Financial, Securities & Banking

The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online. Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

For hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Securities, SEC, & Financial Institution Law News

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Jan 20 2022	WEBSITE LAYOUT PASSES MUSTER: Court Enforces Cruise Line’s TCPA and Arbitration Disclosures Over Objection	Troutman Amin, LLP
Nov 9 2020	Bank Stuck in Debt Collection Robocall Suit: Allegations Bank Called Consumer up to 8 times Per Day Sufficient to Constitute Invasion of Privacy	Troutman Amin, LLP
Apr 3 2024	COURT PREVENTS TCPA BAIT AND SWITCH: Forbids Abante Rooter from Switching Class Representatives to Fred Heidarpour.	Troutman Amin, LLP
Jun 1 2021	Facebook Update: Barnett is a TCPA Big Win–but let’s Take it Slow Folks	Troutman Amin, LLP
Jun 4 2021	TCPA Class Counsel Loses Millions: $60MM+ Class Recovery Looks to be Down the Tubes as Eleventh Circuit Finds No Insurance Coverage For TCPA Suit	Troutman Amin, LLP
May 14 2024	$35MM GODADDY TCPA SETTLEMENT EXPLODES (PART 1): Appellate Court Finds Probable “Collusion” Between Class Counsel and GoDaddy Lawyers in TCPA Class Settlement–Deems Class Counsel “Inadequate” To Represent the Class	Troutman Amin, LLP
Oct 4 2021	Switching Sides?: Large Defense Firm Aides Plaintiff’s Lawyers to Net Biggest TCPA Settlement in History	Troutman Amin, LLP
Nov 14 2022	BAD NEWS MONDAY: Corporate Defendant Must Produce Enormous Amount of Financial Information After Losing Its Motion for Protective Order for 30(b)(6) Notice Deposition.	Troutman Amin, LLP
Feb 14 2023	It is Valentine’s Day and Sharing is Caring! More thoughts on CFPB Advisory Notice.	Troutman Amin, LLP
Mar 15 2024	RAW DOG: Bottom Line Concepts Stuck in TCPA Class Action Over Snoop Dogg “Approved” Message	Troutman Amin, LLP
May 28 2021	Required Reading: Here’s the Text of the Old DO NOT Call Bill–Will the New One be Identical?	Troutman Amin, LLP
Jun 27 2023	SEPARATE COUNSEL NEEDED?: Auto Warranty Company Stuck in Case on “Direct” Liability Theory–And Sharing Lawyer with the Seller May Have Been the Reason	Troutman Amin, LLP
Jul 20 2021	Florida and Facebook’s FN7– The Hidden Connection Between the Two Most Important ATDS Formulations Out There–and Why Human Number Selection is Suddenly Critically Important	Troutman Amin, LLP
Aug 5 2021	BLOWN UP: Consumers Sue Credit Card Company Over 600 Robocalls– End Up Having to Pay Robocaller $250k In Fees	Troutman Amin, LLP
Aug 22 2023	CFPB To Push Forward with Purposed Rulemaking for Data Brokers	Troutman Amin, LLP
Jun 17 2022	MACY’S CREDIT SUED FOR PRERECORDED CALLS: Retailers Back in the TCPA Crosshairs?	Troutman Amin, LLP
Jan 29 2021	No Chance: Court in Certified Cruise Ship Robocall Class Action Latest to Reject Important Creasy Ruling	Troutman Amin, LLP
Mar 15 2021	Buzzer Beater?: TCPA Defendants Get Some Much-Needed Good news On Creasy—But is it Too Little Too Late?	Troutman Amin, LLP
Sep 23 2019	TCPA Nitty Gritty: Plaintiff’s Use of A Fake British Accent Did Not Revoke Consent and an Agent Admitting That An “Autodialer” Was Used Does Not Prove ATDS Usage in TCPA Cases	Troutman Amin, LLP
Oct 6 2020	Meanwhile, in Maryland: Disbarred Attorney Seeks Sanctions Against TCPA Defendant for Arguing that His Number Belonged to a Law Firm	Troutman Amin, LLP
Feb 13 2023	DID THE CFPB JUST KILL PING POST TRANSACTIONS?: Regulator Finds Sell of Transfer Leads to Highest Bidder May Violate RESPA	Troutman Amin, LLP
May 3 2021	Stuck in the States: Canadian Company Trapped in TCPA Suit in California Because the TCPA is Too Whacky for Canada	Troutman Amin, LLP
May 3 2021	Trifecta: Eleventh Circuit Decides The Case of the Three Judgments in Favor of Loan Servicer	Troutman Amin, LLP
Jun 27 2023	WILL OREGON BE THE NEXT STATE TO SIGN INTO LAW CONSUMER DATA PRIVACY: There is a Bill Currently Sitting on the Governor’s Desk	Troutman Amin, LLP
Aug 4 2023	IT IS A GOOD YEAR: Goodyear Tire & Rubber Company Wins on Motion to Dismiss!	Troutman Amin, LLP
Aug 15 2023	TCPA AFTER DEATH: Dad Sues Navient for Harassment Over Calls Regarding His Dead Daughter’s Debt	Troutman Amin, LLP
Sep 11 2023	TCPAWORLD Pac 12 Edition: READ The Order Reigning in The “Treacherous 7” Entered In Favor of BRAVE Washington State and Oregon State Who Are Trying to Save the Conference	Troutman Amin, LLP
Feb 8 2024	SCOTUS CONFIRMS FCRA WAIVES SOVEREIGN IMMUNITY: So Yes, You Can Sue the Government For False Credit Reporting…but Not For Robocalls	Troutman Amin, LLP

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