Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Jan
17
2025
 DORA Becomes Applicable in the EU Hunton Andrews Kurth
Apr
24
2017
 D.C. Circuit Panel Rules that CFPB Civil Investigative Demand is Overly Broad and Unenforceable Covington & Burling LLP
Aug
10
2017
 In Defense of the Bank Holding Company Jones Walker LLP
Jul
15
2024
 Medicare Overpayments: CMS Proposes Regulation Establishing Six Month Suspended Deadline for 60-Day Refund Rule Foley & Lardner LLP
Jan
14
2022
 German Federal Court of Justice Rules on the Obligation to Pay Rent in the Event of Business Closures Due to the Pandemic Greenberg Traurig, LLP
Dec
23
2015
 Any Congressional Action on Proposed DOL Fiduciary Rule Postponed to 2016 Morgan, Lewis & Bockius LLP
Sep
7
2016
 SEC Changes Some of Its Procedural Rules After Constitutional Challenges Barnes & Thornburg LLP
Oct
13
2023
 Let’s Get “Real” Cadwalader, Wickersham & Taft LLP
Aug
21
2015
 CFTC Issues Order of Exemption From Registration as a DCO to ASX Clear (Futures) Pty Limited and Requests Public Comment on a Petition by Korea Exchange, Inc. for Exemption From DCO Registration Katten
Jan
25
2019
 It’s That Time of Year: The BCFP’s Annual Adjustment to the Maximum Allowable Charge for Consumer Disclosures Womble Bond Dickinson (US) LLP
Jun
12
2020
 FINRA Updates Problem Codes & Releases AI White Paper Katten
Jul
19
2013
 A Preliminary Road Map to the Chapter 9 Bankruptcy of the City of Detroit Barnes & Thornburg LLP
May
24
2018
 OCC Small Dollar Lending Bulletin Gets Mixed Reviews From Consumer Advocates Ballard Spahr LLP
Dec
30
2019
 New York State Department of Financial Services Proposes Guidance on Adoption or Listing of Virtual Currencies by Exchanges Greenberg Traurig, LLP
Apr
23
2020
 Take the Money and Run - Bitcoin Transfers (even within the same state) Provide Basis for Federal Jurisdiction in Money Laundering Conviction Polsinelli PC
May
13
2024
 Private Market Talks: The Hedge Fund Platform Model with Crestline’s Caroline Cooley [Podcast] Proskauer Rose LLP
Apr
15
2025
 Sustainability-Related Governance, Incentives and Competence – FCA Confirms No New Rules for Now Proskauer Rose LLP
Jul
24
2025
 CFPB Terminates Consent Order Against Credit Union Early Sheppard, Mullin, Richter & Hampton LLP
Feb
26
2013
 Southern District of New York (SDNY) Favors the Securities & Exchange Commission (SEC) in Foreign Corrupt Practices Act Action Involving Novel Issues of Statutory Interpretation Katten
May
8
2015
 SEC Proposes Rules for Security-based Swap Activity of Non-US Persons in the United States Katten
Nov
20
2017
 Senate Banking Committee Schedules Dec. 5 Markup Of Regulatory Reform Bill Ballard Spahr LLP
Jan
30
2018
 Europe Express about terms of Transition Squire Patton Boggs (US) LLP
Jan
18
2025
 CFPB Proposes Rule to Protect Consumers from Unfair Contract Clauses Sheppard, Mullin, Richter & Hampton LLP
Jan
9
2015
 FINRA Rings in 2015 with its Annual Priorities Letter for Broker-Dealers Greenberg Traurig, LLP
Apr
27
2017
 Conference of State Bank Supervisors Sues To Stop OCC Fintech Charters Covington & Burling LLP
Aug
11
2017
 Sign of Future Changes? DOL Proposes 18-Month Extension of Transition Period for Compliance With ERISA "Fiduciary Investment Advice" Rule Katten
Sep
4
2019
 Life Sciences Company Settles Regulation FD Charges With SEC McDermott Will & Schulte LLP
Jan
4
2023
 Insurers Beware of “Silent Crypto” Exposure Wilson Elser Moskowitz Edelman & Dicker LLP
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