Financial Institutions Banking

Published between:
Published Title Organization
Dec
16
2015
 California Launches Inquiry into Marketplace Lenders Morgan, Lewis & Bockius LLP
Dec
16
2015
 EMIR Mandatory Clearing Will Start On 21 June 2016 Squire Patton Boggs (US) LLP
Dec
15
2015
 Need for Speed: FAST Act Impacts Securities Laws Faegre Drinker
Dec
15
2015
 Monthly China Anti-Bribery Update Report — November 2015 Squire Patton Boggs (US) LLP
Dec
15
2015
 Payments of Transaction-Based Compensation by FINRA Members – A Changing Game for Asset Purchases, Selling Groups and Retiring Representatives Stark & Stark
Dec
15
2015
 First Circuit Overturns SEC Commissioners’ Sanctions Order Mintz
Dec
15
2015
 Proposed CFTC Regulation To Impact Algorithmic Trading and Traders Katten
Dec
15
2015
 FAST Act Amends JOBS Act and Creates New Private Resale Exemption Hunton Andrews Kurth
Dec
15
2015
 Debate Intensifies on Best Strategy to Recover Foreign Securities Losses Mintz
Dec
14
2015
 First Circuit Overturns SEC Ruling in Flannery v. SEC Morgan, Lewis & Bockius LLP
Dec
14
2015
 SEC Proposes Requirements for Funds’ Use of Derivatives and Other Financial Transactions Morgan, Lewis & Bockius LLP
Dec
14
2015
 Bridging the Week: December 7 - 11 and 14, 2015 (Investment Companies and Derivatives; Attempted Manipulation; HFTs; Conviction Overturned) Katten
Dec
14
2015
 Impact Investing Makes Huge Leap Forward with OPIC’s Investment in LeapFrog Greenberg Traurig, LLP
Dec
14
2015
 Now There Are Tax Transcripts In Lieu of Estate Tax Closing Letters Holland & Hart LLP
Dec
14
2015
 ‘Harvest’ Built-in Losses to Offset Capital Gains – Trade Rule Greenberg Traurig, LLP
Dec
12
2015
 Undivided Portion and Qualified Equity re: Final Treasury Regulations Squire Patton Boggs (US) LLP
Dec
12
2015
 Ban on Short Selling Shares of Five Greek Banks Extended Katten
Dec
11
2015
 CFTC Issues Sweeping Proposed Rulemaking Regarding Automated Trading Greenberg Traurig, LLP
Dec
11
2015
 Federal Deposit Insurance Corporation Updates Compliance Examination Manual Morgan, Lewis & Bockius LLP
Dec
11
2015
 CFTC Extends Continued No-Action Relief From Certain Recordkeeping Requirements Katten
Dec
11
2015
 FINRA Issues Notice on Member Website References and Hyperlinks to BrokerCheck Katten
Dec
11
2015
 Tennessee Company to Pay $70 Million for False Claims Act Violations Arising from FHA-Insured Mortgage Lending Polsinelli PC
Dec
11
2015
 NFA Issues Notice on Inclusion of Legal Entity Identifiers in Swap Dealer/Major Swap Katten
Dec
11
2015
 FINRA Issues Notice on Providing Stock Quotations to Customers Katten
Dec
11
2015
 CFTC To Hold an Open Commission Meeting To Consider Final and Proposed Rules Katten
Dec
11
2015
 FAST Act Legislation and Impact on Securities Law Katten
Dec
11
2015
 Federal Highway Bill Eliminates Annual Privacy Notice Requirement for Financial Institutions Katten
Dec
11
2015
 ESMA Publishes Updated Q&A on AIFMD Katten
Dec
11
2015
 Sellers May Find FAST Act To Be Not So Fast Allen Matkins Leck Gamble Mallory & Natsis LLP
Dec
11
2015
 Insider Trading Cartoon Series, Vol. IV — Rank-and-File Employees [VIDEO] Brooks, Pierce, McLendon, Humphrey & Leonard, LLP
Dec
10
2015
 Basel Committee Continues to Tweak Basel III Standardized Approach Morgan, Lewis & Bockius LLP
Dec
10
2015
 Helping Government Investigate Alleged “Fraud” Is Insufficient To Support Retaliation Claim McDermott Will & Schulte LLP
Dec
10
2015
 Fixing America's Surface Transportation Act of 2015 Vedder Price
Dec
10
2015
 Highway Bill Includes Changes to Registration, Privacy and Other Securities Laws Faegre Drinker
Dec
9
2015
 Top 10 Largest Shareholders of Non-Publicly Traded Foreign Corporation May be Held Liable for Unpaid Wages for Services Performed in New York State Mintz
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