Financial Institutions Banking

Published	Title	Organization
Sep 25 2015	Federal Reserve To Require Same-Day Automated Clearing House Service	Katten
Sep 24 2015	SEC Enforcement Action Alleges an Adviser Failed to Adopt Adequate Cybersecurity Policies and Procedures; SEC Issues an Investor Alert on Data Theft	Katten
Sep 24 2015	Reminder for Investment Managers to Evaluate Form BE-180 Filing Obligations	Vedder Price
Sep 23 2015	Convertible Equity: The Founder’s Alternative to Convertible Debt	Varnum LLP
Sep 21 2015	SEC Files a Complaint and TRO against Seattle Developer Alleging Misuse of EB-5 Funds	Greenberg Traurig, LLP
Sep 21 2015	Advising Mortgage Lenders and Servicers Through Long-term Effects of Carson decision	Godfrey & Kahn S.C.
Sep 21 2015	Treasury and IRS Issue New Temporary Treasury Regulations	McDermott Will & Schulte LLP
Sep 21 2015	In Long-Running CAS Case, the Court of Federal Claims Rejects a Government Attempt to Get Another Bite at the Apple	Covington & Burling LLP
Sep 21 2015	Second Circuit Decision May Have Significant Implications for Whistleblowers and Their Employers	Katten
Sep 21 2015	Bridging the Week: September 14 to 18 and 21, 2015 (Virtual Currencies; Large Trader Reports; Leverage Ratio; Penson; Double Jeopardy; LME Position Limits)	Katten
Sep 21 2015	Wealth Management Update: September 2015	Proskauer Rose LLP
Sep 19 2015	ESMA Raises Market Risk Indicator for European Securities to Highest Level	Katten
Sep 18 2015	SEC Extends Specified Temporary Relief Related to Security-Based Swaps	Katten
Sep 18 2015	Foreign Goodwill No Longer Exempt from Gain Recognition on Outbound Transfers	Bilzin Sumberg
Sep 18 2015	BE-180 Deadline Approaching: Fund Managers, Private Funds, and Registered Investment Companies May Be Required to File	Morgan, Lewis & Bockius LLP
Sep 18 2015	CFTC Announces Proposal to Amend the Definition of “Material Terms” for Purposes of Swap Portfolio Reconciliation	Katten
Sep 17 2015	US Reporter Deadlines for Bureau of Economic Analysis BE-180 Report	Katten
Sep 17 2015	IRS Seeks Identities of Americans with Undisclosed Belize Bank Accounts	Foley & Lardner LLP
Sep 17 2015	Leading The Horses To Water: 401(k) Plan Re-enrollment and “Backsweeps”	Morgan, Lewis & Bockius LLP
Sep 17 2015	Asset-Level Data for Legacy Deals, and Risk Retention for Resecuritizations	Morgan, Lewis & Bockius LLP
Sep 17 2015	U.S. District Court Denies Motion to Dismiss Excessive Fee Case Against SEI Investments	Vedder Price
Sep 17 2015	Technical Difficulties at BNY Mellon Impact Processing of Net Asset Values	Vedder Price
Sep 17 2015	Seventh Circuit Affirms District Court on Remand in Jones v. Harris Associates	Vedder Price
Sep 17 2015	SEC Grants Petition for Review of Dismissal of Charges Against Investment Advisory Firm	Vedder Price
Sep 17 2015	SEC Commissioners Address Recent Commission Orders Against CCOs	Vedder Price
Sep 17 2015	FINRA Bars Former President Of Broker-Dealer Along With Former Registered Representatives	Proskauer Rose LLP
Sep 16 2015	Online Payment Systems Technology in China—Trojan Horse or Forbidden Fruit?	Morgan, Lewis & Bockius LLP
Sep 16 2015	Pay to Play: Appellate Division Upholds Ruling that Payment is Required to Qualify for Champerty Safe Harbor Provision	Sheppard, Mullin, Richter & Hampton LLP
Sep 16 2015	SEC to Conduct Second Round of Cybersecurity Examinations	Proskauer Rose LLP
Sep 16 2015	Justice Friedman Allows Breach of Fiduciary Duty Claim to Proceed Against Corporate Directors Under Delaware Law	Sheppard, Mullin, Richter & Hampton LLP
Sep 16 2015	Credit Bidding and Obtaining Confirmation of Sheriff's Sales of Mortgaged Real Estate	von Briesen & Roper, s.c.
Sep 16 2015	Understanding the Promontory Agreement re: Financial Services	Vedder Price
Sep 15 2015	Small Business Lending Fund Rates Poised to Jump	ArentFox Schiff LLP
Sep 15 2015	2nd Circuit Expands Dodd-Frank Anti-retaliation Protection To Cover Internal Whistleblowing	Epstein Becker & Green, P.C.
Sep 14 2015	MLP Qualifying Income – IRS Releases First PLRs Since Issuance of Proposed Regulations	Bracewell LLP

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