| Sep 23 2022 |
SEC and CFTC Propose Amendments to Form PF for Private Fund Reporting |
Vedder Price |
| Sep 22 2022 |
Merging into a Security? After Ethereum Migration, SEC Chairman Comments on Staking |
Dinsmore & Shohl LLP |
| Sep 22 2022 |
Practical Considerations for New Pay vs. Performance Disclosure Requirement |
Proskauer Rose LLP |
| Sep 21 2022 |
Colorado’s New False Claims Act: What it Means for Whistleblowers |
Tycko & Zavareei LLP |
| Sep 21 2022 |
Whistleblower Receives $1.5 Million from SEC |
Kohn, Kohn & Colapinto |
| Sep 21 2022 |
SEC Fines Morgan Stanley $35 Million for Alleged Failure to Protect Customer Data |
Hunton Andrews Kurth |
| Sep 21 2022 |
To Sign or Docu-Sign, That is the Question |
Stark & Stark |
| Sep 21 2022 |
SEC Doesn't Define It, But Insists That Every Issuer Have One |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Sep 19 2022 |
Changes Coming In 2023 For Form 13F Content And Confidential Treatment Requests |
Barnes & Thornburg LLP |
| Sep 19 2022 |
SEC Releases Pay Versus Performance Disclosure Requires For Public Companies |
Sheppard, Mullin, Richter & Hampton LLP |
| Sep 19 2022 |
Gary Gensler the Righteous Man |
Nelson Mullins |
| Sep 19 2022 |
“Pillow Talk": SEC Sues Greedy New Jersey "Domestic Partner" |
Norris McLaughlin P.A. |
| Sep 17 2022 |
SEC Division of Corporation Finance to Add Industry Offices Focused on Crypto Assets |
Dinsmore & Shohl LLP |
| Sep 16 2022 |
Senate Hearing Advocates Limited Digital Asset Regulation Reform Including CFTC Regulation of Bitcoin and ETH |
Polsinelli PC |
| Sep 16 2022 |
The SEC Charged Several Individuals and Entities in a Fraudulent Hacking Scheme |
Hunton Andrews Kurth |
| Sep 16 2022 |
SEC Eyes Further Crypto Regulation as Concerns over Conflicts of Interest Loom |
Proskauer Rose LLP |
| Sep 16 2022 |
Republican Senators Press Judicial Nominee to Third Circuit on ESG Issues |
Mintz |
| Sep 16 2022 |
EmpiresX Head Trader Pleads Guilty to $100M Cryptocurrency Investment Fraud Scheme |
ArentFox Schiff LLP |
| Sep 15 2022 |
SEC Chairman Gensler Re-Affirms Importance of Climate Disclosures in Senate Testimony |
Mintz |
| Sep 15 2022 |
Sebi Cracks Down on Unsolicited Trading Tips! |
Nishith Desai Associates |
| Sep 15 2022 |
Louisiana and Indiana Attorneys-General Issue Guidance That Investment Firms Incorporating ESG Factors Violate Their Fiduciary Duty |
Mintz |
| Sep 15 2022 |
SEC Adopts Final Pay versus Performance Rules |
McDermott Will & Emery |
| Sep 15 2022 |
NAVEX Report Reveals Increase in Whistleblower Retaliation and Reporting of Misconduct |
Zuckerman Law |
| Sep 14 2022 |
SEC Whistleblower Receives $500,000 Award for Initiating Investigation |
Kohn, Kohn & Colapinto |
| Sep 14 2022 |
Cryptic Guidance? Despite Regulatory Ambiguity, New SEC Enforcement Could Drive Increase in Cryptocurrency-Related Shareholder Class Actions |
Proskauer Rose LLP |
| Sep 14 2022 |
Investment Funds: Monthly Digest |
Nishith Desai Associates |
| Sep 14 2022 |
Florida District Court Permits the SEC to Pay Disgorgement to the US Treasury Where Victims of the Fraud Could not be Identified |
Winstead |
| Sep 13 2022 |
Accounting Cases Involving SPACs |
Cornerstone Research |
| Sep 13 2022 |
Knowledge Of Restrictions Dooms Stock Transfers |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Sep 12 2022 |
Rate the Conflicts: SEC Sanctions Rating Agency and its Principal |
Norris McLaughlin P.A. |
| Sep 11 2022 |
What Every Lawyer Should Know About Litigation Funding |
Fair Rate Funding |
| Sep 9 2022 |
Parallel Derivative Action Settlement Outcomes |
Cornerstone Research |
| Sep 9 2022 |
Securities Class Action Trend Cases |
Cornerstone Research |
| Sep 9 2022 |
Cornerstone Research Connects: 2021 Accounting and Auditing Enforcement Activity [PODCAST] |
Cornerstone Research |
| Sep 8 2022 |
U.S. and China Sign Statement of Protocol on China-Based Audit Firms Inspection |
Miller Canfield |
