Reid Hooper primarily focuses his practice on advising public companies, investors and regulated entities with respect to ongoing securities regulatory compliance, including preparing SEC filings, as well as compliance with FINRA, national stock exchange, Dodd-Frank, Sarbanes-Oxley, JOBS Act and FAST Act requirements. Mr. Hooper’s practice also includes advising boards and investors with respect to corporate governance developments, regarding matters such as shareholder proposals, proxy access, board and committee independence and internal controls. Mr. Hooper also has extensive experience advising companies and investors on a variety of transactional matters, including securities offerings, IPOs, tender offers and mergers and acquisitions.
