Kyle D. Whitehead is a securities lawyer who advises broker-dealers, investment advisers, and investment companies on regulatory compliance and transactional matters arising under federal and state securities laws and related US Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), and other self-regulatory organization (SRO) rules and regulations. Prior to joining Morgan Lewis, Kyle was an associate in a nationally recognized financial services regulatory practice, where he concentrated on federal and state securities law and state insurance law issues relating to the development and distribution of variable insurance products and mutual funds.
