Jack A. WestAssociateKatten Websitekatten.comOrganization ProfileFull ProfileConnectEmail312-902-5463 Professional Biography Jack West is an associate in the Financial Markets and Funds practice. More Legal and Business Bylines From Jack A. West Securities and Exchange Commission (SEC) This Week - (Posted On Friday, July 31, 2020) This Week's Financial Industry Regulatory Authority (FINRA) Update - (Posted On Friday, July 31, 2020) SEC Adopts Amendments to Exemptive Applications Procedures - (Posted On Friday, July 10, 2020) SEC Raises Filing Threshold of Rule 17h Reporting Requirements for Broker-Dealers - (Posted On Friday, July 10, 2020) FINRA Updates on July 10, 2020 - (Posted On Friday, July 10, 2020) NFA Notice to Members Re: FCM, FDM & IB Guaranteed Obligations & Self-Examination Questionaire - (Posted On Friday, June 05, 2020) CFTC Unanimously Approves Final Rule Regarding CPO Registration Exemption - (Posted On Friday, June 05, 2020) NFA Proposes Amendments to Interpretive Notice Regarding AML Programs and Interpretive Notice on Disclosures for Security Futures Contracts - (Posted On Friday, June 05, 2020) FCA Proposes Part 3 of NFA’s Compliance Rules Regarding Disciplinary Process Amendments and Technical Amendments to Various Rules & Interpretive Notices - (Posted On Friday, May 29, 2020) CFTC Issues COVID-19 Commodity ETPs Customer Advisory & Holds Commission Meeting - (Posted On Friday, May 29, 2020) Pagination Previous page ‹ Previous Page 3 Next page Next › Current Legal Analysis Federal Court Vacates SEC’s Expanded Dealer Definition by: Eden L. Rohrer , Richard F. Kerr EPA’s Tackling Emerging Contaminants Initiative Will Reduce Exposure to PFAS and Other Emerging Contaminants in Water by: Lynn L. Bergeson , Carla N. Hutton DOL’s Wage and Hour Division Weighs in on FMLA Use for Clinical Trials by: Joshua A. Hughes Consumer Finance – Quick Takes on Potential Changes Under the New Trump Administration by: Christina Grigorian SB 684 and SB 1123 Expedite the Entitlement Path for Small “Starter” Home Developments by: Jennifer Jeffers , Jordan Wright Status of Mexico President Claudia Sheinbaum’s Labor and Employment Bills During Her First 100 Days in Office by: Pietro Straulino-Rodriguez , Natalia Merino Moreno Upcoming Events Dec 10 2024 Legal AI Week 2024 Nov 25 2024 2024 Election: Impact on the Health Care Legal and Policy Landscape Webinar Dec 4 2024 GLP-1 Drugs: What's Next after FDA's Resolution of Drug Shortages Dec 4 2024 TSCA 30/30 - December 4, 2024 Dec 4 2024 REACH 30/30 - 04 December 2024 Dec 5 2024 Home Care Industry Update Dec 5 2024 Annual Review: Non-compete and Trade Secret Protection for Employers Dec 11 2024 2025 Annual Reporting & Proxy Season Update Print
