Vincent Lewis advises on transactional matters and regulatory issues arising under U.S. federal securities law. He represents SEC-registered investment companies, including mutual funds, closed-end funds, exchange-traded funds (ETFs), and independent board members as well as registered investment advisers. He also advises closed-end funds regarding initial public offerings, preferred share offerings, and private offerings. Vincent drafts prospectuses, offering memoranda, compliance procedures, proxies, and third-party service contracts pertaining to investment funds.
Concentrations
- Investment Company Act of 1940
- Investment Advisers Act of 1940
- Securities Exchange Act of 1934
- Securities Act of 1933
- Mutual fund regulatory filings
- Money market funds
Credentials
Education
- J.D., Vanderbilt University Law School, 2015
- Certificate of Specialization in Law & Business
- B.S., University of Illinois at Urbana-Champaign, 2011
Admissions
Languages
- Portuguese, Fluent
- Spanish, Conversational
