Financial Institutions Banking

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Published Title Organization
Mar
28
2016
 NLRB Finds Non-Union Employee’s Foul-Mouthed Complaining About Clients Protected Activity and Slams Employer’s Separation Agreement Epstein Becker & Green, P.C.
Mar
26
2016
 NASDAQ Takes Aim at Third Party Payments to Directors Bracewell LLP
Mar
25
2016
 Private Equity Fund Formation in China: Is this the Future? Greenberg Traurig, LLP
Mar
25
2016
 Regulators Issue New Guidance Related to Certain Prepaid Cards Katten
Mar
25
2016
 Federal Reserve Board Proposes Enhanced Single-Counterparty Credit Limits for Large Banks Katten
Mar
25
2016
 CFPB Releases Annual Summary of Servicemember Complaints Morgan, Lewis & Bockius LLP
Mar
24
2016
 Payroll Debit Cards Could be Costly to Employers Steptoe & Johnson PLLC
Mar
23
2016
 On Remand, North Carolina District Court Rules for the Fiduciaries in Tatum v. R.J. Reynolds Proskauer Rose LLP
Mar
23
2016
 CFTC and EPA sign Memorandum of Understanding on Renewable Fuel Markets ArentFox Schiff LLP
Mar
23
2016
 SEC Calls for Enhanced Scrutiny of Exchange-traded Funds (ETFs) Vedder Price
Mar
23
2016
 SEC Continues Focus on Financial Reporting and Disclosure Fraud Vedder Price
Mar
22
2016
 Financial Institutions and Third-Party Risk Management Morgan, Lewis & Bockius LLP
Mar
22
2016
 Increased Sanctions on North Korea Focus on China and Russia Holland & Hart LLP
Mar
22
2016
 Banking Agencies Issuance Guidance on CIP Applicability to Prepaid Cards Morgan, Lewis & Bockius LLP
Mar
21
2016
 Do Bonds and EB-5 Investment Go Together? Greenberg Traurig, LLP
Mar
21
2016
 Delaware Bankruptcy Court Rules TCEH First Lien Distributions Governed by Bankruptcy Code, Not by Intercreditor Agreement Waterfall Cadwalader, Wickersham & Taft LLP
Mar
21
2016
 Bridging the Week: March 14 - 18, and 21, 2016 (Regulation AT; Equivalence Recognition; Fund Manager Misstatements; Conflicts of Interest; Trade Options) Katten
Mar
21
2016
 OSHA Issues Final Rules Implementing Consumer Financial Protection Whistleblower Law Zuckerman Law
Mar
19
2016
 The Effect of Financial Instruments and Exchange Act of Japan Article 63 Amendments on Existing Article 63 Exemption Operators Morgan, Lewis & Bockius LLP
Mar
19
2016
 EU Commission Adopts Delegated Regulation on Abusive Practices and Suspicious Orders and Transactions Under MAR Katten
Mar
18
2016
 CFTC Extends No Action Relief for SEFs With Respect to Certain Uncleared Swaps Transactions Katten
Mar
18
2016
 CFTC Approves Final Rule Eliminating Certain Reporting and Recordkeeping Requirements for Trade Option End-Users Katten
Mar
18
2016
 CFTC Issues No Action Relief for EU-Based DCOs Authorized to Operate in EU Katten
Mar
18
2016
 Massachusetts Senate Likely to Address Higher Education Bills Next Week Mintz
Mar
18
2016
 OSHA Orders Bank to Reinstate Sarbanes-Oxley Whistleblower Zuckerman Law
Mar
18
2016
 The UK Senior Managers and Certification Regime Takes Effect Morgan, Lewis & Bockius LLP
Mar
17
2016
 Federal Reserve System Requests Comments on Proposed Single-Counterparty Credit Limits Cadwalader, Wickersham & Taft LLP
Mar
16
2016
 Propriety of Constitutional Challenges to Agency Administrative Proceedings Discussed by Federal Regulators, and Supported by at Least One Greenberg Traurig, LLP
Mar
16
2016
 FDIC Increases Deposit Insurance Assessments for Larger Banks Morgan, Lewis & Bockius LLP
Mar
16
2016
 Advantaged Bonds: Enquiring Minds Want to Know – But Are Still Somewhat Confused Squire Patton Boggs (US) LLP
Mar
16
2016
 First SEC Case Against Municipal Advisor Under New Fiduciary Duty Proskauer Rose LLP
Mar
15
2016
 New ICE Futures U.S. Wash Trade FAQ Cadwalader, Wickersham & Taft LLP
Mar
15
2016
 Consumer Financial Protection Bureau Takes Aim at FinTech Vedder Price
Mar
15
2016
 Netherlands Returns as a Collective-Settlement Forum Proskauer Rose LLP
Mar
15
2016
 SEC Continues its Focus on Advisory Fees Greenberg Traurig, LLP
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