Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text Organization
Nov
21
2023
 Under the GDPR, Is an Organization Required to Distribute its Privacy Notice to Every Individual Whose Information Is Used to Train an AI? Greenberg Traurig, LLP
Jul
23
2025
 FCA Launches Consultation Paper on the UK SI Framework for Bonds and Derivatives and Discussion Paper on Equity Markets Katten
Apr
30
2014
 Lender Cleared From Being Classified As a "Developer" Under the Interstate Land Sales Act Poyner Spruill LLP
Mar
28
2017
 Bank of England’s FinTech Accelerator Launches a New Community K&L Gates LLP
Jul
11
2017
 CFPB Arbitration Rule Summary: Class Action Waivers Prohibited in Broad Range of Consumer Credit Transactions Katten
Apr
17
2020
 FINRA Amends Arbitration Code to Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive Katten
Jan
18
2022
 CFPB Likely to Delay Data Sharing Rule Until 2023 Sheppard, Mullin, Richter & Hampton LLP
May
6
2022
 Michigan Tax Foreclosures in Bankruptcy – An Auction and a Right to Claim Surplus Proceeds Insulates Against Challenge as a Fraudulent Transfer Miller Canfield
Jul
13
2023
 Washington Targets Loopholes for Sanctions Evasion: How to Mitigate Risks Bradley Arant Boult Cummings LLP
Sep
13
2023
 SEC Enforcements Against NFTs – Are You Next? Sheppard, Mullin, Richter & Hampton LLP
Mar
31
2025
 SEC Extends Compliance Dates for the 'Names Rule' Amendments Katten
Jun
16
2013
 Commodity Futures Trading Commission (CFTC) Expands List of Acceptable Legal Entity Identifiers Katten
Mar
2
2014
 CFTC Issues Advisory on Compliance with Gramm-Leach-Bliley Act Security Safeguards - Commodity Futures Trading Commission Katten
Aug
5
2016
 EU Policy Update, August 2016: Technology and Digital Single Market Policy; Energy and Climate Change Policy; Trade Policy and Sanctions Covington & Burling LLP
Nov
1
2022
 CFTC Whistleblower Program’s Annual Report Details Record Year Kohn, Kohn & Colapinto
May
11
2023
 New York Attorney General Proposes Sweeping Crypto Legislation Hunton Andrews Kurth
Mar
28
2024
 Bitcoin-Halving Steht vor der Tür McDermott Will & Schulte LLP
Jan
12
2013
 NYSE Eliminates Certain Equities Account Type Indicators Katten
Apr
2
2015
 Confidentiality Agreements May Violate Dodd-Frank Act Jackson Lewis P.C.
Mar
28
2016
 Bridging the Week: March 21 - 25, and 28, 2016 (Spoofing; Position Limits; FINRA Authority; Large Trader Reports; Algorithmic Trading) Katten
Apr
13
2018
 Arizona to Fintech Companies: Come Play in Our Sandbox! Morgan, Lewis & Bockius LLP
Jan
23
2024
 FCPA Year in Review 2023 Greenberg Traurig, LLP
May
26
2021
 Biden Administration Proposals Will Greatly Enhance IRS’ Ability to Identify Cryptocurrency Transactions McDermott Will & Schulte LLP
Oct
20
2021
 Asia Q4 Checkin: Living with Covid, Supply Chain and China’s Crackdown on Its Free Market Experiments with Paul Kim [PODCAST] Sheppard, Mullin, Richter & Hampton LLP
Mar
29
2011
 A MATRIXX Revolution, Part II: Supreme Court affirms Ninth Circuit's holding that Life Science Companies Cannot Rely On a Statistical Significance Standard When Deciding Whether Adverse Event Reports are Material for the Purpose of Securities Disclosures Sheppard, Mullin, Richter & Hampton LLP
Jan
6
2018
 Norwegian FSA Publishes Position Limits for Derivative Contracts Katten
Dec
12
2019
 US Consumer Financial Protection Bureau Seeking Comments on Proposed Remittance Rule Revisions K&L Gates LLP
Aug
12
2021
 CFPB Confirms November 30 Effective Date for Debt Collection Final Rules Sheppard, Mullin, Richter & Hampton LLP
Displaying 32761 - 32788 of 43233
Subscribe to The 10 Latest Financial, Banking, & SEC Articles
 
NLR Logo
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters.

 

Sign Up for any (or all) of our 25+ Newsletters