Financial Institutions Banking

Published between:
Published Title Organization
Oct
22
2015
 SEC Chair Calls for Reexamination of Treasury Market Regulations in Light of High Speed Electronic Trading Proskauer Rose LLP
Oct
21
2015
 BlackRock Launches Impact U.S. Equity Fund Womble Bond Dickinson (US) LLP
Oct
21
2015
 CFTC Accuses Firm Manually Entering Orders Of Spoofing Scheme That Fooled Algorithmic Traders Proskauer Rose LLP
Oct
20
2015
 SEC Cybersecurity Update Proskauer Rose LLP
Oct
20
2015
 Monthly Futures Exchange Issuance Report: September 2015 Bracewell LLP
Oct
20
2015
 SEC Approves New Rule Requiring BrokerCheck Link on Websites Greenberg Traurig, LLP
Oct
19
2015
 Response to Consumer Financial Protection Bureau’s Recent Compliance Bulletin on MSAs Foley & Lardner LLP
Oct
19
2015
 Bridging the Week: October 12 to 16 and 19, 2015 (Pre-Arranged Trades, Wash Sales, Spoofing, CCO Liability, Non-Disclosure, IBs) Katten
Oct
19
2015
 House Financial Services Committee Puts Spotlight on Housing; DOL to Make Changes to Fiduciary Rule Squire Patton Boggs (US) LLP
Oct
19
2015
 Senate Takes on Sanctuary Cities; House Considers Legislation on Debt Limit, Reconciliation Squire Patton Boggs (US) LLP
Oct
17
2015
 The Consumer Finance Protection Bureau Takes Aim at Class Action Waivers in Arbitration Clauses Armstrong Teasdale
Oct
17
2015
 ESMA Update to the European Parliament on the Extension of the AIFMD Passport to Non-EU AIFMs Katten
Oct
16
2015
 FINRA Requests Comment on Revised Price Disclosure Information Standards for Corporate and Agency Debt Securities Katten
Oct
16
2015
 US Withholding Tax on Dividend Equivalent Payments Under Swaps Katten
Oct
16
2015
 National Futures Association Issues Updated Self-Examination Questionnaire Katten
Oct
16
2015
 CFTC Further Extends No-Action Relief for Certain Package Transaction Swaps Katten
Oct
16
2015
 European Commission Launches Call for Evidence on Financial Services Regulation Katten
Oct
15
2015
 SEC Settles First Charges Brought Under Distribution-in-Guise Initiative Vedder Price
Oct
15
2015
 SEC Settles Charges Against Investment Adviser for Failing to Adopt Adequate Cybersecurity Policies and Procedures in Advance of Data Breach Vedder Price
Oct
15
2015
 FinCEN Proposes Anti-Money Laundering Rules for Registered Investment Advisers Vedder Price
Oct
15
2015
 FINRA Releases Revised 4210 Margin Rule Proposal Morgan, Lewis & Bockius LLP
Oct
15
2015
 U.S. Supreme Court Denies Defendants’ Petition for Certiorari in Schwab Case Relating to Violation of Fundamental Investment Policies Vedder Price
Oct
15
2015
 Standing of Petrobras Opt-Out Plaintiffs Challenged Mintz
Oct
15
2015
 SEC Issues Final Rule for Removal of Certain References to Credit Ratings and Amends the Issuer Diversification Requirement in the Money Market Fund Rule Vedder Price
Oct
15
2015
 SEC Proposes New Liquidity Risk Management Rules for Mutual Funds and ETFs Vedder Price
Oct
15
2015
 Coming Down Pipeline: US Energy Credit Lines Face 35-40% Cuts Squire Patton Boggs (US) LLP
Oct
14
2015
 The Conference of State Bank Supervisors Adopts Model Regulatory Framework for Virtual-Currency Businesses Morgan, Lewis & Bockius LLP
Oct
14
2015
 A Shift of Emphasis at the DOJ – the Yates Memo Greenberg Traurig, LLP
Oct
14
2015
 British Columbia (Canada) Introduces Uniform Franchise Legislation, Could Take Effect in 2016 Dickinson Wright PLLC
Oct
14
2015
 The UK New SIP 16 and Pre-pack Pool Squire Patton Boggs (US) LLP
Oct
14
2015
 D.C. District Court Explains “Extreme Deference” Granted to OFAC Holland & Hart LLP
Oct
13
2015
 EU Loan Market Association’s East Africa, Nigeria and Zambia Facility Agreement Update Greenberg Traurig, LLP
Oct
13
2015
 SEC Charges Investment Adviser for Failure to Disclose Acceleration of Monitoring Fees and Discounts on Legal Fees Sheppard, Mullin, Richter & Hampton LLP
Oct
13
2015
 European Commission Publishes Action Plan on Building Capital Markets Union Morgan, Lewis & Bockius LLP
Oct
13
2015
 Monthly China Anti-Bribery Update Report — September 2015 Squire Patton Boggs (US) LLP
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