Financial Institutions Banking

Published	Title	Organization
Jan 2 2016	Update on the EU’s Proposed Regulation on Securitisation and its Potential Impact on US Market Participants	Cadwalader, Wickersham & Taft LLP
Dec 30 2015	Asset Protection Devices in the British Virgin Islands That Creditors Need to Understand	Horwood Marcus & Berk Chartered
Dec 30 2015	France Names 18 Specialised Commercial Courts to Deal with Largest Insolvencies	Squire Patton Boggs (US) LLP
Dec 29 2015	December 2015: A Compilation of Finance Enforcement and Non-Enforcement Actions	Foley & Lardner LLP
Dec 29 2015	Tenth Circuit Refuses to Allow Guarantors to Shirk Guaranty Liability by Relying on Primary Obligor’s Confirmed Plan	Holland & Hart LLP
Dec 25 2015	FINRA and MSRB Propose New Pay-to-Play Restrictions on Broker-Dealer Solicitors and Municipal Advisors; Rules Will Trigger SEC Investment Advisor Third-Party Solicitation Ban	Greenberg Traurig, LLP
Dec 24 2015	First Circuit Offers Rebuke to SEC in Vacating Sanctions Order	Greenberg Traurig, LLP
Dec 23 2015	Any Congressional Action on Proposed DOL Fiduciary Rule Postponed to 2016	Morgan, Lewis & Bockius LLP
Dec 23 2015	Federal Securities Law Implications of FAST Act	Morgan, Lewis & Bockius LLP
Dec 23 2015	CFTC Proposes New Cybersecurity Rules	ArentFox Schiff LLP
Dec 23 2015	Preemption Of Secondary Trading Is Fast Becoming More Obscure re: Securities	Allen Matkins Leck Gamble Mallory & Natsis LLP
Dec 22 2015	OFAC Actions Against Russia Increase Certainty for Compliance Programs	Holland & Hart LLP
Dec 21 2015	FINRA Arbitration Task Force Fails To Reach Consensus On Many Major Issues	Proskauer Rose LLP
Dec 21 2015	Mortgage Reformation in Pennsylvania	Stark & Stark
Dec 21 2015	Bridging the Week: December 14 - 18 and 21, 2015 - EFRPs; Wash Sales; Manipulation; Margin; Conflicts of Interest; Fingerprinting; Audit Trail [VIDEO]	Katten
Dec 21 2015	CFTC Settles Gas Index Manipulation Claim While FERC Allegations Remain	Bracewell LLP
Dec 19 2015	UK Financial Conduct Authority Consultation on Implementation of MiFID II in UK Rules	Katten
Dec 18 2015	Banking Agencies Issue Cautionary Statement on Commercial Real Estate Lending	Morgan, Lewis & Bockius LLP
Dec 18 2015	SEC Division of Corporation Finance Issues New CDIs on Fixing America’s Surface Transportation Act	Katten
Dec 18 2015	Federal Banking Agencies Seek Comment on Interagency Effort to Reduce Regulatory Burden	Katten
Dec 18 2015	CFTC Adopts Final Margin Rules for Swap Dealers	Katten
Dec 18 2015	Monthly Futures Exchange Issuance Report: November 2015	Bracewell LLP
Dec 18 2015	OCC Issues Recovery Proposal for Institutions With Assets of $50 Billion or More	Katten
Dec 18 2015	Martin Shkreli Arrested for Alleged Securities Fraud Scheme	Stark & Stark
Dec 18 2015	FDIC Finalizes Change of Control Rules	Katten
Dec 18 2015	CFTC Proposes Cybersecurity Testing for DCOs, DCMs, SEFs and SDRs	Katten
Dec 18 2015	FDIC Warns Banks About Risks of Marketplace Lending	Michael Best & Friedrich LLP
Dec 17 2015	Tennessee District Court Limits Scope of Dodd-Frank Whistleblower Claim	Proskauer Rose LLP
Dec 17 2015	New IRS Guidance Regarding Barrier Options	Greenberg Traurig, LLP
Dec 17 2015	New Wisconsin Law Prohibits Claims Based on Oral Credit Agreements	von Briesen & Roper, s.c.
Dec 16 2015	ICI and IDC Survey Shows Fund Boards Follow Strong Governance Practices	Vedder Price
Dec 16 2015	OCIE Issues Risk Alert Regarding Advisers and Funds that Outsource Their CCOs	Vedder Price
Dec 16 2015	Congressional Spending Bill Shuts Down Key Goals of Campaign Finance Reform Community	Covington & Burling LLP
Dec 16 2015	U.S. District Court Grants Defendants’ Motion to Dismiss in PIMCO Case Relating to Violation of Investment Policies	Vedder Price
Dec 16 2015	California Launches Inquiry into Marketplace Lenders	Morgan, Lewis & Bockius LLP

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