Womble Bond Dickinson (US) LLP
Mar
14
2018
 Marketplace Lending Update: Who’s My Lender? Cadwalader, Wickersham & Taft LLP
Mar
19
2019
 Largest-Ever Crackdown Against Elder Fraud Led by the Department of Justice Ballard Spahr LLP
Nov
9
2018
 ESAs Publish Consultation Paper Relating to MLD4 Katten
Jun
3
2021
 Sales, Sales and More Sales (but Not Many Vehicles) Foley & Lardner LLP
Nov
9
2023
 New Federal Climate Change Guidance for Large Banks Outlines Risk Management Framework ArentFox Schiff LLP
Oct
24
2015
 Africa Update OCTOBER 22, 2015 Mintz
Jul
11
2019
 Federal Banking Agencies Issue Final Capital Rules Jones Walker LLP
Jun
14
2024
 FinCEN AML Alert Part 2: Customer Identification Program Requirements for Investment Advisers Katten
Jul
29
2014
 SEC Obtains Cease and Desist Order, Fine Regarding Foreign Corrupt Practices Act Violations by Gun Maker Jackson Lewis P.C.
Jul
6
2015
 SEC Sanctions Hedge Fund Advisory Firm For Improper Valuations of Illiquid Securities Proskauer Rose LLP
Displaying 35757 - 35784 of 42401
Subscribe to The 10 Latest Financial, Banking, & SEC Articles
 
NLR Logo
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters.

 

Sign Up for any (or all) of our 25+ Newsletters