Jan 21 2025 |
Reminder for Public Companies Granting Stock Options and Stock Appreciation Rights: Don't Forget New Item 402(x) Disclosure |
Katten |
Jan 21 2025 |
SEC Settlement Highlights Importance of Proper Disclosure Requirements for Private Fund Managers |
Foley & Lardner LLP |
Jan 21 2025 |
Crypto in the Courts: Five Cases Reshaping Digital Asset Regulation in 2025 |
Katten |
Jan 21 2025 |
How Whistleblowers Can Report Ponzi Schemes and Receive SEC Whistleblower Awards [Podacst] [Video] |
Zuckerman Law |
Jan 21 2025 |
Can Reincorporation and Share Increase Proposals Be Bundled? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Jan 18 2025 |
SEC Charges Two Sigma with Impeding Whistleblowing in Separation Agreements |
Kohn, Kohn & Colapinto |
Jan 17 2025 |
Nasdaq Board Diversity Rules Struck Down in Court |
Robinson & Cole LLP |
Jan 16 2025 |
EnforceMintz —Could the Supreme Court’s Decision in Jarkesy Mean the End to HHS Civil Monetary Penalty Authorities as We Know Them? |
Mintz |
Jan 16 2025 |
Climate Reporting in 2025: Looking Ahead |
Proskauer Rose LLP |
Jan 16 2025 |
SEC's Latest Complaint Against Elon Musk Spawns Questions About The Politics Of SEC Enforcement |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Jan 16 2025 |
“Oops, I Was a Broker!?” SEC Cracks Down on Investment Adviser Representatives Acting as Unregistered Brokers |
K&L Gates LLP |
Jan 15 2025 |
Regulatory Update and Recent SEC Actions January 2025 |
Blank Rome LLP |
Jan 15 2025 |
Does Your Company Discourage Employees from Being Whistleblowers? The SEC May Think So! |
Foley & Lardner LLP |
Jan 15 2025 |
Nasdaq Rule Change Lengthens Reverse Stock Split Notice Period |
ArentFox Schiff LLP |
Jan 14 2025 |
SEC Updates Names Rule FAQs |
K&L Gates LLP |
Jan 14 2025 |
Immigration Insights Episode 4 | Bank Compliance and Investment Immigration: A Discussion with Metropolitan Commercial Bank [Podast] |
Greenberg Traurig, LLP |
Jan 14 2025 |
ISS and Glass Lewis Announce Compensation-Related Updates For 2025 Proxy Season |
Proskauer Rose LLP |
Jan 14 2025 |
5 Trends to Watch: 2025 Capital Markets |
Greenberg Traurig, LLP |
Jan 13 2025 |
SEC Priorities for 2025: What Investment Advisers Should Know |
ArentFox Schiff LLP |
Jan 11 2025 |
7 Practical Tips for Preparing for the 2025 Annual Report and Proxy Season |
Barnes & Thornburg LLP |
Jan 9 2025 |
Fifth Circuit Vacates Nasdaq Board Diversity Rule |
Hunton Andrews Kurth |
Jan 8 2025 |
SEC Enforcement Action – Failure to File Forms D |
Foley & Lardner LLP |
Jan 8 2025 |
Top 10 Predictions for 2025 in UK Restructuring and Insolvency |
Squire Patton Boggs (US) LLP |
Jan 7 2025 |
Things to Keep in Mind for Your Annual Report on Form 10-K and Proxy Statement |
Sheppard, Mullin, Richter & Hampton LLP |
Jan 6 2025 |
Digital Assets: What to Expect from the Incoming Administration and Congress |
Proskauer Rose LLP |
Jan 6 2025 |
Client Alert: SEC Charges Companies for Failing to Timely File Form D |
Stubbs Alderton & Markiles, LLP |
Jan 6 2025 |
The SHIPS for America Act Is Launched in Congress |
Jones Walker LLP |
Jan 6 2025 |
Regulation Round Up: December 2024 |
Proskauer Rose LLP |
Jan 2 2025 |
Hidden in the NDAA: The Expanded Reach of the Program Fraud Civil Remedies Act |
Womble Bond Dickinson (US) LLP |
Dec 31 2024 |
SEC Enforcement Action Against Church & Dwight Director: Lessons for Outside Directors |
Foley & Lardner LLP |
Dec 31 2024 |
NFTs and Securities Law Issues Are on the Rise – SEC Analysis Relies on Resale Royalties |
Sheppard, Mullin, Richter & Hampton LLP |
Dec 31 2024 |
NFT Legal Issues |
Sheppard, Mullin, Richter & Hampton LLP |
Dec 30 2024 |
Fifth Circuit Nullifies Nasdaq’s Diversity Rule for Corporate Boards |
Ogletree, Deakins, Nash, Smoak & Stewart, P.C. |
Dec 27 2024 |
Did The SEC Charge the Wrong Person with Failure to File Timely a Form D? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
Dec 23 2024 |
SEC Hits Blockchain Gaming Project with Wells Notice |
Sheppard, Mullin, Richter & Hampton LLP |