Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Nov
10
2016
Ninth Circuit Rules Foreclosure of Deed of Trust Is Not Debt Collection: Leave “Tow Truck Guy” Alone K&L Gates LLP
Oct
13
2017
SEC Announces Rule Proposal to Modernize, Simplify and Increase the Accessibility of Required Disclosure Katten
Aug
10
2018
NFA Announces the Effective Date of Disclosure Requirements for NFA Members Engaging in Virtual Currency Activities Katten
Nov
19
2019
Beware of Quincecare – an update from the Supreme Court Squire Patton Boggs (US) LLP
Sep
13
2020
CFTC Issues Guidance on Compliance Program Evaluations in Connection With Enforcement Matters Katten
May
18
2013
Federal Deposit Insurance Corporation (FDIC) Division Director James R. Wigand Testifies on Cross-Border Resolution Plans Katten
Feb
29
2016
SEC Makes Cybersecurity Examination Priority for 2016 Epstein Becker & Green, P.C.
Mar
29
2018
FTC files comments on CFPB’s CID RFI Ballard Spahr LLP
Mar
3
2020
CMBS Repurchase Remedy 2.0 Binder & Schwartz
Apr
26
2023
Proposed “Made Available to Trade” Determination for SOFR and SONIA Swaps Sheppard, Mullin, Richter & Hampton LLP
Mar
21
2025
OCC Signals Shift on Crypto and Debanking Under Acting Comptroller Hood Sheppard, Mullin, Richter & Hampton LLP
Apr
4
2019
Estate Planning Alert: Connecticut to Match Federal Gift and Estate Tax Exemptions by 2023 Wiggin and Dana LLP
Mar
16
2012
Update! Rumors of the Premature Death of the Distressed Condominium Relief Act Greatly Exaggerated Lowndes, Drosdick, Doster, Kantor & Reed, P.A.
Oct
26
2022
Tips for Vietnamese Source of Funds Greenberg Traurig, LLP
Sep
6
2023
New Executive Order Restricts U.S. Investments In China Barnes & Thornburg LLP
Mar
22
2024
Third Circuit Ruling Gives CFPB Green Light to Enforce Against Student Loan Trusts Sheppard, Mullin, Richter & Hampton LLP
Nov
6
2015
SEC Grants Exemptive Relief With Respect to the Large Trader Rule Katten
Mar
13
2017
Pence’s Chief Economist Previews CFPB Changes, Predicts Agency’s Continued Existence Covington & Burling LLP
May
20
2020
U.S. Department of Education Expands COVID-19 Regulatory Flexibilities for Higher Education Institutions Faegre Drinker
Nov
24
2014
CFPB (Consumer Financial Protection Bureau) Issues Proposed Rule to Regulate Prepaid Products Greenberg Traurig, LLP
Jul
14
2015
SEC Requests Public Comment on the Listing, Trading and Selling of Exchange-Traded Products Vedder Price
Jul
13
2016
SEC Proposes Rule Requiring Investment Advisers To Adopt Business Continuity and Transition Plans Katten
Nov
14
2016
Financial Cybercrime: Fraud-Prevention Resources for Online Lenders K&L Gates LLP
Oct
16
2017
More Details On Finance Industry’s CFPB Arbitration Rule Lawsuit Ballard Spahr LLP
Aug
14
2018
Financial Action Task Force publishes report on professional money launderers Squire Patton Boggs (US) LLP
Nov
21
2019
SPECIAL FUND ALERT: Proposed HSR Rule Amendment: Foreign Today but Not Tomorrow? Cadwalader, Wickersham & Taft LLP
Apr
13
2020
SEC Guidance: Public Statements of Municipal Issuers Subject to Antifraud Provisions Dinsmore & Shohl LLP
Sep
14
2020
Remittance Companies in CFPB's Crosshairs K&L Gates LLP
 
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