Financial Institutions Banking

Published	Title	Organization
Oct 30 2015	CFTC Exempts a Japanese Clearing Organization and Korean Exchange From Derivatives Clearing Organization Registration	Katten
Oct 30 2015	October 2015 Compilation of Enforcement and Non-Enforcement Actions	Foley & Lardner LLP
Oct 30 2015	Institutional Shareholder Services Releases 2016 Draft Voting Policy Changes for Comment	Katten
Oct 30 2015	SEC Issues Guidance on Rule 14a-8(i)(9) and Rule 14a-8(i)(7)	Katten
Oct 30 2015	Trade Creditors Protect Yourselves: RadioShack Filing Bankruptcy Preference Complaints	Stark & Stark
Oct 30 2015	Federal Reserve Issues Guidance on Waiving of Examinations Prior to Membership or Merger Into a State Member Bank	Katten
Oct 29 2015	Recent MCDC Settlements Provide Guidance Concerning Scope of Materiality in Continuing Disclosure Obligations	Foley & Lardner LLP
Oct 29 2015	Israeli Startups in NYC	Greenberg Traurig, LLP
Oct 28 2015	The Insider Trading Cartoon Series Vol. I — Classical Theory	Brooks, Pierce, McLendon, Humphrey & Leonard, LLP
Oct 28 2015	FCC May Ease the Way for Foreign Investment in Telecommunications Industry	Morgan, Lewis & Bockius LLP
Oct 28 2015	CFPB Wants to Eliminate “Free Pass” of Class-Action Waivers in Consumer Arbitration Agreements	Greenberg Traurig, LLP
Oct 28 2015	Office of Foreign Asset Control (OFAC) Issues False Hit List Guidance	Dinsmore & Shohl LLP
Oct 28 2015	California’s Secured Promissory Note Exemption	Allen Matkins Leck Gamble Mallory & Natsis LLP
Oct 28 2015	European Court Gives Bitcoin a Tax-Free Boost	Proskauer Rose LLP
Oct 28 2015	ISS Proposes Changes to Guidelines in France, Canada and Brazil	Squire Patton Boggs (US) LLP
Oct 27 2015	Ninth Circuit Rejects Adverse-Interest Exception in Fraud-on-the Market Securities Class Actions	Proskauer Rose LLP
Oct 27 2015	Update from Coscia Trial re: Financial Regulation	Barnes & Thornburg LLP
Oct 27 2015	Investment Management Legal and Regulatory Update - October 2015	Godfrey & Kahn S.C.
Oct 26 2015	SEC Enforcement Actions Up in 2015	Greenberg Traurig, LLP
Oct 26 2015	Consumer Finance Protection Bureau Takes Aim at Class Action Waivers	Michael Best & Friedrich LLP
Oct 26 2015	Bridging the Week: October 19 to 23 and 26, 2015 (Automated Trading Controls; Too Much Regulation; Spoofing; Evasion; Customer Funds Investments)	Katten
Oct 26 2015	House To Take On Ex-Im, Fiduciary Rule; Fed, SEC To Hold Meetings	Squire Patton Boggs (US) LLP
Oct 26 2015	Nasdaq Issues Guidance on Post-Market Close Release of Material News	Hunton Andrews Kurth
Oct 26 2015	Canadian Bankruptcy Considerations in Factoring Transactions	Dickinson Wright PLLC
Oct 26 2015	President Obama Hosts Indonesian President; Congress Scrutinizes The U.S. Middle East Policy; House Vote Ahead On Reauthorization Of The U.S. Ex-Im Bank	Squire Patton Boggs (US) LLP
Oct 24 2015	Africa Update OCTOBER 22, 2015	Mintz
Oct 24 2015	ESMA Publishes Responses to the Consultation on Draft RTS Under the ELTIF Regulation	Katten
Oct 23 2015	CFTC Chair Discusses the CFTC’s Response to Algorithmic Trading	Proskauer Rose LLP
Oct 23 2015	Financial Regulators Adopt Final Margin Rules for Non-Cleared Swaps	Katten
Oct 23 2015	Market Timing: What You Need to Know [VIDEO]	Foley & Lardner LLP
Oct 23 2015	FDIC Board Votes to Increase DIF to 1.35 Percent of Insured Deposits	Katten
Oct 23 2015	European Supervisory Authorities Consult on AML-CFT Guidelines	Katten
Oct 23 2015	New Law Attempts To Clarify Legal Status Of LLC Employee Membership Purchase And Option Plans	Allen Matkins Leck Gamble Mallory & Natsis LLP
Oct 22 2015	CFTC Brings Enforcement Action for Swap Reporting Violations	Proskauer Rose LLP
Oct 22 2015	Central Bank of Myanmar Revokes Foreign Exchange Licenses	Greenberg Traurig, LLP

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