| May 19 2016 |
SEC Staff No-Action Letter Permits Index ETF to Exceed 1940 Act Limits on Investments in Insurance Companies and Securities Related Issuers |
Vedder Price |
| May 18 2016 |
Australian Court Manages Concurrent Class Actions By Giving Class Members A Choice |
Mintz |
| May 18 2016 |
Theranos, the SEC’s Pursuit of Unicorns, and Taking the Reins of Internal Controls |
Proskauer Rose LLP |
| May 18 2016 |
New SEC Guidance on Non-GAAP Financial Measures Will Require Changes to Many Non-GAAP Presentations |
Morgan, Lewis & Bockius LLP |
| May 18 2016 |
SEC Issues Two Multi-Million Dollar Whistleblower Awards |
Proskauer Rose LLP |
| May 17 2016 |
Supreme Court’s Manning Decision Leaves Questions Unanswered |
Proskauer Rose LLP |
| May 17 2016 |
Supreme Court Clarifies Jurisdiction Under Securities Exchange Act |
Proskauer Rose LLP |
| May 16 2016 |
Securities and Exchange Commission Publishes Regulation Crowdfunding Compliance Guide for Small Entities |
Michael Best & Friedrich LLP |
| May 16 2016 |
Regulation Crowdfunding Takes Effect |
McDermott Will & Schulte LLP |
| May 16 2016 |
Is A Blue Sky Exemption For Farms Sustainable? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 13 2016 |
ESMA Publishes Final Report to Amend MiFIR RTS on Transaction Reporting |
Katten |
| May 13 2016 |
SEC Approves PCAOB Rules Requiring Disclosure of Audit Participants |
Katten |
| May 13 2016 |
SEC Increases Focus on Private Equity Enforcement |
Proskauer Rose LLP |
| May 13 2016 |
Sub-Advisers Get Relief from Custody Rule’s Surprise Exam Requirement |
Morgan, Lewis & Bockius LLP |
| May 13 2016 |
Custody Rule Examiners Need To, You Know, Examine |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
| May 12 2016 |
SEC Adopts Final Exchange Act Registration Rules; Separately Issues Proposed Rule on Incentive-Based Compensation |
Bracewell LLP |
| May 11 2016 |
Securities and Exchange Comission May Change the Disclosure Requirement About Intellectual Property |
Morgan, Lewis & Bockius LLP |
| May 11 2016 |
New York Adopts Delaware Standard for Going-Private Transactions |
Bracewell LLP |
| May 11 2016 |
Stop Faxing: SEC Regulation S-P |
Brooks, Pierce, McLendon, Humphrey & Leonard, LLP |
| May 10 2016 |
Crowdfunding Begins on May 16, 2016 |
Morgan, Lewis & Bockius LLP |
| May 10 2016 |
FINRA Proposes Arbitration Rule Change to Permit Offset of Awards |
Proskauer Rose LLP |
| May 9 2016 |
SEC Finally Approves FINRA's Watered-Down Recruitment Broker Bonus Disclosure Rule |
Polsinelli PC |
| May 9 2016 |
European Commission Publishes Staff Working Document on Capital Markets Union Crowdfunding |
Katten |
| May 7 2016 |
Eighth Circuit Reverses District Court for Ignoring Price-Impact Evidence That Rebutted the Fraud-on-the-Market Presumption and Defeated Class Certification |
Sheppard, Mullin, Richter & Hampton LLP |
| May 7 2016 |
European Securities and Markets Authority Publishes Opinions on Amendments to Markets in Financial Instruments Directive II Non-Equity Transparency and Position Limits RTS |
Katten |
| May 6 2016 |
Treasury Rejects Central States’ Suspension Application |
Morgan, Lewis & Bockius LLP |
| May 6 2016 |
SEC Approves Amendments to Implement Provisions of the JOBS Act and FAST Act |
Katten |
| May 6 2016 |
SEC Focuses on Investor Perspective and Use of Technology with New Concept Release |
Cadwalader, Wickersham & Taft LLP |
| May 6 2016 |
Consumer Finance Protection Bureau Proposes Ban on Mandatory Arbitration Clauses That Restrict Class Actions |
Morgan, Lewis & Bockius LLP |
| May 5 2016 |
Has Your Promissory Note Been Outlawed? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 4 2016 |
Unicorns Under Scrutiny: SEC Previews Its “Long Arm” Of Law |
Proskauer Rose LLP |
| May 4 2016 |
Equity Crowdfunding Rules: What You Need to Know |
Foley & Lardner LLP |
| May 4 2016 |
Stock Option Plans and Agreements: Be Careful What You Wish For |
Horwood Marcus & Berk Chartered |
| May 4 2016 |
Is Forced Speech In Responding To Staff Comment Letters Inaccurate Speech? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| May 4 2016 |
Another Warning to Mind the Non-GAAP |
Faegre Drinker |
