Financial Institutions Banking

Published between:
Published Title Organization
Feb
25
2016
 Auditing Standard 18 Ramifications for Management’s Related Party Representations Morgan, Lewis & Bockius LLP
Feb
25
2016
 Bankruptcy: “Structured Dismissals” within Tenth Circuit Holland & Hart LLP
Feb
24
2016
 SEC Speaks 2016: Enforcement Panels Double Down on Use of Data Analytics Morgan, Lewis & Bockius LLP
Feb
24
2016
 German Administrator of Maple Bank GmbH seeks Chapter 15 Recognition in US Squire Patton Boggs (US) LLP
Feb
23
2016
 FINRA Seeks Input From Brokerage Firms on ‘Cultural Values’ Greenberg Traurig, LLP
Feb
23
2016
 Algorithmic Trading Regulation With Enforcement Edge ArentFox Schiff LLP
Feb
23
2016
 Highlights From SEC Speaks 2016: Enforcement and Litigation Trends Vedder Price
Feb
23
2016
 Unlocking SAFE – Alternative to Convertible Notes Foley & Lardner LLP
Feb
23
2016
 Treasury Proposes Definition of “Political Subdivision” for Tax-Exempt Bonds Squire Patton Boggs (US) LLP
Feb
22
2016
 Role of Office of Foreign Assets Control (OFAC) in EB-5 Application Process Greenberg Traurig, LLP
Feb
22
2016
 Iran Secondary Sanctions Relaxation: Effect on Shipping and Related Activities Morgan, Lewis & Bockius LLP
Feb
22
2016
 CFTC Staff Clarifies Registration Relief Available to Non-US Asset Managers Morgan, Lewis & Bockius LLP
Feb
22
2016
 Continuing Downward Spiral of Multi-Employer Pension Plan Jackson Lewis P.C.
Feb
22
2016
 Bridging the Week: February 15 – 19 and 22, 2016 (Culture; False Documents; Home Court Advantage; Trade Options; Automated Trading Systems) Katten
Feb
22
2016
 International Tax Reform Takes Center Stage; IRS Holds Meeting on Special Enrollment Examination User Fees Squire Patton Boggs (US) LLP
Feb
22
2016
 Financial Services Lawmakers Set Agenda for 2016 and Look for Solution to Puerto Rico’s Debt Crisis; CFPB, SEC, OFR All Hold Meetings Squire Patton Boggs (US) LLP
Feb
21
2016
 ESMA Publishes Discussion Paper on European Benchmarks Regulation Katten
Feb
20
2016
 ESMA Publishes First Supervisory Convergence Work Programme Katten
Feb
19
2016
 CFTC Designates NFA as SDR Data Recipient Katten
Feb
19
2016
 CFTC Grants Relief to Certain Non-U.S. Intermediaries Katten
Feb
19
2016
 FDIC and SEC Jointly Propose Orderly Liquidation Rules for Large Broker-Dealers Morgan, Lewis & Bockius LLP
Feb
19
2016
 CFTC Grants Relief for End Users from Trade Option Filing Requirements Katten
Feb
19
2016
 SEC Issues No-Action Letters With Respect to Rule 14a-8(i)(10) Katten
Feb
18
2016
 Washington DC Issues New Exempt Reporting Adviser Rule for Venture Capital Funds Stark & Stark
Feb
18
2016
 FINRA Files Proposed Rule Requiring Registration of Associated Persons Who Design or Develop Algorithmic Trading Strategies Katten
Feb
18
2016
 MSRB Pay-to-Play Rule Expanded, Opening Door to Enforcement: Municipal Securities Rulemaking Board Covington & Burling LLP
Feb
18
2016
 SEC’s Charges Provide Support for Class Plaintiffs’ Allegations in Ocwen Securities Litigation Mintz
Feb
18
2016
 Supreme Court Vacancy Leaves Spokeo Outcome Even More Uncertain Foley & Lardner LLP
Feb
17
2016
 FDIC Proposes Deposit Insurance Determination Rule for Large Banks Morgan, Lewis & Bockius LLP
Feb
17
2016
 European Bank Resolutions – Trust Regulators, but Keep Your Powder Dry Cadwalader, Wickersham & Taft LLP
Feb
17
2016
 Treasury Releases Proposed Regulations Clarifying UPS Rule under MPRA Morgan, Lewis & Bockius LLP
Feb
16
2016
 New Roth Retirement Account Available through Social Security Stark & Stark
Feb
16
2016
 EU Policy Update - February 2016 re: Dutch Presidency and Brexit, Digital Single Market Policy, Energy and Environment Covington & Burling LLP
Feb
15
2016
 Foreign Correspondent Banking – The Good, The Bad and The Ugly Dinsmore & Shohl LLP
Feb
15
2016
 Wisconsin Real Estate: "AS-IS" Clause is Not Shield Against Misrepresentation von Briesen & Roper, s.c.
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