Mary M. Dunbar counsels clients on broker-dealer and securities market regulation, including compliance, supervision, and reporting issues. She represents clients in SEC and FINRA investigations and disciplinary proceedings, and conducts internal investigations. Mary also advises clients on broker-dealer formation, mergers and acquisitions, and FINRA and exchange membership issues. Mary brings to Morgan Lewis experience as a vice president and deputy general counsel with The Nasdaq Stock Market, Inc., as well as other FINRA and governmental experience. Mary is admitted to practice in the District of Columbia and New York only.
