Financial Institutions Banking

Published	Title	Organization
Sep 4 2015	New York Appellate Court Permits Discovery of Banking Information from Branches outside New York	Horwood Marcus & Berk Chartered
Sep 4 2015	CFTC Announces Upcoming Agricultural Advisory Committee Meeting	Katten
Sep 4 2015	NFA Announces Effective Date of Enhanced Retail Forex Requirements	Katten
Sep 4 2015	NFA Proposes Interpretive Notice on Information Systems Security Programs	Katten
Sep 4 2015	Update on HETA Asset Resolution AG re: Failed Austrian Bank	Squire Patton Boggs (US) LLP
Sep 4 2015	EMIR: European System of Central Banks Reports on CCPs Access to Central Bank Liquidity Facilities	Katten
Sep 4 2015	China Sneezes: Could Africans benefit from a devalued yuan?	Covington & Burling LLP
Sep 3 2015	Federal Housing Administration Move on PACE Showcases Program’s Possible Impact	Mintz
Sep 3 2015	Post-DMA, Federal Court of Appeals Broadly Interprets Jurisdictional Limitations of Anti-Injunction Act	McDermott Will & Schulte LLP
Sep 3 2015	Big Loss For Plaintiffs In High Frequency Trading Cases	Proskauer Rose LLP
Sep 3 2015	September 2015: Digital Single Market Policy, Energy and Climate Change, Internal Market, Financial Services - EU Policy Update	Covington & Burling LLP
Sep 3 2015	ESMA Publishes Advice on Extending the Marketing Passport Beyond Europe	Morgan, Lewis & Bockius LLP
Sep 2 2015	Proposed AML Regulations for Registered Investment Advisers Released by FinCEN	Proskauer Rose LLP
Sep 2 2015	CFTC Approves NFA Rules Affecting Forex Dealers	ArentFox Schiff LLP
Sep 2 2015	Recent IRS Guidance Prohibits Lump-Sum Windows for Pension Retirees, Updates Pension Mortality Tables for 2016	McDermott Will & Schulte LLP
Sep 2 2015	FinCEN Proposes New Rules for Investment Advisers	Faegre Drinker
Sep 2 2015	Crowdfunding 101: The Four Types You Need To Know	Foley & Lardner LLP
Sep 1 2015	Tibble v. Edison May Not Be Earth-Shattering, But It’s a Good Reminder That Process Matters	Morgan, Lewis & Bockius LLP
Sep 1 2015	DOL Clarifies Fiduciary Duties for Defined Contribution Plan Sponsors Offering Annuity Contracts	McDermott Will & Schulte LLP
Sep 1 2015	North Carolina Business Court Enjoins Enforcement Of High Interest Rate Loans Made By American Indian-Related Business	Brooks, Pierce, McLendon, Humphrey & Leonard, LLP
Aug 31 2015	Potential New Recovery Tool for Worldwide Fraud—Backwards Tracing	Horwood Marcus & Berk Chartered
Aug 31 2015	Bridging the Week: August 24 - 28 and 31, 2015 (Net Capital, Flash Boys, Forum Choice, AML, Investment Advisers and Regulatory Equivalency)	Katten
Aug 31 2015	August 2015 Compilation of Enforcement and Non-Enforcement Actions	Foley & Lardner LLP
Aug 31 2015	FinCEN Proposes New Anti-Money Laundering Rules for Investment Advisers	Katten
Aug 31 2015	Sanctions Regimes and Shipping Finance	Vedder Price
Aug 31 2015	Important Changes in UK Tax Law for U.S. Fund Managers	Vedder Price
Aug 30 2015	Bridging the Week: August 17 - 21 and 24, 2015 - Block Trades, Front Running, Failure to Supervise, Conflicted Audit, Exempt Clearinghouse	Katten
Aug 29 2015	ESMA Publishes Discussion Paper on EMIR Standards Relating to CCP Client Accounts	Katten
Aug 29 2015	Foreign Corrupt Practices Act (FCPA): Israel Beware – Trends in Enforcement	Mintz
Aug 28 2015	The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a Kill Switch for NOM	Katten
Aug 28 2015	What Happened to Edward Jones and Does it Impact Issue Price?	Squire Patton Boggs (US) LLP
Aug 28 2015	Anti-Money Laundering Program and Suspicious Activity Report Filing for Investment Advisers	Katten
Aug 28 2015	CPMI and IOSCO Publish Joint Consultative Report on the Global Harmonization of OTC UTI	Katten
Aug 28 2015	Bipartisan Policy Center Will Host a Panel Discussion on the EB-5 Program on September 17, 2015	Greenberg Traurig, LLP
Aug 28 2015	SEC Issues Risk Alert on Broker-Dealer Controls Regarding Retail Sales of Structured Securities Products	Katten

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