Recent Corporate Law, Securities/SEC, & Financial Institution Law News

Custom text Organization
Apr
9
2020
 SBA Provides Guidance on Affiliation Rules for Paycheck Protection Program Much Shelist, P.C.
Feb
14
2022
 SEC Proposes Amendments to 13D and 13G Beneficial Ownership Rules Nelson Mullins
Dec
22
2017
 Fintech Outlook For 2018: US Banks Look To AI K&L Gates LLP
Feb
24
2020
 Upcoming/New CFIUS Filing: ZF Friedrichshafen AG and WABCO Squire Patton Boggs (US) LLP
Jul
14
2020
 United States v. Gratkowski Beware of Inanimate Objects That Violate Your Privacy Polsinelli PC
Jun
28
2023
 Coinbase, Inc. v. Bielski: Interlocutory Appeals on the Question of Arbitrability Automatically Stay District Court Proceedings Katten
Oct
9
2017
 Democratic House Members Introduce Bill To Revoke Bank Charters And Deposit Insurance For Consumer Protection Law Violations, Sanction Bank Officers And Directors Ballard Spahr LLP
Oct
28
2010
 UPDATE: The Luxembourg Protocol to the Convention on International Interests in Mobile Equipment on Matters Specific to Railway Rolling Stock Vedder Price
Oct
31
2021
 Annual Report of CFTC Whistleblower Program Reveals Continued Growth, Including 961 Tips Filed in FY21 Zuckerman Law
Nov
3
2023
 FTC Amends Safeguards Rule, Requires Non-Banks to Report Data Security Breaches Sheppard, Mullin, Richter & Hampton LLP
Jun
13
2024
 New EU Foreign Subsidies Regulation: Mitigating Risk and Maximizing Business Opportunities Squire Patton Boggs (US) LLP
Dec
13
2024
 CFPB Bans Debt Collection Agency Over Student Loan Abuses Sheppard, Mullin, Richter & Hampton LLP
May
11
2013
 SEC to Return Escrowed EB-5 Investment Funds to Immigrant Investors of Intercontinental Regional Center Trust of Chicago Sheppard, Mullin, Richter & Hampton LLP
Jun
29
2017
 Even If Enacted, Financial CHOICE Act May Not Repeal SEC’s Pay Ratio Rule Allen Matkins Leck Gamble Mallory & Natsis LLP
Jul
31
2018
 Chapter 11 or Chapter 9: Investors Beware Squire Patton Boggs (US) LLP
Jul
15
2022
 Mayor Garcetti Signs “Healthcare Workers Minimum Wage Ordinance” Increasing Minimum Wage to $25 Proskauer Rose LLP
Jan
19
2023
 The UK’s PRA Publishes Consultation on Basel 3.1 Cadwalader, Wickersham & Taft LLP
Sep
6
2024
 Fed Issues Cease and Desist Order for Crypto-Related Compliance and Risk Management Deficiencies Sheppard, Mullin, Richter & Hampton LLP
Mar
2
2017
 DOL Proposes 60-Day Fiduciary Rule Delay ArentFox Schiff LLP
Mar
20
2018
 SEC Proposes Changes to Public Liquidity Risk Management Disclosure Faegre Drinker
Mar
27
2019
 Judge Finds No Privity Required For Control Persons Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
29
2020
 COVID-19: Maine, Rhode Island, and Massachusetts Financial Regulators Follow Federal Government with Temporary Emergency Relief Pierce Atwood LLP
Sep
1
2023
 Federal Reserve Issues Guidance on Supervision of “Novel Activities” by Banks, Impacts Bank-Fintech Partnerships Sheppard, Mullin, Richter & Hampton LLP
Mar
9
2015
 European Union Policy Update March 2015 Covington & Burling LLP
Dec
27
2017
 A review of the SEC Participating Affiliate No-Action Letters’ relief from Investment Advisers Act of 1940 registration for foreign investment advisers Katten
Nov
19
2018
 Upcoming/New CFIUS Filing: KCC Corporation/Wonik Holdings/SJL Partners and MPM Holdings Squire Patton Boggs (US) LLP
Jul
15
2020
 In This Case, A Wrongful Termination Does Not Render Repurchase Wrongful Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
5
2025
 NYDFS Annual Compliance Submissions Due April 15, 2025 and New Compliance Requirements Effective on May 1, 2025 Katten
Displaying 31921 - 31948 of 42407
Subscribe to The 10 Latest Financial, Banking, & SEC Articles
 
NLR Logo
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters.

 

Sign Up for any (or all) of our 25+ Newsletters