Financial Institutions Banking

Published	Title	Organization
Nov 18 2015	SEC Seeks to Bring Down Ponzi Scheme Selling Life Settlements	Faegre Drinker
Nov 18 2015	Opportunities in Derivatives for Community and Regional Banks	Vedder Price
Nov 17 2015	Treasury/IRS Publishes Final Hybrid Plan Regulations	Morgan, Lewis & Bockius LLP
Nov 17 2015	Columbia Law Review Study of Fee Awards in Securities Class Actions Yields Surprising Results	Mintz
Nov 16 2015	SEC Chastised; Cybersecurity; Hacking; Supervision; Compliance Outsourcing; the Cloud - Bridging the Week: November 9 - 13 and 16, 2015 [VIDEO]	Katten
Nov 16 2015	Premium Financing-Pros May Outweigh Cons [PODCAST]	Odin, Feldman & Pittleman, P.C.
Nov 16 2015	Senate to Vote on District Judge; House to Take Up Financial Services Legislation	Squire Patton Boggs (US) LLP
Nov 16 2015	Banking Committee Working on Reform Package; SEC to Hold Meetings, Focus on Fiduciary Rule	Squire Patton Boggs (US) LLP
Nov 15 2015	Agencies Find Weaknesses in Shared National Credits	Katten
Nov 14 2015	CFTC Provides Responses to Frequently Asked Questions Regarding Commission Form CPO-PQR and CTA-PR	Katten
Nov 14 2015	Wealth Management Update: November 2015	Proskauer Rose LLP
Nov 14 2015	FINRA Issues Investor Alert Regarding IRS Phone Scam	Katten
Nov 13 2015	FFIEC Issues New IT Management Booklet	Katten
Nov 13 2015	CFTC Extends Swap Data Reporting Relief to Certain Non-US SDs and MSPs	Katten
Nov 13 2015	Agencies Issue Guidance on Capital Deduction Methodology	Katten
Nov 13 2015	NFA Issues Notice to CPOs and CTAs Regarding EasyFile Logistics for CTA FORM PR and CPO Form PQR	Katten
Nov 13 2015	OCIE Issues Risk Alert on Use of Outsourced Chief Compliance Officers	Greenberg Traurig, LLP
Nov 13 2015	It’s Official: SEC Publishes Final Rules for Investment Crowdfunding	Varnum LLP
Nov 13 2015	Recent FCA Commentary on Internal Investigations by Firms	Katten
Nov 13 2015	ESMA Reopens Consultation on Indirect Clearing Arrangements	Katten
Nov 13 2015	Comptroller Revises Credit Card Lending; Announces Rescissions	Katten
Nov 13 2015	Monthly Futures Exchange Issuance Report: October 2015	Bracewell LLP
Nov 13 2015	FINRA Issues Notice on Mandatory Participation of Member Firms in FINRA’s BC/DR Testing	Katten
Nov 13 2015	FDIC Issues Advisory on Effective Risk Management Practices for Purchased Loans and Purchased Loan Participations	Katten
Nov 13 2015	European Commission Acknowledges Year’s Delay to Implementation of MiFID II May Be Necessary	Katten
Nov 13 2015	As Litigation Risk Increases, Private Equity Sponsors Should Re-Evaluate Their Professional Liability Insurance Programs	Proskauer Rose LLP
Nov 13 2015	UK Financial Conduct Authority Signals Significant Changes to FCA Handbook Arising From EU Market Abuse Regulation	Morgan, Lewis & Bockius LLP
Nov 13 2015	Administrative Review Board Rejects CFPA Whistleblower Claim On Protected Activity Grounds	Proskauer Rose LLP
Nov 12 2015	MassDEP Agrees to Settlements with Financial Institutions to Resolve Alleged Violations of Massachusetts Environmental Laws at Bank Owned Properties	Beveridge & Diamond PC
Nov 12 2015	CME Group Warns Market Participants to Supervise Automated Trading Systems	ArentFox Schiff LLP
Nov 12 2015	CalPERS To Consider Support For Corporate Political Spending Disclosure Mandate	Allen Matkins Leck Gamble Mallory & Natsis LLP
Nov 11 2015	Spokeo Oral Argument Before the U.S. Supreme Court	Greenberg Traurig, LLP
Nov 11 2015	Prudent Process Usually Means Prudent Investment	Squire Patton Boggs (US) LLP
Nov 11 2015	North Carolina Business Court Turns 100 with Home Depot Case	Brooks, Pierce, McLendon, Humphrey & Leonard, LLP
Nov 10 2015	Tenancy by Entirety Not Defense to Mortgage Foreclosure Case When Both Spouses Signed Letter of Direction to Trustee of Land Trust	Horwood Marcus & Berk Chartered

Subscribe to Financial Institutions Banking

Trending News

Financial Institutions Banking

Legal Disclaimer