| Feb 8 2018 |
SEC Targets AML as Exam Priority |
Ballard Spahr LLP |
| Feb 8 2018 |
AML/BSA Focus by U.S. Senate Committee Testimony – From Beneficial Ownership to Cryptocurrency |
Ballard Spahr LLP |
| Feb 7 2018 |
New/Upcoming CFIUS Filing: Fujifilm Holding Corporation and Xerox Corporation |
Squire Patton Boggs (US) LLP |
| Feb 6 2018 |
The CFTC and DOJ Crack Down Harder on Spoofing & Supervision |
Faegre Drinker |
| Feb 6 2018 |
U.S. Futures Exchanges Disciplinary Actions Alert: January 2018 |
Bracewell LLP |
| Feb 5 2018 |
Increase in EB-5 Investments and Fraud Presents Opportunities for SEC Whistleblowers |
Zuckerman Law |
| Feb 5 2018 |
Pay Ratio Disclosure Fast Approaching |
Ballard Spahr LLP |
| Feb 5 2018 |
SEC Awards $14.7 Million Award to Whistleblower for Exposing EB-5 Investment Fraud |
Zuckerman Law |
| Feb 5 2018 |
SEC Whistleblower Program Provides Awards for Information About EB-5 Investment Fraud |
Zuckerman Law |
| Feb 5 2018 |
Quiros to Pay $84 Million for EB-5 Investment Fraud |
Zuckerman Law |
| Feb 5 2018 |
Bridging the Week by Gary DeWaal: January 29 to February 2, and February 5, 2018 (Spoofing; FCMs; Software Development; ICOs; Block Trades) [VIDEO] |
Katten |
| Feb 5 2018 |
The SEC Shows That It's Never Too Late To Correct Some Mistakes |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Feb 5 2018 |
Who Visits The SEC's Public Reference Room Anyway? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jan 30 2018 |
Alleging Fraud, SEC Shuts Down AriseBank’s Celebrity-Endorsed ICO of Purported “Decentralized Bank” |
Proskauer Rose LLP |
| Jan 30 2018 |
A Review of Recent Whistleblower Developments: January 30th |
Foley & Lardner LLP |
| Jan 29 2018 |
Building the Blocks of Knowledge – NIST Releases Draft Blockchain Technology Overview |
Faegre Drinker |
| Jan 29 2018 |
FTC Announces 2018 Thresholds Under HSR Act and Clayton Act |
Proskauer Rose LLP |
| Jan 29 2018 |
Bridging the Week: January 22 to 26, and 29, 2018 (Fake Coins, Real News; “It Depends” Advice; Market Abuse; Insider Information) [VIDEO] |
Katten |
| Jan 26 2018 |
FINRA Proposes Rule Change Related to the Content of the Securities Industry Essentials Examination |
Katten |
| Jan 26 2018 |
SEC’s New Message to the Cryptocurrency Market: Take the Lead, but Proceed with Caution |
Morgan, Lewis & Bockius LLP |
| Jan 25 2018 |
Companies Quarterly: 2018 Proxy Season Pointers, Disclosing the “Tax Cuts and Jobs Act,” Shareholder Proposals and ICOs |
McDermott Will & Schulte LLP |
| Jan 25 2018 |
Analysis of the SEC’s MiFID II No-Action Relief |
Proskauer Rose LLP |
| Jan 24 2018 |
Busy day for CFTC and SEC Cryptocurrency Regulators: Enforcement Actions, a Public Letter, and Joint Statement |
Proskauer Rose LLP |
| Jan 24 2018 |
SEC Releases Fund Liquidity Risk Management Programs Frequently Asked Questions |
Faegre Drinker |
| Jan 23 2018 |
Chairman Clayton Asks Lawyers to Knock it Off with the Unregistered Coin Offerings |
Proskauer Rose LLP |
| Jan 22 2018 |
SEC Proposes To Rewrite The FOIA |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jan 22 2018 |
Does George Babbitt Need a Broker-Dealer License (Part IV) |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jan 22 2018 |
Bridging the Week: January 16 to 19 and 22, 2018 (Not Feeling Groovy; Registered Investment Funds and Cryptocurrencies; Bitcoin Investment Schemes; Reg SHO) [VIDEO] |
Katten |
| Jan 19 2018 |
SEC Staff Issues Guidance Regarding Tax Cuts and Jobs Act |
Vedder Price |
| Jan 19 2018 |
SEC Division of Investment Management Director Dalia Blass Discusses Board Outreach Initiative |
Vedder Price |
| Jan 19 2018 |
SEC Delays Form N-PORT EDGAR Filing Requirement by Nine Months |
Vedder Price |
| Jan 19 2018 |
Division of Investment Management Staff Issues Liquidity Risk Management Program FAQs |
Vedder Price |
| Jan 19 2018 |
SEC and CFTC Issue Joint Statement on Virtual Currency Enforcement Actions |
Ballard Spahr LLP |
| Jan 16 2018 |
SEC’s Appointments Clause Dilemma Gets Worse |
Barnes & Thornburg LLP |
| Jan 16 2018 |
The SEC’s New Year’s Resolutions: Retail Investors and Cybersecurity |
Squire Patton Boggs (US) LLP |
