Corporate, Financial, SEC, & Banking Law Updates

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The Financial institutions and banking sectors are highly regulated in the US and throughout the world with stiff penalties for failure to comply with regulations. The National Law Review addresses legal issues, compliance concerns, financial regulatory schemes, broker-deals, insolvency and restructuring, and structured transaction negotiations.

Regulatory Agencies with Financial Services

Readers can learn about new loan transactions, international trade agreements, mortgage loans and bank financing legislation, and other news as it unfolds in the US and around the world. Details that are covered by governmental and regulatory agencies including the Commodity Futures Trading Commission (CFTC), the Consumer Financial Protection Bureau (CFPB), and the Financial Industry Regulatory Authority (FINRA), are routinely updated on the site. With ongoing agency news dealing with the CFPB, agency directors, and nominations to financial and banking agencies, the National Law Review constantly adds new cases and newsreaders want to remain informed about.

Global Financial Services

International banking and financial institutions news is also covered on the National Law Review. UK regulatory framework covered, including the Australian crowd-sourced funding regime, and EU’s Markets in Financial Instruments Directive (MiFID), along with international insolvency, news, and legislation from around the world, which are linked to non-US foreign banks and institutions, are regularly published online.  Additionally, the legal experts at the National Law Review consistently offer updates on the United Kingdom Financial Conduct Authority and the effects of Brexit.

Financial Services and Innovation

The National Law Review also covers hot topics such as financial services law and FinTech (financial technology). Additionally, we cover topics like bitcoin, cryptocurrency transactions, SEC regulations, blockchain technologies, and compliance under finance laws like the Dodd-Frank Wall Street Reform and Consumer Protection Act. Additionally, cases and news which is governed under the Federal Reserve Act, the Fair Credit and Reporting Act, Gramm-Leach-Bliley Act, and Equal Credit Opportunity Act, are also analyzed in articles on the site.

Securities & the SEC

The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The National Law Review covers news and updates coming out of the SEC, including information about updates on the US SEC EDGAR system and related requirements, rules designed to limit and enforce rules against Insider Trading and Anti-Money Laundering settlements. Additionally, analysis of the SEC Division of Investment Management leadership and proposed rulemakings.

National Law Review Financial Regulation and Banking Law TwitterFor hourly updates on the latest news about Wall Street, banking, financial, securities/SEC regulations, laws, and legislation be sure to follow our Financial, Banking, and Securities Law Twitter feed, and sign up for complimentary e-news bulletins.

Recent Corporate Law, Securities/SEC, & Financial Institution Law News

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Nov
4
2024
M&A Market Picking Up Steam: A Look at Q3 Activity Foley & Lardner LLP
Nov
4
2024
Weekly Bankruptcy Alert November 4, 2024 (For the Week Ending November 3, 2024) Pierce Atwood LLP
Nov
4
2024
What Private Equity Companies Should Know About the SBA’s Proposed Size Standard Recertification Rule McDermott Will & Emery
Nov
4
2024
TGI Friday’s Files for Chapter 11 Bankruptcy Protection Stark & Stark
Nov
4
2024
When Dismissing a Case Violates Due Process Allen Matkins Leck Gamble Mallory & Natsis LLP
Nov
1
2024
Arrowood Indemnity Co. Liquidation: Bar Date for Claims Set for Jan. 15, 2025 Hunton Andrews Kurth
Nov
1
2024
Deadline Approaches: FinCEN’s Rules for Beneficial Ownership Reporting under the Corporate Transparency Act Proskauer Rose LLP
Nov
1
2024
Energy & Sustainability M&A Activity – November 2024 Mintz
Nov
1
2024
A Legal Practitioner's Guide to Charitable Endowments [Podcast] Wealth Care Lawyer
Oct
31
2024
We Had an Agreement as to Value, But Ignored It. Now What? Norris McLaughlin P.A.
Oct
31
2024
Ten Minute Interview: Debt Financing [Video] Foley & Lardner LLP
Oct
31
2024
Promises, Promises: Covenant Not to Sue for Patent Infringement Includes Downstream Users McDermott Will & Emery
Oct
31
2024
Mid 2024 Delaware Corporate and M&A Law Update Greenberg Traurig, LLP
Oct
31
2024
IRS Issues Final Rules on Intangible Property Repatriations McDermott Will & Emery
Oct
31
2024
Update: Economic Substance Regulations Filings Cancelled K&L Gates
Oct
31
2024
Warby Parker Prevails Against 1-800 Contacts in Keyword Advertising Dispute Katten
Oct
31
2024
Recent Hurricanes Lend New Urgency to Carbon Emissions Reduction Katten
Oct
30
2024
The Compliance Mash! Foley & Lardner LLP
Oct
30
2024
MAJOR DAMAGE: 15 Calls Leads to $88,405.00 TCPA Judgment Against Amity One Debt Relief and CEO Ariyo Mackay Troutman Amin, LLP
Oct
30
2024
The State Of Nevada Vilipends Vice Chancellor Laster's Ruling In Maffei v. TripAdvisor Allen Matkins Leck Gamble Mallory & Natsis LLP
Oct
30
2024
DOJ Updates Guidance on Evaluation of Corporate Compliance Programs Sheppard, Mullin, Richter & Hampton LLP
Oct
29
2024
Corporate Transparency Act Requires Action by Year End: Your Estate Plan Could Be Impacted K&L Gates
Oct
29
2024
January 1, 2025 Deadline Is Fast Approaching for Compliance with the Corporate Transparency Act Mintz
Oct
28
2024
Irish Regulator Fines LinkedIn 310 Million Euros for GDPR Violations Hunton Andrews Kurth
Oct
28
2024
Increase in Tax Audits of Use of Private Aircraft, a/k/a “Corporate Jets” Proskauer Rose LLP
Oct
28
2024
In This Case, Termination of Membership Without Compensation is Not an Improper Forfeiture Allen Matkins Leck Gamble Mallory & Natsis LLP
Oct
25
2024
PIZZA PRIVACY PROBLEM: Domino’s Hit with Class Action Over Alleged AI Wiretapping Troutman Amin, LLP
Oct
25
2024
DAFs at a Crossroads: Efficiency, Impact, and the Future of Charitable Giving [Podcast] Wealth Care Lawyer
 
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