Securities SEC

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Nov
4
2024
Texas District Court Issues Preliminary Injunction Halting OFCCP Administrative Proceeding Proskauer Rose LLP
Nov
4
2024
SEC Fines Four Companies for SolarWinds-Related Cyber Incident Disclosure Failures Hunton Andrews Kurth
Nov
1
2024
FinCEN Releases Final Anti-Money Laundering Rule for Investment Advisers ArentFox Schiff LLP
Nov
1
2024
Energy & Sustainability Litigation Updates — November 2024 Mintz
Nov
1
2024
Court Grants Preliminary Injunction Citing Likelihood of ABM’s Success on Challenging the Constitutionality of the Structure of OFCCP’s Civil Enforcement Process Hunton Andrews Kurth
Oct
31
2024
SEC Files Actions Against 4 Public Companies for Negligent Cybersecurity Disclosures Greenberg Traurig, LLP
Oct
31
2024
A Review of Recent Whistleblower Developments – Q3 2024 Foley & Lardner LLP
Oct
31
2024
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: October 31, 2024 Polsinelli PC
Oct
30
2024
SEC Division of Examinations Publishes 2025 Priorities Katten
Oct
30
2024
SEC Cyber Disclosure Charges Highlight Role of D&O Insurance to Mitigate Cyber Risks Hunton Andrews Kurth
Oct
29
2024
SEC 2025 Examination Priorities for Registered Investment Advisers Miller Canfield
Oct
28
2024
SEC’s Division of Examinations Releases Priorities for Fiscal Year 2025 Foley & Lardner LLP
Oct
28
2024
SEC Division of Examinations 2025 Priorities Greenberg Traurig, LLP
Oct
25
2024
New 2025 SEC Examination Priorities: What Should a Private Fund Adviser Know? Foley & Lardner LLP
Oct
24
2024
Four Companies Settle Allegations of Deceptive Cyber Disclosures with SEC Robinson & Cole LLP
Oct
24
2024
SEC Says Crypto ETPs Are Exam Priority K&L Gates
Oct
24
2024
SEC's 2025 Exam Priorities Include Cybersecurity and AI Katten
Oct
24
2024
SEC Continues Its Persecution of Crime Victims Allen Matkins Leck Gamble Mallory & Natsis LLP
Oct
23
2024
CME's Financial and Regulatory Surveillance Department Issues Long-Awaited Guidance Katten
Oct
22
2024
SEC’s 2025 Examination Priorities Signal Key Areas of Interest to Whistleblowers Kohn, Kohn & Colapinto
Oct
22
2024
SEC’s Division of Examinations Halloween Treat–2025 Priorities K&L Gates
Oct
22
2024
SEC Fines Investment Adviser $4 Million for Improper Labeling of ESG Funds Mintz
Oct
21
2024
Australia Greenwashing: Half-Yearly Review of ASIC and ACCC Prosecutions – and ACCC Position on Environmental Collaborations K&L Gates
Oct
18
2024
CFPB and DOJ Target Mortgage Lender for Alleged Discriminatory Redlining Practices Sheppard, Mullin, Richter & Hampton LLP
Oct
18
2024
Federal District Court Rules Qui Tam Whistleblower Enforcement of False Claims Act Unconstitutional Polsinelli PC
Oct
18
2024
SEC Fines Director for Failing to Disclose Close Friendship with Senior Executive McDermott Will & Emery
Oct
17
2024
Blockchain+ Bi-Weekly; Highlights of the Last Two Weeks in Web3 Law: October 17, 2024 Polsinelli PC
Oct
17
2024
SEC Approves Nasdaq Rule Change on Reverse Stock Splits and Minimum Bid Price Compliance Timing Mintz
Oct
17
2024
Cooking the Books: CFTC Turns Up the Heat on Voluntary Carbon Market Fraudsters K&L Gates
Oct
16
2024
Mass. Superior Court Finds No Right to a Chapter 93A Jury Trial in State Court, Concluding that Honest Mistakes and Negligence Do Not Trigger Chapter 93A Liability Greenberg Traurig, LLP
Oct
16
2024
Foreign Investment and National Security: Navigating Heightened Scrutiny of US, EU and UK Cross-Border Deals Katten
Oct
16
2024
The Murky Waters of Wash Trading Digital Assets – DOJ Charges 18 Individuals and Entities Mintz
Oct
15
2024
House ESG Oversight Focuses on Proxy Voting; Issuer Attention Is on CSRD K&L Gates
Oct
14
2024
Crypto.com’s Mission to Seek Regulatory Clarity for Digital Assets K&L Gates
Oct
11
2024
Bitnomial Exchange Sues SEC, Challenging Agency's Authority Over XRP Futures Katten
 
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