Financial Institutions Banking

Published between:
Published Title Organization
Mar
14
2016
 FDCPA – 11TH Circuit: Kinlock v. Wells Fargo Bank – Post-Foreclosure Offers of Financial Assistance to Defaulted Borrower Not Violative of FDCPA/Florida Consumer Collection Protection Act Greenberg Traurig, LLP
Mar
14
2016
 Your Fiduciary Duty to Invest “Prudently” Holland & Hart LLP
Mar
14
2016
 Bridging the Week: March 7 - 11, and 14, 2016 (Civil Rights Violation; Spoofing; Disorderly Liquidation; Risk Management; Disaggregation) Katten
Mar
14
2016
 Why Is California’s Derivative Suit Statute Stuck In 1977? Allen Matkins Leck Gamble Mallory & Natsis LLP
Mar
14
2016
 Financial Services Sector Implications of ‘Brexit’ Morgan, Lewis & Bockius LLP
Mar
14
2016
 Congress to Receive CFPB Semi-Annual Report; SEC, Other Nominees See Movement As Financial Services Regulators Make Final Push Squire Patton Boggs (US) LLP
Mar
13
2016
 Senior Managers Regime Goes Into Effect in the United Kingdom Katten
Mar
11
2016
 National Futures Association (NFA) To Review Initial Margin Models for SDs and MSPs Katten
Mar
11
2016
 European Commission Publishes a List of Planned Initiatives for 2016 Katten
Mar
11
2016
 Eleventh Circuit Raises Important Questions About Challenging the Constitutionality of SEC Administrative Proceedings Greenberg Traurig, LLP
Mar
10
2016
 CFPB Director Defends Regulation by Enforcement, Warns Executives Morgan, Lewis & Bockius LLP
Mar
10
2016
 Wiretapping: Watch What You Write, Watch What You Say Barnes & Thornburg LLP
Mar
10
2016
 Evolving FCPA Enforcement Strategy – U.S. Regulators Are Talking; Are You Listening? Foley & Lardner LLP
Mar
10
2016
 SEC Acts to Enhance Oversight of Funds and Advisers Greenberg Traurig, LLP
Mar
10
2016
 Treasury Corrects Proposed Regulations on Political Subdivisions Squire Patton Boggs (US) LLP
Mar
9
2016
 OFAC Targets Knowing Violations by Foreign Companies Holland & Hart LLP
Mar
9
2016
 Critic of High-Frequency Trading Receives SEC Whistleblower Bounty Award Proskauer Rose LLP
Mar
9
2016
 Let’s Hear it for Walls (of Debt): Restructuring Industry Greenberg Traurig, LLP
Mar
8
2016
 CFPB Begins to Assert Itself in Regulating Marketplace Lenders Morgan, Lewis & Bockius LLP
Mar
8
2016
 Proposed “Whistleblower Augmented Reward and Nonretaliation Act” Aims to Increase Protections for Financial Industry Whistleblowers Epstein Becker & Green, P.C.
Mar
8
2016
 Dwolla Fined $100,000 by CFPB in First Data Security Enforcement Action Jackson Lewis P.C.
Mar
8
2016
 AXA 36(b) Excessive Fee Cases: First to Trial Since 2009 Vedder Price
Mar
8
2016
 SEC Settles Charges against Wealth Management Businesses for Failing to Disclose Conflicts of Interest Arising from Preferences for Proprietary Funds. Vedder Price
Mar
8
2016
 California District Court Rules in Favor of Defendants on Remaining Claims in Schwab Case Relating to Violation of Fundamental Investment Policies Vedder Price
Mar
8
2016
 Exclusive Study Analyzes 2015 IPOs Proskauer Rose LLP
Mar
8
2016
 New Michigan Law Allows Drainage Districts to Issue Term Bonds Dickinson Wright PLLC
Mar
8
2016
 New FCA Whistle-blowing Guidelines From Today Squire Patton Boggs (US) LLP
Mar
7
2016
 SEC Busts Tech Company for Bribing Chinese Officials Barnes & Thornburg LLP
Mar
7
2016
 Bridging the Week: February 29 – March 4, and 7, 2016 (Electricity; Prearranged Trades; Delivery Line Freshening; FCPA; Limiting Bank Exposure) Katten
Mar
7
2016
 CFPB Cites Payments Firm for Deceptive Claims Regarding Data Security Practices Greenberg Traurig, LLP
Mar
7
2016
 To Swipe or Not to Swipe ... That is Retailer's Current Credit Card Dilemma von Briesen & Roper, s.c.
Mar
7
2016
 Interest Rate Mis-selling – Temporary Relief For Banks Squire Patton Boggs (US) LLP
Mar
6
2016
 FCA and PRA Confirm That Bonus Cap Will Not Apply to Smaller Firms Katten
Mar
5
2016
 UK Government Publishes Implementing Regulations for UCITS V Katten
Mar
4
2016
 President’s Budget Proposal – More Bond Stuff Squire Patton Boggs (US) LLP
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