Joseph Mannon Investment Services Lawyer Vedder Price

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Professional Biography

Joseph M. Mannon is Chair of Vedder Price's Private Fund Formation group and a member of the firm's Investment Services group.

Mr. Mannon focuses his practice on legal and compliance matters for investment advisers, mutual funds, closed-end funds and unregistered vehicles such as hedge funds, hedge fund of funds, and other investment entities. With regard to unregistered vehicles, he frequently counsels clients on fund formation and structuring matters for funds organized both in the United States and abroad. He also counsels clients on issues relating to commodity trading advisers and commodity pool operators.

Prior to rejoining Vedder Price, Mr. Mannon was the Associate General Counsel for one of the world’s largest hedge fund of funds advisers, where he was responsible for legal matters pertaining to various registered and unregistered products, including offering materials and international registration requirements, as well as overseeing the firm’s day-to-day compliance program. Prior to that, Mr. Mannon was an associate in the Investment Services group of Vedder Price.

More Legal and Business Bylines From Joseph M. Mannon

OCIE to Private Fund Advisers: How Many Times Do I Have to Tell You? - (Posted On Monday, August 31, 2020)
Form CRS Update – OCIE Risk Alert on Initial Examinations - (Posted On Friday, May 08, 2020)
New SEC Guidance on PPP Loans, Form ADV Brochure Delivery and the Custody Rule - (Posted On Thursday, April 30, 2020)
COVID-19 Update – CARES Act Provisions Affecting the Asset Management Industry - (Posted On Tuesday, April 07, 2020)
COVID-19 Update—“Essential” Investment Company/Advisory Functions in the Wake of Shelter in Place Orders - (Posted On Monday, April 06, 2020)
COVID-19 Update—SEC Staff Expands Exchange Act, Form ADV and Form PF Filing Relief - (Posted On Friday, March 27, 2020)
Federally Covered Advisers – State Notice Filings and Investment Adviser Representative Registration Concerns under COVID-19 - (Posted On Tuesday, March 24, 2020)
NFA Issues COVID-19 Alert on Business Continuity Plans, Relief for Branch Office Requirements and Reminder on Upcoming Deadline for CTA-PR Filing Relief - (Posted On Thursday, March 19, 2020)
COVID-19 Update – Limited Form ADV & Form PF Filing Relief - (Posted On Tuesday, March 17, 2020)
SEC Issues New Exemptive Order in Response to COVID-19 - (Posted On Monday, March 16, 2020)

Securities News

SEC News & Analysis

The National Law Review recognizes Rachel Behar, Robert M. Crea, Joseph M. Mannon, John S. Marten, Nathaniel Segal, Jacob C. Tiedt, and Jeff VonDruska of Vedder Price as 2021 Go-To Thought leaders for their well-thought-out and timely updates on developments at the SEC. The SEC reporting team at Vedder Price covers a range of topics including fixed income trades, wrap fee program deficiencies, advisor fee calculations and breaks down the most critical issues, and provides readers actionable insights.