Jack A. WestAssociateKatten Websitekatten.comOrganization ProfileFull ProfileConnectEmail312-902-5463 Professional Biography Jack West is an associate in the Financial Markets and Funds practice. More Legal and Business Bylines From Jack A. West CFTC Approves Final Rules Regarding Electronic Trading Risk Principles and Bankruptcy Regulations & Organizational Changes - (Posted On Friday, December 11, 2020) CFTC Staff Extends Existing Brexit-Related Relief to Provide Market Certainty & Temporary Relief to DTCC Data Repository LLC and Related Entities from Reporting Requirements - (Posted On Friday, December 04, 2020) SEC Adopts Amendments Permitting Use of Electronic Signatures for EDGAR Filings - (Posted On Friday, November 20, 2020) FINRA Files Proposed Rule Change to Address Firms With History of Misconduct - (Posted On Friday, November 20, 2020) CFTC and Bank of England Sign Updated MOU for Supervision of Cross-Border Clearing Organizations - (Posted On Friday, October 23, 2020) CFTC Issues Staff Advisory on Virtual Currency & Approves Final Rule on Security Futures Margin - (Posted On Friday, October 23, 2020) Securities and Exchange Commission (SEC) Updates, September 18, 2020 - (Posted On Friday, September 18, 2020) FINRA Issues Guidance on Public Offerings - (Posted On Friday, September 18, 2020) CFTC Adds 22 Unregistered Foreign Entities to RED List & Opens Registration for Empower Innovation 2020 Event - (Posted On Monday, August 31, 2020) FinCEN Issues Additional FAQs to Address Questions Regarding Customer Due Diligence Requirements for Covered Financial Institution - (Posted On Monday, August 31, 2020) Pagination Previous page ‹ Previous Page 2 Next page Next › Current Legal Analysis SEC Whistleblower Awarded $37 Million for Helping Return Tens of Millions of Dollars to Harmed Investors by: Mary Jane Wilmoth New UK Government: Employment Law Reforms – What Employers Need to Know by: Christopher Hitchins , Brigitte Weaver Telephone and Texting Compliance News: Litigation Update — Fourth Circuit Adds to TCPA Case Law at Appellate and District Court Levels by: Joshua Briones , Esteban Morales This Week in 340B: July 9 – 15, 2024 by: Emily J. Cook , Reuben Bank Colorado’s Southern Ute Tribe Sues State over Attempts to Regulate Tribal Sports Betting by: Dan McGinn Evonik Corporation Beats 401(k) Plan Challenge with Evidence of Rigorous Fiduciary Process by: Lindsey H. Chopin , Stacey C.S. Cerrone Upcoming Legal Education Events Oct 9 2024 Government Contracts Annual Update 2024 Sep 6 2024 Public Company Shareholder Engagement Summit Sep 6 2024 2024 Employment Law Symposium Aug 28 2024 REACH 30/30 - 28 August 2024 Print