Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Dec
7
2016
 Salman Decision: Supreme Court Weighs in on Insider Trading Morgan, Lewis & Bockius LLP
Apr
27
2018
 Smart Contract Bug Leads Exchanges to Halt ERC-20 Token Trading Proskauer Rose LLP
Aug
22
2018
 Hearing on Retirement Income by the ERISA Advisory Council Faegre Drinker
Nov
16
2020
 FINRA Limits Registered Persons from being Beneficiaries or Holding Positions of Trust Mintz
May
10
2022
 FINRA Facts and Trends Bracewell LLP
Jan
29
2013
 Financial Services Legislative and Regulatory Update - January 28, 2013 Mintz
Aug
13
2016
 European Commission Publishes Addendum to Draft RTS on Margin Requirements for Uncleared OTC Derivatives Under EMIR Katten
Aug
16
2019
 House Financial Services Committee finds megabanks need to improve their diversity Ballard Spahr LLP
Feb
17
2023
 FRB and OCC Release 2023 Stress Test Scenarios Cadwalader, Wickersham & Taft LLP
Apr
6
2016
 CFTC Issues Record $10M Whistleblower Award ArentFox Schiff LLP
Nov
9
2022
 The DFPI's Subterranean "True Lender" Doctrine Allen Matkins Leck Gamble Mallory & Natsis LLP
Apr
10
2015
 Equity Firm Agrees to Pay $3 Million to NM State Investment Counsel for Moneys Tied to Pay For Play Scheme The National Law Review / The National Law Forum LLC
Apr
5
2024
 Navigating Florida Housing's 2024 Multifamily Rental Programs Income and Rent Limits Chart Nelson Mullins
Dec
4
2015
 SEC Approves Changes To Reduce Waiting Period for Release of Information Reported on Form U5 Through BrokerCheck Katten
Apr
4
2017
 U.S. Supreme Court Sides with Merchants in Credit Card Surcharge Case, But the Fight Isn’t Over Yet K&L Gates LLP
Jan
7
2019
 FATF Evaluates the UK’s and Israel’s AML/CTF Programs and Welcomes Israel as its 38th Member Ballard Spahr LLP
Apr
20
2020
 The Small Business Reorganization Act of 2019 and the CARES Act: Expanded Restructuring Opportunities for Small Business Debtors Greenberg Traurig, LLP
Jan
29
2024
 Legal Considerations for GCs and CFOs in the Fashion and Retail Industry in 2024 ArentFox Schiff LLP
May
14
2012
 Ponzi Schemes: Keeping Your “Return” on “Investment” Atlanta's John Marshall School of Law
Jul
3
2013
 Compliance with the SEC's Conflict Minerals Rule Greenberg Traurig, LLP
Aug
4
2015
 New York District Court Appears to Sustain Attack on SEC Administrative Proceedings Proskauer Rose LLP
Dec
8
2016
 The Supreme Court Restores Implied Benefit Theory in Insider Trading Prosecutions of Downstream Tippees Cadwalader, Wickersham & Taft LLP
Nov
1
2017
 CFTC Further Delays Swap Dealer De Minimis Threshold Drop Covington & Burling LLP
May
1
2018
 Lawyer’s Video Guide: An Automated Client Intake Workflow [VIDEO] PracticePanther
Mar
18
2020
 CFIUS Filing Fee Wiggin and Dana LLP
May
29
2020
 Federal Judge Confirms That Syndicated Loans Are Not Securities Womble Bond Dickinson (US) LLP
May
11
2022
 Katten Financial Markets and Funds Quick Take: May 2022 Katten
Jul
5
2024
 Regulation Round Up June 2024 Proskauer Rose LLP
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