Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Oct
4
2021
 OCC: Crypto and DeFi Must Avoid Another Financial Crisis Sheppard, Mullin, Richter & Hampton LLP
Oct
13
2023
 OHCA Updates Draft Regulations on California Healthcare Transaction Notice Requirement McDermott Will & Schulte LLP
May
8
2024
 Japan: FSA Requires Real Estate Funds Take Additional Safeguards Against Conflicts of Interest K&L Gates LLP
Mar
11
2013
 SEC Speaks 2013: Enforcement Division Highlights Need for Strong Compliance Programs and Continued Efforts to Expand Reach of Foreign Corrupt Practices Act (FCPA) Investigations Faegre Drinker
Jan
14
2016
 SEC Requests Public Comment on Transfer Agent Regulation Proposal and Concept Release Morgan, Lewis & Bockius LLP
Jun
7
2018
 Ask Your GPO For These 10 Valuable Contract Concessions Faegre Drinker
Feb
9
2019
 ESMA Publishes Revised Draft Technical Standards and Q&A on Disclosure Requirements Katten
Jan
17
2020
 Health Plan Sponsors Welcome Repeal of Cadillac Tax: Opportunities and Uncertainty Lie Ahead – SECURE Act Series Epstein Becker & Green, P.C.
Feb
16
2024
 FinCEN Proposes AML Requirements on Registered Investment Advisers (Including Exempt Reporting Advisers) K&L Gates LLP
Aug
25
2025
 As Federal Grant Terminations Grow, Award Recipients Should Be Proactive, but Also Preserve Their Rights K&L Gates LLP
Sep
6
2015
 Dot Your I’s and Cross Your Collateral: An Illinois Practitioner’s Guide to Drafting Loan Dragnet Clauses ArentFox Schiff LLP
Feb
9
2018
 Five amicus briefs filed in support of English appeal Ballard Spahr LLP
Oct
3
2018
 Putting on a Clinic: A Breakdown of Citi’s Recent Major Success Defeating Certification in a Revocation and Wrong Number TCPA Class Action Womble Bond Dickinson (US) LLP
Feb
3
2022
 SEC Chair Emphasizes Cybersecurity and Gives Clues as to Future Cyber Regulations Squire Patton Boggs (US) LLP
Sep
21
2022
 Colorado’s New False Claims Act: What it Means for Whistleblowers Tycko & Zavareei LLP
Oct
10
2014
 Fifth Circuit Holds Multiple Disclosures Establish Loss Causation in Securities Action Katten
Jan
21
2017
 ESMA Publishes Briefing on MiFID II Technical Data Reporting Requirements Katten
Sep
25
2019
 2019 Arizona Case Law Affecting Commercial Real Estate and Lending (September 2019) Ryley Carlock & Applewhite, A Professional Corporation
Aug
7
2024
 Europe: ESMA’s Call for Evidence on the UCITS Eligible Assets Directive Closes K&L Gates LLP
Dec
4
2017
 Bridging the Weeks: November 20 – December 1 and December 4, 2017 (Bitcoin, EFRPs, Wash Sales, Spoofing) [VIDEO] Katten
Jun
20
2020
 CFPB Issues First Version of FAQS Addressing Consumer Reporting in the COVID-19 Pandemic Womble Bond Dickinson (US) LLP
Oct
5
2021
 CFTC Charges Crypto Platforms for Registration and Trading Violations Hunton Andrews Kurth
Oct
16
2023
 Regulatory Update and Recent SEC Actions October 2023 Blank Rome LLP
May
8
2024
 Kansas Enacts Earned Wage Access Law Sheppard, Mullin, Richter & Hampton LLP
Mar
14
2013
 Lenders Beware -- California Decision May Ignite Next Wave of Lender Liability Litigation Sheppard, Mullin, Richter & Hampton LLP
Mar
31
2014
 Securities & Exchange Commission (SEC) Holds Cybersecurity Roundtable Client Alert Faegre Drinker
Jan
16
2016
 EU Bonus Cap: EBA Publishes Guidelines on Sound Remuneration Policies and Separate Opinion on Proportionality Katten
Aug
29
2017
 Monetary Authority of Singapore on Initial Coin Offerings K&L Gates LLP
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