Nancy P. O’Hara provides counseling to investment companies, fund boards and their independent trustees, investment advisers and broker-dealers. Her clients trust her advice on day-to-day matters, as well as the applicability and interpretation of federal and state securities laws relating to all aspects of formation, registration and ongoing operations of open-end and closed-end investment companies, regulatory filings, compliance policies and procedures; and various transactional matters, such as open and closed-end mergers and acquisitions.
