Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text Organization
Aug
18
2020
 A Promise Made, a Promise Kept: CFTC Adopts Final Cross-Border Swaps Rules Largely as Proposed Katten
Nov
25
2020
 On Your Mark, Get Set, Go: Life Science Companies Face A Challenging Year For Compliance With New Open Payment Program Data Collection And Reporting Requirements Sheppard, Mullin, Richter & Hampton LLP
Aug
27
2021
 $97 Million stolen from the Liquid Crypto Exchange!
Nov
8
2023
 Ohio Votes for the Decriminalization of Marijuana Dinsmore & Shohl LLP
Mar
15
2024
 Proposed Minnesota House Bill HF 4206 Would Prohibit Ownership Interests, Operational/Financial Control of Health Care Providers by Private Equity and REITS Epstein Becker & Green, P.C.
Sep
12
2015
 US District Court Orders SEC To Revise Resource Extraction Issuer Rule Katten
Jun
19
2018
 Record High Awards and Supreme Court Decision Further Incent Potential Whistleblowers to Report Conduct to the SEC Jackson Lewis P.C.
Feb
14
2019
 Government Puts Electronic Health Records Companies “on Notice” of Vigorous False Claims Act Enforcement Sheppard, Mullin, Richter & Hampton LLP
May
1
2020
 CFTC and NFA Issue Temporary No-Action Relief for Principal or Associated Person Listings/Registrations Katten
Apr
2
2014
 Term: Outlays - U.S. Treasury Expenditures Faegre Drinker
May
19
2017
 Senators Send SEC, EPA, Letter On Renewable Fuel Credit Market Bergeson & Campbell, P.C.
Sep
1
2017
 SEC Division of Corporation Finance Issues New and Updated C&DIs on Omission of Financial Information from Draft Registration Statements Katten
Feb
16
2018
 New York Attorney General Expresses Support for Student Loan Servicing Legislation Ballard Spahr LLP
Oct
8
2018
 Employers Should be Aware of New Forms for Background Check Compliance Dinsmore & Shohl LLP
Oct
3
2019
 Third Circuit Holds that SLUSA Does Not Preclude Class Action Opt-Outs from Pursuing Individual Actions Sheppard, Mullin, Richter & Hampton LLP
Oct
14
2022
 Financial Regulators Focus on Preservation of Ephemeral Messaging Winstead
Dec
14
2013
 Concurrent Resolution of Foreign Corrupt Practices Act (FCPA), Export Controls and Sanctions Violations Demonstrates Close Cooperation of Federal Agencies Katten
Oct
23
2014
 New EU Commission Confirmed Covington & Burling LLP
Jun
5
2015
 FINRA Proposes Revised BrokerCheck Hyperlink Rule Katten
Oct
15
2020
 Securities and Exchange Commission Adopts Final Fund of Funds Rule Faegre Drinker
Jun
24
2025
 SEC Withdraws Guidance That Companies Must Disclose Foreign Climate Litigation Mintz
Jan
30
2015
 AIFM Directive Annex IV Reporting Delayed/Postponed in the Netherlands and the United Kingdom Katten
Apr
26
2022
 Further Developments in Mezzanine Foreclosures Cadwalader, Wickersham & Taft LLP
Jun
30
2023
 They Claim To Be From The Government, But They Are Definitely Not Here To Help Allen Matkins Leck Gamble Mallory & Natsis LLP
Jun
19
2024
 Give Me an ‘E’, Give Me an ‘S’, Give Me a ‘G’! Squire Patton Boggs (US) LLP
Mar
12
2025
 Trust But Verify (With A Minimum Investment Amount) K&L Gates LLP
Oct
2
2016
 New California Law Requires Increased Private Fund Fee and Expense Disclosure Proskauer Rose LLP
Jun
24
2020
 European Financing Dynamics In The Second Half Of 2020 McDermott Will & Schulte LLP
Displaying 35281 - 35308 of 43233
Subscribe to The 10 Latest Financial, Banking, & SEC Articles
 
NLR Logo
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters.

 

Sign Up for any (or all) of our 25+ Newsletters