Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Jan
21
2016
 SEC and FINRA Name EB-5 Priority in 2016 Greenberg Traurig, LLP
May
16
2017
 Revised Double Taxation Treaty Passport Scheme - UK Proskauer Rose LLP
Feb
14
2019
 Government Puts Electronic Health Records Companies “on Notice” of Vigorous False Claims Act Enforcement Sheppard, Mullin, Richter & Hampton LLP
Oct
15
2020
 Securities and Exchange Commission Adopts Final Fund of Funds Rule Faegre Drinker
Mar
25
2022
 Reminder: SEC Requires Disclosure of Rating Changes and Financial Obligations Dinsmore & Shohl LLP
Sep
28
2023
 FCA Publishes Policy Statement and Near-Final Rules on Financial Promotion Approvals Gateway Katten
Aug
1
2009
 Free Money for Trade Creditors: How to Exercise Your Rights and Get Paid Under Section 503(b)(9) Poyner Spruill LLP
Apr
3
2014
 An Upside to Parallel Civil and Criminal Investigations? Criminal Authorities May Have to Disclose Exculpatory Information in the Possession of the Civil Agency Faegre Drinker
Oct
8
2018
 Employers Should be Aware of New Forms for Background Check Compliance Dinsmore & Shohl LLP
Jun
4
2019
 An Overview of Green Finance Bilzin Sumberg
Jan
27
2020
 U.S. Mayors Heat Up D.C. with Local Perspectives on ‘Hot’ Opportunity Zones Greenberg Traurig, LLP
Jun
1
2022
 District Court of Connecticut Grants Certification of Class of More Than 11,000, But Only for Retrospective Relief Jackson Lewis P.C.
Jan
23
2025
 CFPB Seeks Public Comment on Digital Payment Privacy and Consumer Protections Hunton Andrews Kurth
May
20
2016
 Public Company Accounting Oversight Board Re-Proposes Auditor Reporting Standard to Enhance Auditor Reports Katten
Dec
7
2017
 Treasury Sets Out Long Term Approach To Asset Management Womble Bond Dickinson (US) LLP
Nov
23
2022
 Dead Canary in the LBRY Nelson Mullins
Mar
23
2013
 SEC Oversight of Financial Industry Regulatory Authority (FINRA) Exempt from FOIA Request Katten
Jun
23
2014
 Kazakhstan Amends Legislation to Improve the Investment Climate Morgan, Lewis & Bockius LLP
Sep
6
2017
 For whom the bell tolls! – Financial distress in the education sector Squire Patton Boggs (US) LLP
Feb
9
2024
 KYC – “Know Your Customer,” or Agent, or Financial Institution, to Qualify for the Bankruptcy Code Safe Harbors Cadwalader, Wickersham & Taft LLP
Jun
3
2015
 U.S. Department of Labor Re-Proposes Rules Governing the Definition of “Fiduciary”—Part 4: The Impact on 401(k) Plan Consultants to Mid-Sized and Small Plans Mintz
Mar
31
2020
 Ninth Circuit Creates ‘Concise Explanation’ Standard for Background Check Disclosure Forms Womble Bond Dickinson (US) LLP
Dec
7
2023
 Bipartisan House Legislation Would Support Biofuels and Biomanufacturing Innovation Bergeson & Campbell, P.C.
Oct
25
2024
 CFPB Warns Employers Regarding FCRA Rules for AI-Driven Worker Surveillance Sheppard, Mullin, Richter & Hampton LLP
Feb
3
2021
 Cannabis and Bankruptcy: 2020 in Review Squire Patton Boggs (US) LLP
Jan
29
2015
 Amara Decision Affirms Broad Equitable Remedy for Inaccurate SPD (Summary Plan Description) re: Retiree Benefits Covington & Burling LLP
Jan
22
2016
 SEC Adopts Interim Final Rules as Mandated by the FAST Act Katten
May
18
2017
 Constellation’s Settlement Curtailed after Jevic Bracewell LLP
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