| Jan 23 2019 |
Charges Connected to Hack of SEC’s EDGAR System Discussed in SECurities and Law Perspectives |
Faegre Drinker |
| Jan 23 2019 |
SEC Enforcement Action Demonstrates That Timing Is Everything |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jan 22 2019 |
DOJ and SEC Announce Charges Connected to Hack of SEC’s EDGAR System |
Faegre Drinker |
| Jan 22 2019 |
Bridging the Week by Gary DeWaal: January 14 – 18 and January 22, 2019 (Hacking at the SEC; Digital Assets; Spoofing) [Video] |
Katten |
| Jan 22 2019 |
Does Voluntary Disclosure Reduce Or Increase Litigation Risk? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jan 18 2019 |
The Effects Of The SEC Shutdown On The Capital Markets |
Sheppard, Mullin, Richter & Hampton LLP |
| Jan 18 2019 |
SEC Amendments to Streamline and Simplify Disclosure Requirements |
Jones Walker LLP |
| Jan 18 2019 |
SEC and New Jersey US Attorney’s Office Bring Parallel Charges in EDGAR Hacking Scheme |
Katten |
| Jan 17 2019 |
Delaware Chancery Court Holds Corporations Cannot Enact Federal Forum Provisions To Bypass Cyan and Preclude State Courts from Hearing Securities Act Claims |
Mintz |
| Jan 17 2019 |
Securities Group News: A Refresher (and update) On Data Privacy Requirements for Investment Advisors in the Commonwealth |
Murtha Cullina |
| Jan 16 2019 |
Capital Markets & Public Companies Quarterly - January 16, 2019: Reminders for the Form 10-K and Proxy Statement, Cyber-Related Frauds Report, Staff Legal Bulletin 14J and Updates to Proxy Voting Guidelines |
McDermott Will & Schulte LLP |
| Jan 16 2019 |
Is It Deceptive To Lie To A Machine? |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Jan 15 2019 |
Regulation A May Prove Useful Alternative to Form S-4 Registration for Public Companies Doing Smaller M&A Deals |
Sheppard, Mullin, Richter & Hampton LLP |
| Jan 14 2019 |
Delaware Court of Chancery Declares Ineffective Exclusive Federal Forum Provision for 1933 Act Claims |
Sheppard, Mullin, Richter & Hampton LLP |
| Jan 14 2019 |
SEC’s Office of Compliance Inspections and Examinations Releases 2019 Examination Priorities |
Greenberg Traurig, LLP |
| Jan 14 2019 |
A Proxy Season Guide to 2019 |
Dinsmore & Shohl LLP |
| Jan 14 2019 |
Commentaries Bridging the Week by Gary DeWaal: January 7 – 11 and January 14, 2019 (Freedom of Speech; Cryptoasset Regulation Gaps; Cybersecurity) |
Katten |
| Jan 13 2019 |
NFA Amends Interpretive Notice Regarding ISSPs |
Katten |
| Jan 12 2019 |
ESMA Releases Latest (January 9, 2019) Double Volume Cap Data Under MiFID II |
Katten |
| Jan 12 2019 |
New York Approves Nationwide Licensing Tool for Virtual Currency Business Activity Companies |
Proskauer Rose LLP |
| Jan 11 2019 |
SEC Penalizes Issuer for Presenting Non-GAAP Financial Measures Without Giving Equal Prominence to GAAP Measures |
Bracewell LLP |
| Jan 9 2019 |
SEC Adopts Hedging Disclosure Rule |
McDermott Will & Schulte LLP |
| Jan 9 2019 |
SEC's Final Rule for Disclosure of Hedging Policies Approved |
Bracewell LLP |
| Jan 8 2019 |
How to Report a Ponzi Scheme and Earn an SEC Whistleblower Award |
Zuckerman Law |
| Jan 7 2019 |
Lawsuit Alleging that LATX Tokens are Securities Survives Motion to Dismiss |
Proskauer Rose LLP |
| Jan 7 2019 |
Bridging the Weeks by Gary DeWaal: December 17, 2018 – January 4, 2019, and January 7, 2019 (Examination Priorities; AML Fines; Effective Cybersecurity Practices) |
Katten |
| Jan 7 2019 |
Blockchain Basics: What Is A Blockchain? (Seg. 2 Pt. 2) | IMS Innovation Series [Video] |
IMS Legal Strategies |
| Jan 4 2019 |
FINRA Files Proposed Rule Change Regarding Arbitration Subpoenas, Orders of Appearance of Witnesses and Production of Documents |
Katten |
| Jan 4 2019 |
SEC Adopts Final Rules for Disclosure of Hedging Policies |
Katten |
| Jan 4 2019 |
SDNY Unveils First Criminal Prosecution of Broker-Dealer for Violating BSA |
Ballard Spahr LLP |
| Jan 3 2019 |
The SEC Signals Heightened Attention to Cybersecurity and Public Disclosure Requirements |
Jackson Lewis P.C. |
| Jan 2 2019 |
Marketplace Lending Update #4: Litigation Mounts to New Highs in Colorado – Securitizations under Attack |
Cadwalader, Wickersham & Taft LLP |
| Jan 1 2019 |
The Proposed IRS Reissuance Regulations: The Thirty Years’ War Continues |
Squire Patton Boggs (US) LLP |
| Dec 31 2018 |
SEC Adopts New Rules Expanding Use Of Regulation A+ |
Barnes & Thornburg LLP |
| Dec 28 2018 |
SEC Adopts Final Rule Expanding Regulation A Exemption to Exchange Act Reporting Companies |
Ballard Spahr LLP |
