Jack A. WestAssociateKatten Websitekatten.comOrganization ProfileFull ProfileConnectEmail312-902-5463 Professional Biography Jack West is an associate in the Financial Markets and Funds practice. More Legal and Business Bylines From Jack A. West Securities and Exchange Commission (SEC) This Week - (Posted On Friday, July 31, 2020) This Week's Financial Industry Regulatory Authority (FINRA) Update - (Posted On Friday, July 31, 2020) SEC Adopts Amendments to Exemptive Applications Procedures - (Posted On Friday, July 10, 2020) SEC Raises Filing Threshold of Rule 17h Reporting Requirements for Broker-Dealers - (Posted On Friday, July 10, 2020) FINRA Updates on July 10, 2020 - (Posted On Friday, July 10, 2020) NFA Notice to Members Re: FCM, FDM & IB Guaranteed Obligations & Self-Examination Questionaire - (Posted On Friday, June 05, 2020) CFTC Unanimously Approves Final Rule Regarding CPO Registration Exemption - (Posted On Friday, June 05, 2020) NFA Proposes Amendments to Interpretive Notice Regarding AML Programs and Interpretive Notice on Disclosures for Security Futures Contracts - (Posted On Friday, June 05, 2020) FCA Proposes Part 3 of NFA’s Compliance Rules Regarding Disciplinary Process Amendments and Technical Amendments to Various Rules & Interpretive Notices - (Posted On Friday, May 29, 2020) CFTC Issues COVID-19 Commodity ETPs Customer Advisory & Holds Commission Meeting - (Posted On Friday, May 29, 2020) Pagination Previous page ‹ Previous Page 3 Next page Next › Current Legal Analysis SEC Whistleblower Awarded $37 Million for Helping Return Tens of Millions of Dollars to Harmed Investors by: Mary Jane Wilmoth New UK Government: Employment Law Reforms – What Employers Need to Know by: Christopher Hitchins , Brigitte Weaver Telephone and Texting Compliance News: Litigation Update — Fourth Circuit Adds to TCPA Case Law at Appellate and District Court Levels by: Joshua Briones , Esteban Morales This Week in 340B: July 9 – 15, 2024 by: Emily J. Cook , Reuben Bank Colorado’s Southern Ute Tribe Sues State over Attempts to Regulate Tribal Sports Betting by: Dan McGinn Evonik Corporation Beats 401(k) Plan Challenge with Evidence of Rigorous Fiduciary Process by: Lindsey H. Chopin , Stacey C.S. Cerrone Upcoming Legal Education Events Oct 9 2024 Government Contracts Annual Update 2024 Sep 6 2024 Public Company Shareholder Engagement Summit Sep 6 2024 2024 Employment Law Symposium Aug 28 2024 REACH 30/30 - 28 August 2024 Print