Financial Institutions Banking

Published between:
Published Title Organization
Jan
25
2016
Resource Extraction Rule: SEC Puts More Time On The Clock Allen Matkins Leck Gamble Mallory & Natsis LLP
Jan
24
2016
ESMA Publishes European Commission Letter on AIFMD Passport Katten
Jan
23
2016
Increased Government Scrutiny of Ads on Social Media Expected in 2016 Armstrong Teasdale
Jan
22
2016
CFTC Issues Order Delegating to the NFA Certain Functions Related to Notices of Swap Valuation Disputes Katten
Jan
22
2016
FinCEN Regulations Will Aim to Discover and Prevent Money Laundering ArentFox Schiff LLP
Jan
22
2016
Extension of Time-Limited, Conditional No-Action Relief Regarding Masking Certain Reportable Identifying Information Katten
Jan
22
2016
FINRA Issues Notice on the Application of the Mark-Up Rule to Exempted Government Securities Transactions Katten
Jan
22
2016
FTC Announces Revised Hart-Scott-Rodino Filing Thresholds Katten
Jan
21
2016
New Section 4(a)(7): More Than Codification of Section “4(a)(1½)” Mintz
Jan
21
2016
SEC and FINRA Name EB-5 Priority in 2016 Greenberg Traurig, LLP
Jan
21
2016
Supreme Court: ERISA Plan Cannot Recover Settlement Funds That Have Been Spent Jackson Lewis P.C.
Jan
21
2016
IRS Announces Reduced VCP Compliance Fees: Voluntary Correction Program McDermott Will & Schulte LLP
Jan
21
2016
First OFAC Sanctions Penalty of 2016 Continues Clear Trend of Enforcement Prioritization Holland & Hart LLP
Jan
20
2016
Supreme Court Grants Certiorari in Salman Barnes & Thornburg LLP
Jan
20
2016
FinCEN Targets High-Value Real Estate Transactions in New York and Miami Cadwalader, Wickersham & Taft LLP
Jan
20
2016
Global Outsourcing Industry Finishes Strong in 2015 Morgan, Lewis & Bockius LLP
Jan
20
2016
Fourth Circuit Has Mostly Good News for Mortgage Lenders on Claims for Unconscionable Loans Steptoe & Johnson PLLC
Jan
19
2016
SEC Issues Fines for Pay-to-Play Violations That Predate Pay-to-Play Rule Covington & Burling LLP
Jan
19
2016
Equity Plan Considerations for IPO Companies Morgan, Lewis & Bockius LLP
Jan
19
2016
SEC Issues Guidance on Mutual Fund Payment of Distribution Fees to Intermediaries Katten
Jan
19
2016
UPDATE: Challenges to Standing of Petrobras Opt-Out Plaintiffs Denied Mintz
Jan
19
2016
Excluding Your Gains on Small Business Investments Mintz
Jan
19
2016
Bridging the Week: January 11 – 15 and 19, 2016 (Part 30; Short Sales; Attempted Manipulation; Another Exam; More Capital, Billions) Katten
Jan
17
2016
President Obama Signs SBIC Advisers Relief Act into law; Long-awaited clarification of Registration Exemptions for Advisers to SBICs ArentFox Schiff LLP
Jan
17
2016
UK Financial Conduct Authority (FCA) Trade Association Roundtable on MiFID II Implementation Katten
Jan
16
2016
EU Bonus Cap: EBA Publishes Guidelines on Sound Remuneration Policies and Separate Opinion on Proportionality Katten
Jan
15
2016
Study Shows Dramatic Rise in the SEC’s Use of its Administrative Court for Enforcement Actions Greenberg Traurig, LLP
Jan
15
2016
New Antidumping and Countervailing Duty Petitions on Certain Biaxial Integrated Geogrid Products from China Faegre Drinker
Jan
15
2016
CFTC Technology Advisory Committee To Meet on January 26 Katten
Jan
15
2016
SEC 2016 Examination Priorities Focus on ETFs, Cybersecurity and Liquidity Controls for Fixed-Income Funds Katten
Jan
15
2016
CFTC Issues No-Action Relief From the Swap Clearing Requirements for Small Bank Holding Companies, Small Savings and Loan Holding Companies, and Certain Community Development Financial Institutions Katten
Jan
15
2016
Electronic Filing of Broker-Dealer Annual Reports ArentFox Schiff LLP
Jan
14
2016
SEC Requests Public Comment on Transfer Agent Regulation Proposal and Concept Release Morgan, Lewis & Bockius LLP
Jan
14
2016
More Maladroit Drafting From SEC Allen Matkins Leck Gamble Mallory & Natsis LLP
Jan
13
2016
SEC Issues Guidance Regarding Mutual Fund “Distribution-in-Guise” Payments ArentFox Schiff LLP
 
NLR Logo
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters.

 

Sign Up for any (or all) of our 25+ Newsletters