| Dec 4 2019 |
Best Interest Standard of Care for Advisors #19 |
Faegre Drinker |
| Dec 3 2019 |
SEC Proposes Significant Amendments to Investment Adviser Advertising Rule |
Cadwalader, Wickersham & Taft LLP |
| Dec 3 2019 |
SEC Provides Guidance and Proposes Amendments to Shareholder Proposal Rules |
Mintz |
| Dec 3 2019 |
Whom Do You Serve? Due Process Legality |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Dec 2 2019 |
First Circuit Hands Down Significant Private Equity Ruling in Sun Capital Litigation |
Faegre Drinker |
| Nov 27 2019 |
Sun Capital Update: First Circuit Reverses District Court’s “Partnership-in-Fact” Holding and Finds Private Equity Funds Not Part of Controlled Group and Not Liable for Portfolio Company’s Pension Liabilities |
Proskauer Rose LLP |
| Nov 27 2019 |
What do Antigua and Barbuda and Pension Trustees Have in Common? (And it’s Got Nothing to do With Rum or Pirates!) |
Squire Patton Boggs (US) LLP |
| Nov 27 2019 |
It’s Perfect! Or, Perfecting Security Interests in Intellectual Property |
Faegre Drinker |
| Nov 25 2019 |
When Summer Reading and Public Finance Tax Intersect – Tax-Exempt Bonds, Pop Culture, and the Town of Windthorst |
Squire Patton Boggs (US) LLP |
| Nov 25 2019 |
SEC Releases FY 2019 Whistleblower Program Annual Report |
Proskauer Rose LLP |
| Nov 22 2019 |
Glass Lewis Releases 2020 US Proxy Paper Guidelines |
Katten |
| Nov 22 2019 |
Maintaining Attorney-Client Privilege Over Communications with Consultants Involved in Internal Investigations |
Epstein Becker & Green, P.C. |
| Nov 21 2019 |
Over $2 Billion in Sanctions Ordered by the U.S. Securities and Exchange Commission |
Jackson Lewis P.C. |
| Nov 21 2019 |
Seventh Circuit Class Action Litigation | Fall 2019 |
Greenberg Traurig, LLP |
| Nov 21 2019 |
The ‘Inside Scoop’ – ‘Tips’ from the Cybersecurity Regulators |
Greenberg Traurig, LLP |
| Nov 21 2019 |
Court Rules Share Repurchase Is Not Subject To CGCL Limitations |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Nov 20 2019 |
SEC Proposes Rule Changes for Proxy Advisory Firms |
Vedder Price |
| Nov 20 2019 |
Best Interest Standard of Care for Advisors #18 |
Faegre Drinker |
| Nov 20 2019 |
Why Corporations Can't Act |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Nov 19 2019 |
Liquidity for Private Company Securities — Rule 144 |
Mintz |
| Nov 19 2019 |
SEC Proposes Modernizing Adviser Advertising and Cash Solicitation Rules |
Vedder Price |
| Nov 19 2019 |
SEC Proposes Amendments to Shareholder Proposal Rule |
Vedder Price |
| Nov 19 2019 |
Auditor’s Report Indicates that Cybersecurity Disclosures May Be Protected Under SOX |
Zuckerman Law |
| Nov 18 2019 |
SEC Proposes Expedited Review Process for Exemptive Applications |
Vedder Price |
| Nov 18 2019 |
California Board Gender Quota Law Challenged In Federal Court |
Allen Matkins Leck Gamble Mallory & Natsis LLP |
| Nov 18 2019 |
SEC Issues FAQs on Adviser Conflict Disclosure Practices |
Vedder Price |
| Nov 18 2019 |
SEC Extends Temporary Relief for MiFID II-Compliant Research Payments |
Vedder Price |
| Nov 18 2019 |
SEC Expands Jurisdiction to Sanctions Violations |
Squire Patton Boggs (US) LLP |
| Nov 18 2019 |
SEC Whistleblower Program Releases 2019 Annual Report |
Zuckerman Law |
| Nov 15 2019 |
The SEC in 2019: Doing More With Less |
Faegre Drinker |
| Nov 15 2019 |
FCA Supports SEC “No Action” Extension for MiFID II |
Katten |
| Nov 15 2019 |
DOJ Drops Insider Trading Charges After Guilty Plea Found Insufficient |
Faegre Drinker |
| Nov 14 2019 |
SEC Proposes Changes to Shareholder Proposal Rules |
Jones Walker LLP |
| Nov 14 2019 |
Update: FinCEN Issues 2019 Revised Regulations that Aim to Discover and Prevent Money Laundering |
ArentFox Schiff LLP |
| Nov 13 2019 |
SEC Proposes Modernizing Shareholder Proposal Rule |
Womble Bond Dickinson (US) LLP |
