Financial Institutions Banking

Published between:
Published Title Organization
Oct
2
2015
 Tax Court Decision in Altera Overturns Important Transfer Pricing Regulations McDermott Will & Schulte LLP
Oct
2
2015
 CFTC Extends Relief for Eurex Clearing and US Clearing Members Katten
Oct
2
2015
 CFPB Finalizes Rule to Ease Rules for Small Creditors Katten
Oct
2
2015
 Banking Agencies Announce EGRPRA Meeting Katten
Oct
2
2015
 CFTC Permits ICE Trade Vault to Accept Interest Rate and Foreign Exchange Swaps Katten
Oct
2
2015
 OCC Announces Update to Accounting Interpretations On TDRs, OREO and Pushdown Accounting Katten
Oct
2
2015
 CFTC Extends Relief from Electronic OCR Requirements Katten
Oct
2
2015
 FINRA Provides Guidance on Liquidity Risk Management Practices Katten
Oct
2
2015
 Reply Brief filed in Spokeo v. Robins – Oral Argument next on Nov. 2 Foley & Lardner LLP
Oct
2
2015
 Institutional Shareholder Services (ISS) Publishes Results of 2015–2016 Annual Global Policy Survey Katten
Oct
2
2015
 FINRA Files Proposed Rule Change to Amend Margin Requirements for the TBA Market Katten
Oct
2
2015
 SEC Equity Market Structure Advisory Committee Squire Patton Boggs (US) LLP
Oct
2
2015
 Do Public Pension Funds Breach Their Fiduciary Duties By Pursuing Social Issue Proposals? Allen Matkins Leck Gamble Mallory & Natsis LLP
Oct
1
2015
 HSR Enforcement Continues Swiftly: $240K Settlement Announced with FTC for Failure to File Proskauer Rose LLP
Oct
1
2015
 German Creditors Challenge Failure of Austrian Hypo Alpe- Adria- Bank Squire Patton Boggs (US) LLP
Oct
1
2015
 IRS Provides Guidance on Fund of Funds Faegre Drinker
Oct
1
2015
 Coding Errors Lead To SEC Sanctions for High-Frequency Trading Firm Proskauer Rose LLP
Oct
1
2015
 North American Securities Administrators Association (NASAA) Mistakes The Principal Allen Matkins Leck Gamble Mallory & Natsis LLP
Sep
29
2015
 CFTC Proposes Supplemental Rulemaking to Modify Aggregation Provisions of Position Limit Rules ArentFox Schiff LLP
Sep
29
2015
 U.S. Court Dismisses Foreign Residents’ Foreign-Law Claims Arising from Securities Purchased on U.S. Markets Proskauer Rose LLP
Sep
29
2015
 Insider Trading and Administrative Courts - More on Two Hot Topics That Have Now Converged Barnes & Thornburg LLP
Sep
28
2015
 Can Alphabet Soup Fix Puerto Rico’s Debt Service Issues? Mintz
Sep
28
2015
 CFTC Proposes Revisions to Pending Aggregation Rules Katten
Sep
28
2015
 CFTC Seeks Comment on Japan Securities Clearing Corporation’s Petition for Exemption from DCO Registration Katten
Sep
28
2015
 A Primer on Grantor Retained Annuity Trusts - Part Three - GRATS for Closely Held Stock and Partnerships ArentFox Schiff LLP
Sep
27
2015
 CFTC Modifies Position Limit Aggregation Proposal Katten
Sep
26
2015
 CFTC Issues Guidance on “Firm or Forced Trades” Process Katten
Sep
26
2015
 SEC: 2015 Examination Priorities – Cybersecurity Compliance and Controls Bracewell LLP
Sep
26
2015
 Determination of Clerk at Foreclosure Hearing is Binding in Subsequent Litigation Poyner Spruill LLP
Sep
26
2015
 IRS Addresses RIC Asset Diversification Requirements Katten
Sep
26
2015
 FCA Publishes New Supervisory Approach for Regulated Firms in UK Katten
Sep
25
2015
 CFTC Issues Guidance on CFTC Requirements for DCOs and the Principles for Financial Market Infrastructures Katten
Sep
25
2015
 Considering Selling Your Company? Tip #3: Understand the Current Funding Environment Foley & Lardner LLP
Sep
25
2015
 New York Stock Exchange Amends Timely Alert Policy Bracewell LLP
Sep
25
2015
 CFTC Grants DCO Registration to Nodal Clear Katten
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