Securities SEC

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Nov
21
2024
Federal Court Vacates SEC’s Expanded Dealer Definition K&L Gates LLP
Nov
20
2024
NASAA Electronic Filing Depository Platform Migration: Changes and Deadlines Effective January 2025 Greenberg Traurig, LLP
Nov
19
2024
New Outbound Investment Rules Restrict US Investment in China Hunton Andrews Kurth
Nov
19
2024
AI Transcripts and Investment Advisers: Embracing Technology While Meeting SEC Requirements Stark & Stark
Nov
18
2024
The Fate of the New U.S. Climate Change Rules Under the New Republican Administration; Certain States are Expected to Ramp Up Their Climate Change Efforts Proskauer Rose LLP
Nov
14
2024
SEC Enforcement Director Highlights Increased Penalties for Violations of Whistleblower Rule Kohn, Kohn & Colapinto
Nov
14
2024
The Corporate Transparency Act: What You Need to Know Ahead of the January 1, 2025 Deadline Sheppard, Mullin, Richter & Hampton LLP
Nov
14
2024
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: November 14, 2024 Polsinelli PC
Nov
13
2024
First JPEX Judgement by a Hong Kong Court in Favor of Customers K&L Gates LLP
Nov
13
2024
ESMA Guidelines on Fund Names Proskauer Rose LLP
Nov
12
2024
Funds in Focus: Top SEC Exam and Enforcement Trends Proskauer Rose LLP
Nov
12
2024
SEC Division of Examinations Highlights Common Deficiencies in Registered Investment Company Core Examination Areas Katten
Nov
12
2024
Why Was 25% Chosen As California's Jurisdictional Threshold For Recapitalization Transactions? Allen Matkins Leck Gamble Mallory & Natsis LLP
Nov
8
2024
Foreign Listed Stock Index Futures and Options Approvals November 2024 Katten
Nov
8
2024
Pulse Check: Digital Assets [Video] Bracewell LLP
Nov
7
2024
Compliance Outreach Program: Private Funds Panel K&L Gates LLP
Nov
7
2024
Supreme Court Hears Argument On Whether "What's Past Is Prologue" Allen Matkins Leck Gamble Mallory & Natsis LLP
Nov
6
2024
Guidelines on Funds’ Names Using ESG or Sustainability-Related Terms Squire Patton Boggs (US) LLP
Nov
5
2024
Watch Now: Looking Ahead to 2025: SEC Regulations, Enforcement and More [Video] Barnes & Thornburg LLP
Nov
5
2024
SEC Penalties Relating to Cybersecurity Disclosures Polsinelli PC
Nov
5
2024
SEC’s 2025 Exam Priorities: What Investment Advisers Need to Know Polsinelli PC
Nov
5
2024
Florida Amends Securities and Investor Protection Act: Key Changes to Private Placement, Institutional Investor Exemptions Greenberg Traurig, LLP
Nov
5
2024
ISS Issues October 2024 Update to its Executive Compensation Policies FAQs Proskauer Rose LLP
Nov
5
2024
Will This Effluence Ever End? One More Public Company Proposes To Leave Delaware For Nevada Allen Matkins Leck Gamble Mallory & Natsis LLP
Nov
4
2024
Texas District Court Issues Preliminary Injunction Halting OFCCP Administrative Proceeding Proskauer Rose LLP
Nov
4
2024
SEC Fines Four Companies for SolarWinds-Related Cyber Incident Disclosure Failures Hunton Andrews Kurth
Nov
1
2024
FinCEN Releases Final Anti-Money Laundering Rule for Investment Advisers ArentFox Schiff LLP
Nov
1
2024
Energy & Sustainability Litigation Updates — November 2024 Mintz
Nov
1
2024
Court Grants Preliminary Injunction Citing Likelihood of ABM’s Success on Challenging the Constitutionality of the Structure of OFCCP’s Civil Enforcement Process Hunton Andrews Kurth
Oct
31
2024
SEC Files Actions Against 4 Public Companies for Negligent Cybersecurity Disclosures Greenberg Traurig, LLP
Oct
31
2024
A Review of Recent Whistleblower Developments – Q3 2024 Foley & Lardner LLP
Oct
31
2024
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: October 31, 2024 Polsinelli PC
Oct
30
2024
SEC Division of Examinations Publishes 2025 Priorities Katten
Oct
30
2024
SEC Cyber Disclosure Charges Highlight Role of D&O Insurance to Mitigate Cyber Risks Hunton Andrews Kurth
Oct
29
2024
SEC 2025 Examination Priorities for Registered Investment Advisers Miller Canfield
 
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