Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Apr
30
2015
 SEC Answers Money Market Reform Questions Faegre Drinker
Sep
7
2018
 Amended FINRA Registration Rules To Take Effect October 1 Katten
Jun
24
2025
 SEC Reassesses Foreign Private Issuer Eligibility K&L Gates LLP
Jun
23
2012
 Russian Parliament Passes Temporary Withholding Tax Exemption for Eurobonds Morgan, Lewis & Bockius LLP
Dec
29
2014
 Second Circuit Holds RMBS-issued (Residential Mortgage-backed Securities) Certificates Are Exempt from the Trust Indenture Act (TIA) Sheppard, Mullin, Richter & Hampton LLP
Jun
8
2020
 China Newsletter Spring 2020 Direct Investment & Compliance Greenberg Traurig, LLP
Oct
3
2022
 United States: CFTC Orders 11 Banks to Pay Over $710 Million for Illegal Use of Texting Apps K&L Gates LLP
Jun
28
2011
 SEC Adopts Family Office Rule Morgan, Lewis & Bockius LLP
Dec
15
2015
 Debate Intensifies on Best Strategy to Recover Foreign Securities Losses Mintz
Apr
15
2016
 SEC Publishes Concept Release Regarding Business and Financial Disclosure Katten
Apr
17
2017
 Bridging the Week: April 10 to 14 and 17, 2017 (Theft of Trade Secrets; No Spoofing; Third-Party Payments; Fake News) [VIDEO] Katten
May
15
2018
 Parallels Between the SEC Regulation Best Interest and the DOL Best Interest Contract Exemption (Part 1): Interesting Angles on the DOL’s Fiduciary Rule #90 Faegre Drinker
Oct
5
2020
 PPP Update SBA Issues Guidance on M&A Transactions Vedder Price
Oct
14
2021
 FTC Resurrects Penalty Offense Authority as Possible Civil Penalty Vehicle Keller and Heckman LLP
Jun
27
2022
 CFPB Aims to Simplify Rules and Guidance Sheppard, Mullin, Richter & Hampton LLP
Dec
2
2024
 The EU’s ‘Great Re-Bundling’ – ESMA Consults on Changes to Research Rules for EU Managers Katten
May
20
2014
 Graham Decision Adopts Gabelli Rationale to Apply Five-Year Statute of Limitations to Enforcement Actions Seeking Equitable Relief Faegre Drinker
Aug
13
2015
 SEC Issues No-Action Letter Permitting a Fund-of-Funds to Invest in Assets that May Not Be Deemed Securities Vedder Price
Nov
16
2017
 CFPB opposes petition for certiorari filed by tribal lenders in Ninth Circuit case Ballard Spahr LLP
Jan
23
2018
 Chairman Clayton Asks Lawyers to Knock it Off with the Unregistered Coin Offerings Proskauer Rose LLP
Aug
23
2019
 ESMA and EBA Respond to Letter From European Commission on Cryptoassets Work Katten
Aug
16
2023
 SEC Possibly Conducting Industry Sweep of ESG Investment Funds Mintz
Jan
4
2024
 Is Someone Who Makes No Loans, A Lender? Allen Matkins Leck Gamble Mallory & Natsis LLP
Aug
20
2024
 More Than $390 Million in Penalties for Recordkeeping Failures Stark & Stark
Jan
18
2019
 Current Trends on Indian EB-5 Investor Market Greenberg Traurig, LLP
Mar
23
2020
 COVID-19 Update: Federal Reserve Launches TALF (Again) Cadwalader, Wickersham & Taft LLP
Oct
25
2023
 International Trade, Enforcement & Compliance Recent Developments Update (October 25, 2023) Foley & Lardner LLP
Feb
26
2024
 The DOL Issues New Guidance on PLESA Jackson Lewis P.C.
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