Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Mar
9
2015
 European Union Policy Update March 2015 Covington & Burling LLP
May
24
2024
 CFPB Shuts Down Debt Relief Provider Over Fraudulent Student Loan Practices Sheppard, Mullin, Richter & Hampton LLP
Feb
21
2025
 TMA Chicago/Midwest Podcast Hosted by Paul Musser | Jonathan Weinberg on Private Credit and the Importance of Early Intervention in Workouts [Podcast] Katten
Feb
6
2014
 One Day Left to Share Your Comments about the Closing Process with the Consumer Financial Protection Bureau (CFPB)! McBrayer, McGinnis, Leslie and Kirkland, PLLC
Jul
10
2016
 SEC Proposes Updates to Property Disclosure Regime for Mining Registrants Holland & Hart LLP
Oct
4
2022
 Kim Kardashian Ordered to Pay Over $1.26 Million for Securities Violation Arising Out of Crypto Endorsement Hunton Andrews Kurth
Mar
1
2017
 SEC Examinations of RIAs and Broker-Dealers under the ReTIRE Initiative: Interesting Angles on the DOL’s Fiduciary Rule #38 Faegre Drinker
Nov
12
2019
 Who’s the Boss? The CFIUS “Control” Definition for Global Venture Capital Funds Sheppard, Mullin, Richter & Hampton LLP
Dec
3
2020
 Securing Retirement:: Additional SECURE Act and Miners Act Guidance for Retirement Plans McDermott Will & Schulte LLP
Sep
21
2013
 National Futures Association (NFA) Commences New Filing Requirement for Commodity Trading Advisors Katten
May
25
2021
 ESG Status Quo Persists For Now, Gensler Signals Rulemaking Forthcoming Proskauer Rose LLP
Oct
22
2015
 CFTC Brings Enforcement Action for Swap Reporting Violations Proskauer Rose LLP
Oct
6
2017
 With Senate on the Sidelines So Far, Financial Services Trade Groups Launch Challenge to CFPB Arbitration Rule K&L Gates LLP
Jul
26
2018
 RD Legal Funding Files Answer To Complaint In CFPB/NYAG Lawsuit Ballard Spahr LLP
Mar
26
2019
 Divided Ninth Circuit Rejects Standing for Plaintiffs Alleging Inaccurate Credit Reports Womble Bond Dickinson (US) LLP
Jul
18
2019
 Court Enjoins HUD Attempt to Impose New Down Payment Assistance Requirements Ballard Spahr LLP
Nov
27
2012
 Compilation of SEC Staff Guidance on Securities Lending Morgan, Lewis & Bockius LLP
Jul
1
2015
 SEC Charges Mutual Fund Board Members and Investment Adviser with Violations of Section 15(c) For Deficient Advisory Contract Approval Process Faegre Drinker
Jun
16
2023
 Agencies Issue Proposed Interagency Guidance on Real Estate Appraisal Reconsiderations of Value Cadwalader, Wickersham & Taft LLP
Mar
16
2018
 EU Action Plan for the European FinTech Sector and its Polish Context Squire Patton Boggs (US) LLP
Jan
5
2024
 Treasury Department and IRS Issue Guidance on SAF Credit Bergeson & Campbell, P.C.
Nov
19
2018
 Upcoming/New CFIUS Filing: CVC Capital Partners and ConvergeOne Holdings Squire Patton Boggs (US) LLP
Apr
10
2020
 SEC Targets Fund Auditor in Latest Battle Over Valuation Practices Proskauer Rose LLP
May
15
2020
 Court Puts COVID-19 Emergency Debt Collection Regulations on Ice Mintz
Jan
6
2023
 NYDFS Proposes Significant Changes to Its Cybersecurity Regulation Greenberg Traurig, LLP
Oct
26
2023
 Protecting the Quarterback (and Everyone Else, Too) Nelson Mullins
Feb
26
2020
 New IRS Guidance on Section 45Q Carbon Capture and Sequestration Tax Credits: Key Preliminary Takeaways for Potential Market Participants Sheppard, Mullin, Richter & Hampton LLP
May
29
2025
 DOJ and CFPB Terminate $9 Million Redlining Consent Order with Southern Regional Bank Sheppard, Mullin, Richter & Hampton LLP
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