Securities SEC

Published between:
Published Title Organization
Mar
27
2025
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: March 27, 2025 Polsinelli PC
Mar
27
2025
Nasdaq Amends Proposal to Modify Rule for Initial Listing Liquidity Requirements ArentFox Schiff LLP
Mar
27
2025
Rule 506(c) Unchained? The SEC Loosens Requirements for Advertising in Private Capital Raises K&L Gates LLP
Mar
27
2025
SEC Staff Clarifies Stance on Crypto Mining Greenberg Traurig, LLP
Mar
27
2025
New SEC Guidance May Increase Use of Generally Solicited Rule 506(c) Offerings Barnes & Thornburg LLP
Mar
27
2025
How to Protect Your ESOP from Lawsuits Over Cash Holdings Bradley Arant Boult Cummings LLP
Mar
26
2025
SEC Marketing Rule Update: New Staff FAQs on Performance Presentations Katten
Mar
25
2025
Texas Legislature Proposes Amendments to Texas Business Organizations Code Hunton Andrews Kurth
Mar
24
2025
No Soup for You - SEC Commissioners Revoke Authority of Director of Enforcement to Launch Investigations Nelson Mullins
Mar
24
2025
SEC Eases Verification Burdens in Rule 506(c) Offerings Proskauer Rose LLP
Mar
21
2025
SEC Clarifies Position on Proof-of-Work Mining: What It Means for Bitcoin and Beyond Katten
Mar
21
2025
Australia: APRA Proposes Reforms to Strengthen Governance Standards K&L Gates LLP
Mar
20
2025
SEC Marketing Rule FAQs Yield New Guidance K&L Gates LLP
Mar
20
2025
SEC Issues New Guidance on Self-Certification of Accredited Investor Status in Private Placements Katten
Mar
20
2025
February 2025 ESG Policy Update — Australia K&L Gates LLP
Mar
19
2025
With an Eye Toward Modernization, FINRA Requests Comment on Its Regulatory Requirements for Members and Associated Persons Greenberg Traurig, LLP
Mar
19
2025
SEC No Action Letter Guidance Streamlines Rule 506(c) Accredited Investor Verification ArentFox Schiff LLP
Mar
19
2025
New Rule on SEC Delegation of Authority to Director Nelson Mullins
Mar
18
2025
SEC to Expand Confidential Filing Privileges Sheppard, Mullin, Richter & Hampton LLP
Mar
18
2025
SEC Extends Compliance Period for the Amended Names Rule K&L Gates LLP
Mar
18
2025
No Action Letter – Regulation D Rule 506(c) Foley & Lardner LLP
Mar
18
2025
Trusts as Qualified Purchasers: Navigating the Qualified Purchaser Threshold for Trusts Investing in Private Securities Winstead
Mar
17
2025
SEC Expands Nonpublic Review Process for Draft Registration Statements K&L Gates LLP
Mar
17
2025
FINRA Proposes and Seeks Comment on Simplified Rules for Outside Business Activities and Private Securities Transactions Katten
Mar
14
2025
SEC Clarifies Stance: Most Meme Coins Not Subject to Securities Regulation Greenberg Traurig, LLP
Mar
14
2025
Court Rules Compensation Package Offer Is Not a Security Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
13
2025
Protecting Your Business: AI Washing and D&O Insurance Hunton Andrews Kurth
Mar
13
2025
AppLovin & Its AI: A Lesson in Accuracy Robinson & Cole LLP
Mar
13
2025
What is AI Washing and Why are Companies Getting Sued? Robinson & Cole LLP
Mar
13
2025
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: March 13, 2025 Polsinelli PC
Mar
12
2025
Trust But Verify (With A Minimum Investment Amount) K&L Gates LLP
Mar
12
2025
SEC Expands Accommodations for Reviewing Nonpublic Registration Statements ArentFox Schiff LLP
Mar
12
2025
SEC Expands Nonpublic Review Process for All Companies Intending to Issue Securities Hunton Andrews Kurth
Mar
11
2025
CFTC Acting Chairman Pham Announces Effort to Quickly Resolve Recordkeeping and Reporting Investigations and Pledges Additional Guidance on Self-Reporting and Cooperation Katten
Mar
10
2025
Trusts as Qualified Clients: Understanding the Qualified Client Threshold for Trusts Investing in Private Securities Winstead